DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Beirne.

Other adviserDarien, ConnecticutCRD 167103SEC 801-77726websiteIAPD
Legal name Beirne Wealth Consulting Services, LLC
Latest filing Aug 17, 2026
First filing on the tape Mar 4, 2013 · 44 filings
SEC status approved since Feb 1, 2013
RAUM
$2.3B
reported, Item 5.F
Discretionary
30%
of RAUM
Private clients
12%
$261M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$565M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$2.3B as of Aug 17, 2026
Mar 24, 2014$545M then
HNW client RAUM$190M as of Aug 17, 2026
Mar 29, 2018$444M then
State-registered IARs (5.B.3)4 as of Aug 17, 2026
Mar 24, 201410 then
Employees (5.A)9 as of Aug 17, 2026
Mar 24, 201419 then
Private funds: no history
RAUM +88% over the last fiscal year+6.0% a year over threeIARs 4 to 4offices 1 to 2
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
  • Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
  • OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
RAUM per advisor
$565MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
109derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.8MderivedHNW RAUM over HNW clients
Average account
$1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
30%derivedof RAUM
Institutional
86%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.3derivedItem 5.A over advisors
Advisors per office
1.3derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+14%derivedbetween the last two annual amendments
Advisor growth, one year
-25%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.9%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$48.5MreportedItem 5.I
Custody
$16.7M, 14 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • State and municipal entities$1.9B85%
  • High-net-worth individuals$190M8.4%
  • Individuals$72.0M3.2%
  • Corporations and businesses$62.9M2.8%
  • Charitable organizations$6.9M0.3%
  • Pension and profit-sharing plans$2.7M0.1%
Individual clients
330reported
HNW clients
105reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,460reported
Financial planning clients
0reported
Wrap fee programs
$48.5M sponsored, $0 managedreported
Custody of client assets
$16.7M for 14 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.12 fund_share=0.0 institutional_share=0.86 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
John Anthony BeirneDarien, CtMar 22, 201345 y2
John-Oliver BeirneDarien, CtApr 5, 201316 y2
Lindsey E AllardNorth Haven, CtJan 22, 201618 y1
Joseph Gerardo MalangaDarien, CtFeb 6, 202613 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Joined, latest
Teams: two or more advisors moving together within fourteen days, from one state
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • E Lindsey Allard · Partnercontrol
      since 10/2022 · owns less than 5%
    • John-Oliver Beirne · Managing Directorcontrol
      since 02/2013 · owns less than 5%
    • Anthony John Beirne · Managing Director, Cio And Founding Partnercontrol
      since 02/2013 · owns less than 5%
    • Anthony Richard Defrancesco · Chief Operating Officercontrol
      since 11/2018 · owns less than 5%
    • Dennis Grubelic · Chief Compliance Officercontrol
      since 09/2022 · owns less than 5%
    • Elizabeth Megan Morelli · Partnercontrol
      since 10/2022 · owns less than 5%
    • Joseph John Barker · Trusteecontrol
      since 12/2012 · owns F of The John Oliver Beirne 2012 Trust
    • Joseph John Barker · Trusteecontrol
      since 12/2012 · owns F of The Evan A. Beirne 2012 Trust
    • Evan Beirne · Trusteecontrol
      since 12/2012 · owns F of The Evan A. Beirne 2012 Trust
    • John-Oliver Beirne · Trusteecontrol
      since 12/2012 · owns F of The John Oliver Beirne 2012 Trust
    Entity owners
    • The Evan A. Beirne 2012 Trust · Owner
      direct · owns 25% to 50%
    • The John Oliver Beirne 2012 Trust · Owner
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    No related person reported.
    Advisers that list Beirne. as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Darien, Ct · principal310
    Offices
    Schedule D 1.F, the 25 largest
    • Center Valley, PA3 employees
    What changed
    consecutive filings, newest first
    • HQ city · SHELTON to DARIEN
      Jul 2, 2026 to Aug 17, 2026
    • State-registered IARs · 3 to 4
      Jul 2, 2026 to Aug 17, 2026
    • Other offices · 1 to 2
      Jul 2, 2026 to Aug 17, 2026
    • Accounts · 1,222 to 1,460
      Mar 30, 2026 to Jul 2, 2026
    • Corporate clients · 9 to 10
      Mar 30, 2026 to Jul 2, 2026
    • HNW clients · 74 to 105
      Mar 30, 2026 to Jul 2, 2026
    • Individual clients · 314 to 330
      Mar 30, 2026 to Jul 2, 2026
    • HNW RAUM · $167M to $190M
