DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• C•••••• L••
Latest filing Jul 10, 2026
First filing on the tape Feb 13, 2012 · 23 filings
SEC status approved since Mar 1, 2012
RAUM
$731M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$731M
derived; firm RAUM over IAPD count
Employees
14
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$731M as of Jul 10, 2026
Mar 12, 2013$101M then
HNW client RAUM$5.0M as of Mar 29, 2019
Mar 30, 2018$5.2M then
State-registered IARs (5.B.3)0 as of Jul 10, 2026
Mar 12, 20130 then
Employees (5.A)14 as of Jul 10, 2026
Mar 12, 20133 then
Private funds4 as of Jul 10, 2026
Mar 12, 20131 then
RAUM +5.1% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $731MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $183MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 14.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $9.2M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$731M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.2M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• N•••• C•••••••• | Birmingham, Mi | Apr 9, 2026 | 15 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••••• D••••••••• P•••••• E••••• F••• I••• L••• | Private Equity Fund | $314M | 184 | Mar 30, 2022 |
| S••••••••• D••••••••• P•••••• E••••• I• M•••••• L•• | Private Equity Fund | $140M | 2 | Mar 25, 2016 |
| S••••••••• D••••••••• P•••••• E••••• I•• L•• | Private Equity Fund | $40.8M | 60 | Mar 25, 2016 |
| S••••••••• D••••••••• P•••••• E••••• I• L•• | Private Equity Fund | $13.9M | 5 | Mar 12, 2013 |
| B•• H••• H••••••• L•• | Private Equity Fund | $0 | 3 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- C••••••••• S••••• N•••• · Ceo & Managing Partnercontrolsince 01/2011 · owns 75% or more
- I••••••••• S••••••• L••• · Chief Financial Officer & Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
Related persons
Schedule D 7.A
- S••• I•• G•• L•••pooled vehicle sponsory
- S••••••••• S•••••••• M••••••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 7Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $11.2M to $9.2MMar 31, 2025 to Mar 27, 2026
- Employees · 13 to 14Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $696M to $731MMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $696M to $731MMar 31, 2025 to Mar 27, 2026
- RAUM · $696M to $731MMar 31, 2025 to Mar 27, 2026
- Advisory employees · 5 to 6Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $13.9M to $11.2MMar 29, 2024 to Mar 31, 2025
- Employees · 11 to 13Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $509M to $696MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $509M to $696MMar 29, 2024 to Mar 31, 2025
- RAUM · $509M to $696MMar 29, 2024 to Mar 31, 2025
- Accounts · 5 to 4Oct 5, 2023 to Mar 29, 2024
- Advisory employees · 4 to 5Oct 5, 2023 to Mar 29, 2024
- Pooled vehicle clients · 5 to 4Oct 5, 2023 to Mar 29, 2024
- Assets in custody · $18.8M to $13.9MOct 5, 2023 to Mar 29, 2024
- Employees · 10 to 11Oct 5, 2023 to Mar 29, 2024
- Private funds · 5 to 4Oct 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $430M to $509MOct 5, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $430M to $509MOct 5, 2023 to Mar 29, 2024
- RAUM · $430M to $509MOct 5, 2023 to Mar 29, 2024
- Other offices · 1 to 0Mar 31, 2023 to Oct 5, 2023
- Assets in custody · $27.7M to $18.8MJan 27, 2023 to Mar 31, 2023
- Employees · 9 to 10Jan 27, 2023 to Mar 31, 2023
- Discretionary RAUM · $350M to $430MJan 27, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $350M to $430MJan 27, 2023 to Mar 31, 2023
- RAUM · $350M to $430MJan 27, 2023 to Mar 31, 2023
- Other offices · 0 to 1Sep 23, 2022 to Jan 27, 2023
- Accounts · 11 to 5Mar 30, 2021 to Mar 30, 2022
- Advisory employees · 3 to 4Mar 30, 2021 to Mar 30, 2022
- Advisory activities · 2 to 1Mar 30, 2021 to Mar 30, 2022
- Individual clients · 7.0 to unsetMar 30, 2021 to Mar 30, 2022
- Pooled vehicle clients · 4 to 5Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $36.5M to $27.7MMar 30, 2021 to Mar 30, 2022
- Employees · 8 to 9Mar 30, 2021 to Mar 30, 2022
- Private funds · 4 to 5Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $275M to $350MMar 30, 2021 to Mar 30, 2022
- Individual RAUM · 1414166.0 to unsetMar 30, 2021 to Mar 30, 2022
- Non-discretionary RAUM · $439,004 to $0Mar 30, 2021 to Mar 30, 2022
Signals
3 dated events
- S••••••••• C•••••• L•• reported RAUM $695.7M, up 37% from $508.5M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Lynn Shannon Iannettoni (Chief Financial Officer & Chief Compliance Officer) appeared on Schedule A of S••••••••• C•••••• L••Mar 30, 2021 · Control person joined · fact
- Crook Shelagh Merenius (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of S••••••••• C•••••• L•• (listed 2021-02-24, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- S••••••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- S••••••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sturbridge-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- s•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-220-8400reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $731Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026