DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• C•••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2015 · 21 filings
SEC status approved since Apr 1, 2015
RAUM
$285M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
32%
$92.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$285M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$285M as of Mar 31, 2026
Jan 26, 2016$220M then
HNW client RAUM$92.4M as of Mar 31, 2026
Mar 25, 2025$87.0M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jan 26, 20160 then
Employees (5.A)1 as of Mar 31, 2026
Jan 26, 20160 then
Private funds1 as of Mar 27, 2018
Jan 26, 20161 then
RAUM +15% over the last fiscal year+4.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $285MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $3.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Banks and thrifts$192M68%
- High-net-worth individuals$92.4M32%
- Individual clients
- n/areported
- HNW clients
- 21reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 92reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.32 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K••• B••••••• R•••Chartered Financial Analyst | Chicago, Il | Mar 20, 2012 | 27 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••••• C•••• C•••••• P••••••• I• L•no longer reported | Private Equity Fund | $40,000 | 2 | Mar 31, 2015 |
Owners and control persons
Schedule A and B, latest filing
- R•••• K•••• B••••••• · Managing Member, President And Ccocontrolsince 12/2010 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 82 to 92Mar 25, 2025 to Mar 31, 2026
- HNW clients · 16 to 21Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $247M to $285MMar 25, 2025 to Mar 31, 2026
- HNW RAUM · $87.0M to $92.4MMar 25, 2025 to Mar 31, 2026
- RAUM · $247M to $285MMar 25, 2025 to Mar 31, 2026
- Accounts · 63 to 82Mar 27, 2024 to Mar 25, 2025
- HNW clients · unset to 16.0Mar 27, 2024 to Mar 25, 2025
- Individual clients · 16.0 to unsetMar 27, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $225M to $247MMar 27, 2024 to Mar 25, 2025
- HNW RAUM · unset to 87000000.0Mar 27, 2024 to Mar 25, 2025
- Individual RAUM · 50000000.0 to unsetMar 27, 2024 to Mar 25, 2025
- RAUM · $225M to $247MMar 27, 2024 to Mar 25, 2025
- Accounts · 92 to 63Sep 6, 2023 to Mar 27, 2024
- Individual clients · 18 to 16Sep 6, 2023 to Mar 27, 2024
- Discretionary RAUM · $250M to $225MSep 6, 2023 to Mar 27, 2024
- Individual RAUM · $40.0M to $50.0MSep 6, 2023 to Mar 27, 2024
- RAUM · $250M to $225MSep 6, 2023 to Mar 27, 2024
- Accounts · 78 to 92Feb 14, 2022 to Mar 27, 2023
- Individual clients · 15 to 18Feb 14, 2022 to Mar 27, 2023
- Discretionary RAUM · $277M to $250MFeb 14, 2022 to Mar 27, 2023
- Individual RAUM · $50.0M to $40.0MFeb 14, 2022 to Mar 27, 2023
- RAUM · $277M to $250MFeb 14, 2022 to Mar 27, 2023
- Accounts · 72 to 78Aug 26, 2021 to Feb 14, 2022
- Advisory activities · 2 to 3Aug 26, 2021 to Feb 14, 2022
- Discretionary RAUM · $257M to $277MAug 26, 2021 to Feb 14, 2022
- Individual RAUM · $44.0M to $50.0MAug 26, 2021 to Feb 14, 2022
- RAUM · $257M to $277MAug 26, 2021 to Feb 14, 2022
- Accounts · 52 to 72Jun 30, 2020 to Mar 16, 2021
- Individual clients · 10 to 15Jun 30, 2020 to Mar 16, 2021
- Discretionary RAUM · $215M to $257MJun 30, 2020 to Mar 16, 2021
- Individual RAUM · $35.0M to $44.0MJun 30, 2020 to Mar 16, 2021
- RAUM · $215M to $257MJun 30, 2020 to Mar 16, 2021
- Accounts · 40 to 52Mar 27, 2019 to Mar 2, 2020
- Discretionary RAUM · $205M to $215MMar 27, 2019 to Mar 2, 2020
- Individual RAUM · $30.0M to $35.0MMar 27, 2019 to Mar 2, 2020
- RAUM · $205M to $215MMar 27, 2019 to Mar 2, 2020
- Private funds · 1 to unsetAug 3, 2018 to Mar 27, 2019
- Accounts · 38 to 40Mar 27, 2018 to Aug 3, 2018
- Individual clients · 9 to 10Mar 27, 2018 to Aug 3, 2018
Signals
1 dated events
- P•••••• C•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••• C•••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 312-674-7640reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 312-878-5520reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- pearsoncreek.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (312) 878-5520reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $285Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026