DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Hildene Capital Management
Legal name Hildene Capital Management, LLC
Latest filing Apr 27, 2026
First filing on the tape Feb 14, 2012 · 44 filings
SEC status approved since Mar 30, 2012
RAUM
$20B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
33
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
74
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$20B as of Apr 27, 2026
Mar 26, 2013$1.1B then
HNW client RAUM$0 as of Apr 27, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Mar 26, 20130 then
Employees (5.A)33 as of Apr 27, 2026
Mar 26, 201317 then
Private funds74 as of Apr 27, 2026
Mar 26, 20134 then
RAUM +17% over the last fiscal year+11% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $229MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 34%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$13B62%
- Insurance companies$6.8B34%
- Corporations and businesses$786M3.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 88reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.62 institutional_share=0.34 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
58 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Hildene Opportunities Master Fund, Ltd. | Hedge Fund | $1.6B | 199 | Feb 14, 2012 |
| Hildene Opportunities Master Fund II, Ltd. | Hedge Fund | $688M | 76 | Feb 14, 2012 |
| Taberna Preferred Funding II, Ltd. | Securitized Asset Fund | $516M | 0 | Mar 31, 2021 |
| Alesco Preferred Funding Xv, Ltd. | Securitized Asset Fund | $504M | 0 | Mar 30, 2012 |
| Trapeza Cdo Xiii, Ltd. | Securitized Asset Fund | $482M | 0 | Dec 23, 2011 |
| Alesco Preferred Funding Xiv, Ltd. | Securitized Asset Fund | $469M | 0 | Mar 30, 2012 |
| Alesco Preferred Funding X, Ltd. | Securitized Asset Fund | $468M | 0 | Mar 30, 2012 |
| Taberna Preferred Funding IV, Ltd. | Securitized Asset Fund | $391M | 0 | Mar 31, 2021 |
| Taberna Preferred Funding V, Ltd. | Securitized Asset Fund | $379M | 0 | Mar 31, 2021 |
| Hildene Trups Securitization 4, Ltd. | Securitized Asset Fund | $378M | 2 | Mar 31, 2022 |
| Alesco Preferred Funding Ix, Ltd. | Securitized Asset Fund | $371M | 0 | Mar 30, 2012 |
| Hildene Trups Securitization 2019-2, Ltd | Securitized Asset Fund | $368M | 2 | Mar 13, 2019 |
| Taberna Preferred Funding Vi, Ltd. | Securitized Asset Fund | $362M | 0 | Mar 31, 2021 |
| Hildene Trups Securitization 2020-3, Ltd | Securitized Asset Fund | $337M | 2 | Mar 13, 2019 |
| Alesco Preferred Funding Xii, Ltd. | Securitized Asset Fund | $334M | 0 | Mar 30, 2012 |
| Alesco Preferred Funding Xi, Ltd. | Securitized Asset Fund | $332M | 0 | Mar 30, 2012 |
| Trapeza Cdo Xii, Ltd. | Securitized Asset Fund | $321M | 0 | Dec 23, 2011 |
| Taberna Preferred Funding Ix, Ltd. | Securitized Asset Fund | $316M | 0 | Mar 31, 2021 |
| Alesco Preferred Funding Xvi, Ltd. | Securitized Asset Fund | $305M | 0 | Mar 30, 2012 |
| Hildene Insurance Holdings, LLC | Hedge Fund | $304M | 85 | Nov 25, 2024 |
| Taberna Preferred Funding I, Ltd. | Securitized Asset Fund | $299M | 0 | Mar 31, 2021 |
| Hildene Trups Securitization 5, Ltd. | Securitized Asset Fund | $296M | 2 | Mar 28, 2024 |
| Taberna Preferred Funding Viii, Ltd. | Securitized Asset Fund | $283M | 0 | Mar 31, 2021 |
| Hildene Trups Securitization 2018-1, Ltd | Securitized Asset Fund | $282M | 2 | Mar 13, 2019 |
| Trapeza Cdo X, Ltd. | Securitized Asset Fund | $274M | 0 | Dec 23, 2011 |
| Trapeza Edge Cdo, Ltd.no longer reported | Securitized Asset Fund | $272M | 11 | Dec 23, 2011 |
| Trapeza Cdo Xi, Ltd. | Securitized Asset Fund | $260M | 0 | Dec 23, 2011 |
| Hcm 2021-1, LLC | Hedge Fund | $256M | 7 | May 21, 2021 |
| Bryant Park Credit Fund III, LP | Hedge Fund | $255M | 1 | Nov 20, 2023 |
| Alesco Preferred Funding Xvii, Ltd. | Securitized Asset Fund | $253M | 0 | Mar 30, 2012 |
| Hildene Community Funding Cdo, Ltd. | Securitized Asset Fund | $252M | 2 | Mar 31, 2021 |
| Hildene Private Credit Fund I, LP | Hedge Fund | $244M | 15 | Feb 27, 2023 |
| Alesco Preferred Funding Xiii, Ltd. | Securitized Asset Fund | $238M | 0 | Mar 30, 2012 |
