DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M••••••••• B••••• C••••••
Legal name S••••• M••••••••• L••
Latest filing Jul 22, 2026
First filing on the tape Jan 30, 2012 · 22 filings
SEC status approved since Feb 13, 2012
RAUM
$717M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$717M as of Jul 22, 2026
Apr 1, 2013$415M then
HNW client RAUM$0 as of Jul 22, 2026
Mar 29, 2021$0 then
State-registered IARs (5.B.3)0 as of Jul 22, 2026
Apr 1, 20130 then
Employees (5.A)13 as of Jul 22, 2026
Apr 1, 201312 then
Private funds6 as of Jul 22, 2026
Apr 1, 20132 then
RAUM -2.9% over the last fiscal year+7.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 22, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $119MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -2.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$717M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••• C•••••• F•••• L• | Private Equity Fund | $91.0M | 3 | Jan 30, 2012 |
| M•• P•••••• E••••• F••• I• L• | Private Equity Fund | $75.9M | 70 | Mar 29, 2021 |
| E•••••••• A••••••• R••••• F••• L••• L•••no longer reported | Hedge Fund | $20.4M | 25 | Aug 10, 2012 |
| A•••••••• C••••••• L••• | Private Equity Fund | $8.1M | 1 | Mar 30, 2022 |
| M•• B• S•• L•• | Private Equity Fund | $942,000 | 4 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• J•••• P•••••• · Chief Executive Officercontrolsince 12/2010 · owns less than 5%
- K••••• B••••• D•••• · Class B Membercontrolsince 12/2010 · owns 5% to 10%
- W•••• M••••••• D••••• · Chief Financial Officer & Chief Compliance Officercontrolsince 12/2010 · owns less than 5%
- F••••••••• J•••• P•••••• · Managing Directorcontrolsince 06/2002 · owns 75% or more of S•••••••• L••
Entity owners
- S•••••••• L•• · Class A Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- M•• E••••• P••••••• I•• L••pooled vehicle sponsorn
- M••••••••• B••••• C••••••• L••pooled vehicle sponsorn
- S••••• E••••• P•••••••• L••pooled vehicle sponsorn
Advisers that list M••••••••• B••••• C•••••• as a related person
- 330056 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $739M to $717MAug 8, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $739M to $717MAug 8, 2025 to Mar 30, 2026
- RAUM · $739M to $717MAug 8, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Aug 8, 2025
- Discretionary RAUM · $738M to $739MMar 31, 2025 to Aug 8, 2025
- Pooled vehicle RAUM · $738M to $739MMar 31, 2025 to Aug 8, 2025
- RAUM · $738M to $739MMar 31, 2025 to Aug 8, 2025
- Accounts · 4 to 6Jul 10, 2024 to Mar 31, 2025
- Pooled vehicle clients · 4 to 6Jul 10, 2024 to Mar 31, 2025
- Private funds · 4 to 6Jul 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $572M to $738MJul 10, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $572M to $738MJul 10, 2024 to Mar 31, 2025
- RAUM · $572M to $738MJul 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $585M to $572MJul 28, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $585M to $572MJul 28, 2023 to Mar 27, 2024
- RAUM · $585M to $572MJul 28, 2023 to Mar 27, 2024
- Accounts · 3 to 4Mar 30, 2022 to Mar 30, 2023
- Business name · S••••• M••••••••• L•• to M••••••••• B••••• C••••••Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 3 to 4Mar 30, 2022 to Mar 30, 2023
- Assets in custody · 615750000.0 to unsetMar 30, 2022 to Mar 30, 2023
- Custody of client assets · true to falseMar 30, 2022 to Mar 30, 2023
- Private funds · 3 to 4Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $616M to $585MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $616M to $585MMar 30, 2022 to Mar 30, 2023
- RAUM · $616M to $585MMar 30, 2022 to Mar 30, 2023
- Accounts · 2 to 3Mar 29, 2021 to Mar 30, 2022
- Pooled vehicle clients · 2 to 3Mar 29, 2021 to Mar 30, 2022
- Assets in custody · $534M to $616MMar 29, 2021 to Mar 30, 2022
- Private funds · 2 to 3Mar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $534M to $616MMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $534M to $616MMar 29, 2021 to Mar 30, 2022
- RAUM · $534M to $616MMar 29, 2021 to Mar 30, 2022
- Accounts · 1 to 2Mar 29, 2020 to Mar 29, 2021
- Advisory employees · 10 to 9Mar 29, 2020 to Mar 29, 2021
- Charity clients · unset to 0.0Mar 29, 2020 to Mar 29, 2021
- Corporate clients · unset to 0.0Mar 29, 2020 to Mar 29, 2021
- HNW clients · unset to 0.0Mar 29, 2020 to Mar 29, 2021
- Individual clients · unset to 0.0Mar 29, 2020 to Mar 29, 2021
- Pension plan clients · unset to 0.0Mar 29, 2020 to Mar 29, 2021
- Pooled vehicle clients · 1 to 2Mar 29, 2020 to Mar 29, 2021
Signals
1 dated events
- M••••••••• B••••• C•••••• reported RAUM $738.5M, up 29% from $572.0M (2024-07-10 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M••••••••• B••••• C•••••• · Independent Sponsorsshared crd · capital_provider
- M••••••••• B••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/millenniumbridgereportedpublic record, Form ADV, Sep 18, 2026
- Website
- millenniumbridge.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 303-454-5453reportedpublic record, Form ADV, Jul 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026