      Mar 30, 2026 to Jul 2, 2026
    • Individual RAUM · $68.8M to $72.0M
      Mar 30, 2026 to Jul 2, 2026
    • Non-discretionary RAUM · $694M to $1.6B
      Mar 30, 2026 to Jul 2, 2026
    • Pension RAUM · $2.4M to $2.7M
      Mar 30, 2026 to Jul 2, 2026
    • RAUM · $1.4B to $2.3B
      Mar 30, 2026 to Jul 2, 2026
    • Accounts · 1,153 to 1,222
      Dec 15, 2025 to Mar 30, 2026
    • Advisory employees · 6 to 5
      Dec 15, 2025 to Mar 30, 2026
    • Corporate clients · 8 to 9
      Dec 15, 2025 to Mar 30, 2026
    • HNW clients · 61 to 74
      Dec 15, 2025 to Mar 30, 2026
    • Individual clients · 309 to 314
      Dec 15, 2025 to Mar 30, 2026
    • Assets in custody · $15.2M to $16.7M
      Dec 15, 2025 to Mar 30, 2026
    • Employees · 10 to 9
      Dec 15, 2025 to Mar 30, 2026
    • Financial planning clients · 11-25 to 0
      Dec 15, 2025 to Mar 30, 2026
    • State-registered IARs · 4 to 3
      Dec 15, 2025 to Mar 30, 2026
    • Discretionary RAUM · $586M to $677M
      Dec 15, 2025 to Mar 30, 2026
    • HNW RAUM · $122M to $167M
      Dec 15, 2025 to Mar 30, 2026
    • Individual RAUM · $61.2M to $68.8M
      Dec 15, 2025 to Mar 30, 2026
    • Non-discretionary RAUM · $613M to $694M
      Dec 15, 2025 to Mar 30, 2026
    • Pension RAUM · $4.2M to $2.4M
      Dec 15, 2025 to Mar 30, 2026
    • RAUM · $1.2B to $1.4B
      Dec 15, 2025 to Mar 30, 2026
    • Wrap assets (sponsor) · $44.2M to $48.5M
      Dec 15, 2025 to Mar 30, 2026
    • Accounts · 1,136 to 1,153
      Mar 28, 2024 to Mar 25, 2025
    • Corporate clients · 9 to 8
      Mar 28, 2024 to Mar 25, 2025
    • HNW clients · 41 to 61
      Mar 28, 2024 to Mar 25, 2025
    • Individual clients · 311 to 309
      Mar 28, 2024 to Mar 25, 2025
    • Assets in custody · $113M to $15.2M
      Mar 28, 2024 to Mar 25, 2025
    • Financial planning clients · 11-25 to 11-25
      Mar 28, 2024 to Mar 25, 2025
    • Discretionary RAUM · $453M to $586M
      Mar 28, 2024 to Mar 25, 2025
    • HNW RAUM · $105M to $122M
      Mar 28, 2024 to Mar 25, 2025
    • Individual RAUM · $64.7M to $61.2M
      Mar 28, 2024 to Mar 25, 2025
    • Non-discretionary RAUM · $682M to $613M
      Mar 28, 2024 to Mar 25, 2025
    • Pension RAUM · $5.9M to $4.2M
      Mar 28, 2024 to Mar 25, 2025
    • RAUM · $1.1B to $1.2B
      Mar 28, 2024 to Mar 25, 2025
    Signals
    14 dated events
    • Beirne. reported RAUM $2.3B, up 65% from $1.4B (2026-03-30 to 2026-07-02)
      Jul 2, 2026 · RAUM change · derived
    • Beirne. reported RAUM $1.1B, down 40% from $1.9B (2023-08-25 to 2024-03-28)
      Mar 28, 2024 · RAUM change · derived
    • Elizabeth Megan Morelli (Partner) appeared on Schedule A of Beirne.
      Mar 30, 2023 · Control person joined · fact
    • Jeffrey Louis Bradanini left Beirne. for Janney Montgomery Scott Llc (registered 2023-03-14)
      Jan 31, 2023 · Advisor changed firm · fact
    • Lynn Victoria Olson (Chief Compliance Officer) no longer on Schedule A of Beirne. (listed 2022-06-07, absent 2022-10-26)
      Oct 26, 2022 · Control person left · inference
    • Dennis Grubelic (Chief Compliance Officer) appeared on Schedule A of Beirne.
      Oct 26, 2022 · Control person joined · fact
    • Elizabeth Garnto left Beirne. for Vanguard Advisers, Inc. (registered 2022-06-09)
      Jun 7, 2022 · Advisor changed firm · fact
    • Elizabeth Garnto (Chief Compliance Officer) no longer on Schedule A of Beirne. (listed 2022-03-31, absent 2022-06-07)
      Jun 7, 2022 · Control person left · inference
    • Lynn Victoria Olson (Chief Compliance Officer) appeared on Schedule A of Beirne.
      Jun 7, 2022 · Control person joined · fact
    • Anthony Richard Defrancesco (Chief Operating Officer) appeared on Schedule A of Beirne.
      Mar 25, 2021 · Control person joined · fact
    • E Lindsey Allard (Managing Director) appeared on Schedule A of Beirne.
      Mar 25, 2021 · Control person joined · fact
    • Beirne. reported RAUM $1.6B, down 31% from $2.3B (2018-07-19 to 2019-03-29)
      Mar 29, 2019 · RAUM change · derived
    • Beirne Wealth Consulting Services, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Mar 4, 2013 · Succession (Item 4) · fact
    • Beirne Wealth Consulting Services, Llc filed its initial SEC registration (Form ADV)
      Mar 4, 2013 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/beirne/mycompany/?viewAsMember=truereportedpublic record, Form ADV, Sep 17, 2026
    Website
    beirnegroup.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    203-701-8606reportedpublic record, Form ADV, Aug 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Other adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $565Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026