DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• C•••••• P•••••••• L•
Latest filing Apr 17, 2026
First filing on the tape Feb 14, 2012 · 35 filings
SEC status approved since Mar 23, 2012
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
24
16 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
10
reported on Schedule D
History
35 filings and snapshots on the tape
RAUM$2.3B as of Apr 17, 2026
Mar 26, 2013$259M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 17, 2026
Mar 26, 20130 then
Employees (5.A)24 as of Apr 17, 2026
Mar 26, 201313 then
Private funds10 as of Apr 17, 2026
Mar 26, 20134 then
RAUM +18% over the last fiscal year+19% a year over threeIARs 0 to 0offices 7 to 6
Practice profile
derived from the filing of Apr 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $103MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.3B, 22 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.3B for 22 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• C••••• S•••••••• M••••• F••• I• ••••••••• L• | Private Equity Fund | $525M | 159 | Mar 27, 2017 |
| S•••••• C•••••• S•••••••• M••••• F••• V• L• | Private Equity Fund | $508M | 144 | Mar 28, 2022 |
| S•••••• C••••• O••••••••• O••••••• F••• I•• L•no longer reported | Other Private Fund | $212M | 55 | Feb 14, 2012 |
| S•••••• C••••• S•••••••• M••••• F••• I•• L• | Private Equity Fund | $205M | 157 | Mar 27, 2017 |
| S•••••• C•••••• S•••••••• M••••• F••• V• ••••••••• L• | Private Equity Fund | $80.0M | 144 | Mar 28, 2022 |
| S•••••• C••••• S•••••••• M••••• F••• I••• L• | Private Equity Fund | $70.2M | 107 | Mar 31, 2014 |
| O•• M•• S•••••• F••• I• L•no longer reported | Private Equity Fund | $63.1M | 5 | Mar 31, 2014 |
| T•• H••••••• F•••• L•••no longer reported | Private Equity Fund | $40.0M | 5 | Jul 27, 2012 |
| S•••••• F••• I• C••••••••• L• | Private Equity Fund | $34.2M | 19 | Mar 28, 2022 |
| S•••••• C•••••••• F••• I• L•no longer reported | Private Equity Fund | $4.0M | 12 | Feb 14, 2012 |
| T•• L••••••• F•••• L•no longer reported | Private Equity Fund | $1.9M | 5 | Mar 31, 2014 |
| S•••••• C••••• O••••••••• M••••• F••• I•• L•no longer reported | Private Equity Fund | $1.3M | 52 | Jan 15, 2013 |
| T•• S•••••• F•••• L•••no longer reported | Other Private Fund | $1.3M | 18 | Feb 14, 2012 |
| T•• B•••••••• F•••• L•••no longer reported | Other Private Fund | $481,349 | 28 | Feb 14, 2012 |
| T•• L••••••••• F•••• L•••no longer reported | Other Private Fund | $352,792 | 14 | Feb 14, 2012 |
| T•• K•••••••• F•••• L•no longer reported | Private Equity Fund | $139,256 | 2 | Mar 27, 2017 |
| T•• G•••••••• F•••• L•••no longer reported | Other Private Fund | $46,386 | 17 | Feb 14, 2012 |
| S•••••• C••••• O••••••••• F••• I• L•no longer reported | Private Equity Fund | $0 | 39 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- K••••••••• D•••••• · Cfo & Ccocontrolsince 04/2012 · owns less than 5%
- N•••••• R••• · Limited Partnercontrolsince 06/2010 · owns 25% to 50%
- W•••• T•••••• H••••• · Limited Partnercontrolsince 06/2010 · owns 25% to 50%
Entity owners
- S•••••• C•••••• A•••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- S•••••• C•••••• ••••••••• G•••investment advisery
- S•••••• C•••••• •••••••• S•investment advisery
- S•••••• C•••••• A••••••• L••y
- S•••••• C•••••• P••••••• •••••••• L••investment advisery
- S•••••• C•••••• P••••••• •••••••• S••investment advisery
- S•••••• C•••••• S•••••••• V• G•• L••bankpooled vehicle sponsorn
- S•••••• C••••• O••••••••• I• G•• L••pooled vehicle sponsorn
- S•••••• C••••• O••••••••• I• G•• L••pooled vehicle sponsorn
- S•••••• C••••• S•••••••• I•• G• L••bankpooled vehicle sponsorn
