DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Beirne Wealth Consulting, LLC

Former SEC-registered adviserMilford, ConnecticutCRD 160184SEC 801-73034IAPD
Latest filing Nov 29, 2012
First filing on the tape Jan 6, 2012 · 5 filings
RAUM
$396M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
9 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$396M as of Nov 29, 2012
Jan 6, 2012$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3): 5
Employees (5.A): 9
Private funds: no history
Practice profile
derived from the filing of Nov 29, 2012; every figure names its basis
RAUM per advisor
$79.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$244,595derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.8derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,619reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • John-Oliver Beirne · Managing Membercontrol
    since 01/2012 · owns 5% to 10%
  • Anthony John Beirne · Managing Membercontrol
    since 01/2012 · owns 50% to 75%
  • Andrew James Betzig · Managing Member/Chief Compliance Officercontrol
    since 01/2012 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,080 to 1,619
    May 16, 2012 to Nov 29, 2012
  • Advisory employees · unset to 9.0
    May 16, 2012 to Nov 29, 2012
  • BD registered reps · unset to 7.0
    May 16, 2012 to Nov 29, 2012
  • Employees · unset to 9.0
    May 16, 2012 to Nov 29, 2012
  • State-registered IARs · unset to 5.0
    May 16, 2012 to Nov 29, 2012
  • Discretionary RAUM · $1.4B to $396M
    May 16, 2012 to Nov 29, 2012
  • Non-discretionary RAUM · $49.0M to $0
    May 16, 2012 to Nov 29, 2012
  • RAUM · $1.4B to $396M
    May 16, 2012 to Nov 29, 2012
  • Non-discretionary RAUM · $0 to $49.0M
    Jan 20, 2012 to May 16, 2012
  • RAUM · $0 to $1.4B
    Jan 20, 2012 to May 16, 2012
  • Accounts · 0 to 1,080
    Jan 20, 2012 to May 16, 2012
  • Business name · BW CONSULTING, LLC to BEIRNE WEALTH CONSULTING, LLC
    Jan 20, 2012 to May 16, 2012
  • Legal name · BW CONSULTING, LLC to BEIRNE WEALTH CONSULTING, LLC
    Jan 20, 2012 to May 16, 2012
  • Discretionary RAUM · $0 to $1.4B
    Jan 20, 2012 to May 16, 2012
  • HQ city · ENGLEWOOD to MILFORD
    Jan 12, 2012 to Jan 20, 2012
  • HQ state · NJ to CT
    Jan 12, 2012 to Jan 20, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026