DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•• B• S•• L••
Gross asset value
$942,000
as of Jul 10, 2024; not a fund size
Peak GAV
$942,000
highest filing
Owners
4
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
82%
of the fund
Owned by funds
82%
fund-of-funds interests
Non-US owners
0%
Reported
5 filings
Mar 30, 2023 to Jul 10, 2024
Reporting history
one row per Form ADV filing
Gross asset value$942,000 as of Jul 10, 2024
Mar 30, 2023$746,000 then
Owners4 as of Jul 10, 2024
Mar 30, 20234 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Colorado, United Statesreported
- Clients solicited
- yes, 25% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Crossfirst BankDenver, Colorado
Across DFX
shared identifiers only
- M•• B• S•• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 82%reportedadviser and related persons