- S•••••• C••••• S•••••••• I• G•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom3 employees
- Houston, TX2 employees
- Madrid, Spain2 employees
- Paris, France2 employees
- Chapel Hill, NC1 employees
- Burbank, CA1 employees
- Luxembourg, Luxembourg1 employees
What changed
consecutive filings, newest first
- Accounts · 21 to 22Apr 29, 2025 to Mar 30, 2026
- Advisory employees · 20 to 16Apr 29, 2025 to Mar 30, 2026
- Pooled vehicle clients · 21 to 22Apr 29, 2025 to Mar 30, 2026
- Assets in custody · $1.9B to $2.3BApr 29, 2025 to Mar 30, 2026
- Employees · 28 to 24Apr 29, 2025 to Mar 30, 2026
- Other offices · 7 to 6Apr 29, 2025 to Mar 30, 2026
- Private funds · 9 to 10Apr 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.9B to $2.3BApr 29, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.9B to $2.3BApr 29, 2025 to Mar 30, 2026
- RAUM · $1.9B to $2.3BApr 29, 2025 to Mar 30, 2026
- Accounts · 14 to 21Apr 29, 2024 to Apr 29, 2025
- Advisory employees · 16 to 20Apr 29, 2024 to Apr 29, 2025
- Pooled vehicle clients · 14 to 21Apr 29, 2024 to Apr 29, 2025
- Assets in custody · $1.4B to $1.9BApr 29, 2024 to Apr 29, 2025
- Employees · 24 to 28Apr 29, 2024 to Apr 29, 2025
- Financial planning clients · unset to Apr 29, 2024 to Apr 29, 2025
- Private funds · 6 to 9Apr 29, 2024 to Apr 29, 2025
- Discretionary RAUM · $1.4B to $1.9BApr 29, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $1.4B to $1.9BApr 29, 2024 to Apr 29, 2025
- RAUM · $1.4B to $1.9BApr 29, 2024 to Apr 29, 2025
- Assets in custody · $1.5B to $1.4BMar 26, 2024 to Apr 29, 2024
- Discretionary RAUM · $1.5B to $1.4BMar 26, 2024 to Apr 29, 2024
- Pooled vehicle RAUM · $1.5B to $1.4BMar 26, 2024 to Apr 29, 2024
- RAUM · $1.5B to $1.4BMar 26, 2024 to Apr 29, 2024
- Advisory employees · 17 to 16May 24, 2023 to Mar 26, 2024
- Assets in custody · $1.4B to $1.5BMay 24, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.4B to $1.5BMay 24, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $1.4B to $1.5BMay 24, 2023 to Mar 26, 2024
- RAUM · $1.4B to $1.5BMay 24, 2023 to Mar 26, 2024
- Accounts · 15 to 14Apr 28, 2023 to May 24, 2023
- Pooled vehicle clients · 15 to 14Apr 28, 2023 to May 24, 2023
- Advisory employees · 14 to 17Sep 21, 2022 to Mar 31, 2023
- Assets in custody · $1.4B to $1.4BSep 21, 2022 to Mar 31, 2023
- Employees · 20 to 24Sep 21, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.4B to $1.4BSep 21, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.4B to $1.4BSep 21, 2022 to Mar 31, 2023
- RAUM · $1.4B to $1.4BSep 21, 2022 to Mar 31, 2023
- Advisory employees · 11 to 14Apr 27, 2022 to Sep 21, 2022
- Assets in custody · $1.3B to $1.4BApr 27, 2022 to Sep 21, 2022
- Employees · 19 to 20Apr 27, 2022 to Sep 21, 2022
Signals
4 dated events
- S•••••• C•••••• P•••••••• L• reported RAUM $1.9B, up 35% from $1.4B (2024-04-29 to 2025-04-29)Apr 29, 2025 · RAUM change · derived
- Andrew Steven Botnick (Chief Compliance Officer) no longer on Schedule A of S•••••• C•••••• P•••••••• L• (listed 2022-04-27, absent 2022-09-21)Sep 21, 2022 · Control person left · inference
- S•••••• C•••••• P•••••••• L• reported RAUM $1.3B, up 77% from $751.4M (2021-04-23 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- Andrew Steven Botnick (Chief Compliance Officer) appeared on Schedule A of S•••••• C•••••• P•••••••• L•Mar 31, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- S•••••• C•••••• P•••••••• L• · Independent Sponsorsshared crd · capital_provider
- S•••••• C•••••• P•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/sandton-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-444-7200reportedpublic record, Form ADV, Apr 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026