DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
S•••••• C••••• S•••••••• M••••• F••• I••• L•
Gross asset value
$70.2M
as of Apr 29, 2024; not a fund size
Peak GAV
$336M
highest filing
Owners
107
beneficial owners reported
Minimum investment
$2.5M
as reported
Adviser and related own
16%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
13%
Reported
24 filings
Mar 31, 2014 to Apr 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$70.2M as of Apr 29, 2024
Mar 31, 2014$330M then
Owners107 as of Apr 29, 2024
Mar 31, 2014107 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-199229reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banco SabadellBarcelona, Spain
- Citi Private BankNew York, New York
- Grupo SantanderMadrid, Spain
- Ing BankLuxembourg, Luxembourg
- Jpmorgan ChaseNew York, New York
- Wells FargoNew York, New York
Across DFX
shared identifiers only
- S•••••• C••••• S•••••••• M••••• F••• I•• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 16%reportedadviser and related persons