DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• S••••• C•••••• M••••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Aug 16, 2012 · 23 filings
SEC status approved since Aug 24, 2012
RAUM
$757M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
5.8%
$43.9M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$757M as of Mar 19, 2026
Mar 18, 2013$66.5M then
HNW client RAUM$43.9M as of Mar 19, 2026
Mar 19, 2018$17.4M then
State-registered IARs (5.B.3)1 as of Mar 19, 2026
Mar 18, 20130 then
Employees (5.A)5 as of Mar 19, 2026
Mar 18, 20133 then
Private funds1 as of Mar 19, 2026
Mar 18, 20131 then
RAUM n/a over the last fiscal year+25% a year over three
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $757MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $43.9MderivedHNW RAUM over HNW clients
- Average account
- $252MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$368M49%
- Pooled investment vehicles$345M46%
- High-net-worth individuals$43.9M5.8%
- Individual clients
- n/areported
- HNW clients
- 1reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.06 fund_share=0.94 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••• S••••• U• E••••• V•••• F••• L• | Hedge Fund | $226M | 50 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- W••••••• J•••••••• A• · Managing Membercontrolsince 06/2009 · owns 50% to 75%
- W•••••••• A•••••• T• · Managing Member - Ccocontrolsince 06/2009 · owns 50% to 75%
Related persons
Schedule D 7.A
- S••••• S••••• P•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Palm Beach, FL1 employees
What changed
consecutive filings, newest first
- Accounts · 5 to 3May 1, 2025 to Mar 19, 2026
- Charity clients · 2.0 to unsetMay 1, 2025 to Mar 19, 2026
- Discretionary RAUM · $673M to $714MMay 1, 2025 to Mar 19, 2026
- HNW RAUM · $39.6M to $43.9MMay 1, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $39.6M to $43.9MMay 1, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $260M to $345MMay 1, 2025 to Mar 19, 2026
- RAUM · $713M to $757MMay 1, 2025 to Mar 19, 2026
- Advisory employees · 3 to 4May 8, 2024 to May 1, 2025
- Employees · 3 to 5May 8, 2024 to May 1, 2025
- Insurance-licensed employees · 0 to 1May 8, 2024 to May 1, 2025
- Financial planning clients · unset to May 8, 2024 to May 1, 2025
- State-registered IARs · 0 to 1May 8, 2024 to May 1, 2025
- Discretionary RAUM · $555M to $673MMay 8, 2024 to May 1, 2025
- HNW RAUM · $31.6M to $39.6MMay 8, 2024 to May 1, 2025
- Non-discretionary RAUM · $31.6M to $39.6MMay 8, 2024 to May 1, 2025
- Pooled vehicle RAUM · $226M to $260MMay 8, 2024 to May 1, 2025
- RAUM · $587M to $713MMay 8, 2024 to May 1, 2025
- Other offices · 0 to 1Jul 20, 2023 to Mar 1, 2024
- Discretionary RAUM · $457M to $555MJul 20, 2023 to Mar 1, 2024
- HNW RAUM · $30.1M to $31.6MJul 20, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $30.1M to $31.6MJul 20, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · $190M to $226MJul 20, 2023 to Mar 1, 2024
- RAUM · $487M to $587MJul 20, 2023 to Mar 1, 2024
- Accounts · 4 to 5Mar 28, 2023 to Jul 20, 2023
- Charity clients · 1 to 2Mar 28, 2023 to Jul 20, 2023
- Discretionary RAUM · $385M to $457MMar 28, 2023 to Jul 20, 2023
- HNW RAUM · $27.5M to $30.1MMar 28, 2023 to Jul 20, 2023
- Non-discretionary RAUM · $0 to $30.1MMar 28, 2023 to Jul 20, 2023
- Pooled vehicle RAUM · $177M to $190MMar 28, 2023 to Jul 20, 2023
- RAUM · $385M to $487MMar 28, 2023 to Jul 20, 2023
- Accounts · 3 to 4Mar 29, 2022 to Mar 28, 2023
- Advisory activities · 2 to 4Mar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $263M to $385MMar 29, 2022 to Mar 28, 2023
- HNW RAUM · $26.2M to $27.5MMar 29, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $167M to $177MMar 29, 2022 to Mar 28, 2023
- RAUM · $263M to $385MMar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $209M to $263MMar 23, 2021 to Mar 29, 2022
- HNW RAUM · $20.3M to $26.2MMar 23, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $134M to $167MMar 23, 2021 to Mar 29, 2022
- RAUM · $209M to $263MMar 23, 2021 to Mar 29, 2022
Signals
4 dated events
- S••••• S••••• C•••••• M••••••••• L•• reported RAUM $487.3M, up 26% from $385.4M (2023-03-28 to 2023-07-20)Jul 20, 2023 · RAUM change · derived
- S••••• S••••• C•••••• M••••••••• L•• reported RAUM $385.4M, up 47% from $262.8M (2022-03-29 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- Lewis Judd Kahn (Owner) no longer on Schedule A of S••••• S••••• C•••••• M••••••••• L•• (listed 2018-03-19, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- S••••• S••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 16, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/summit-street-capital-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.s•••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-750-7036reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026