| Trapeza Cdo Ix, Ltd. | Securitized Asset Fund | $206M | 0 | Dec 23, 2011 |
| Trapeza Cdo Vii, Ltd.no longer reported | Securitized Asset Fund | $185M | 0 | Dec 23, 2011 |
| Trapeza Cdo IV, LLCno longer reported | Securitized Asset Fund | $183M | 1 | Dec 23, 2011 |
| Trapeza Cdo Vi, Ltd.no longer reported | Securitized Asset Fund | $178M | 0 | Dec 23, 2011 |
| Trapeza Cdo II, LLCno longer reported | Securitized Asset Fund | $159M | 1 | Dec 23, 2011 |
| Trapeza Cdo V, Ltd.no longer reported | Securitized Asset Fund | $142M | 0 | Dec 23, 2011 |
| Bryant Park Credit Fund II, LP | Hedge Fund | $130M | 1 | Aug 15, 2023 |
Owners and control persons
Schedule A and B, latest filing
- G Justin Gregory · Portfolio Managercontrolsince 01/2019 · owns less than 5%
- Beth Lisa Harris · Chief Compliance Officercontrolsince 06/2020 · owns less than 5%
- Rodmann Brett Jefferson · President, Co-Chief Investment Officer And Managercontrolsince 01/2008 · owns less than 5%
- Dushyant Mehra · Co-Chief Investment Officercontrolsince 04/2018 · owns less than 5%
- Sahngme Jennifer Nam · Chief Operating Officercontrolsince 06/2020 · owns less than 5%
- Jay Gregory Resnick · General Counselcontrolsince 08/2020 · owns less than 5%
- William John Scannell · Senior Advisorcontrolsince 01/2008 · owns less than 5%
- Rodmann Brett Jefferson · Class A Member And Managercontrolsince 01/2008 · owns 25% to 50% of Hildene Holding Company, LLC
Entity owners
- Hildene Holding Company, LLC · Sole Memberdirect · owns 75% or more
- Brj Holdings III, LLC · Class A Memberindirect · owns 75% or more of Hildene Holding Company, LLC
Related persons
Schedule D 7.A
- Bryant Park Credit Fund I Gp, LLCpooled vehicle sponsorn
- Bryant Park Credit Fund II Gp, LLCpooled vehicle sponsorn
- Bryant Park Credit Fund III Gp, LLCpooled vehicle sponsorn
- Bryant Park Credit Fund IV Gp, LLCpooled vehicle sponsorn
- Hildene Advisors, LLCpooled vehicle sponsorn
- Hildene Private Credit Fund I Gp, LLCpooled vehicle sponsorn
- Hildene Trapeza Manager, Inc.pooled vehicle sponsorn
Advisers that list Hildene Capital Management as a related person
- 170676 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Apr 27, 2026private funds per $1B of RAUM of 3.7 against a peer median of 0.7 (308 comparable advisers, 98.0th percentile, 3.2 robust deviations)peers: asset managers, $20B and over (308) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 73 to 88Nov 25, 2025 to Mar 31, 2026
- Advisory employees · 16 to 18Nov 25, 2025 to Mar 31, 2026
- Pooled vehicle clients · 64 to 76Nov 25, 2025 to Mar 31, 2026
- Employees · 31 to 33Nov 25, 2025 to Mar 31, 2026
- Other offices · 0 to 1Nov 25, 2025 to Mar 31, 2026
- Private funds · 64 to 74Nov 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $17B to $20BNov 25, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $9.9M to $9.2MNov 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $11B to $13BNov 25, 2025 to Mar 31, 2026
- RAUM · $17B to $20BNov 25, 2025 to Mar 31, 2026
- Private funds · 62 to 64Apr 10, 2025 to Nov 25, 2025
- Accounts · 53 to 73Nov 25, 2024 to Apr 10, 2025
- Advisory employees · 14 to 16Nov 25, 2024 to Apr 10, 2025
- Pooled vehicle clients · 44 to 64Nov 25, 2024 to Apr 10, 2025
- Employees · 29 to 31Nov 25, 2024 to Apr 10, 2025
- Financial planning clients · unset to Nov 25, 2024 to Apr 10, 2025
- Private funds · 48 to 62Nov 25, 2024 to Apr 10, 2025
- Discretionary RAUM · $14B to $17BNov 25, 2024 to Apr 10, 2025
- Non-discretionary RAUM · $10.6M to $9.9MNov 25, 2024 to Apr 10, 2025
- Pooled vehicle RAUM · $10B to $11BNov 25, 2024 to Apr 10, 2025
- RAUM · $14B to $17BNov 25, 2024 to Apr 10, 2025
- Private funds · 47 to 48Nov 21, 2024 to Nov 25, 2024
- Private funds · 46 to 47Apr 16, 2024 to Aug 20, 2024
- Accounts · 49 to 53Feb 27, 2024 to Mar 28, 2024
- Advisory employees · 15 to 14Feb 27, 2024 to Mar 28, 2024
- Pooled vehicle clients · 41 to 44Feb 27, 2024 to Mar 28, 2024
- Employees · 32 to 29Feb 27, 2024 to Mar 28, 2024
- Private funds · 45 to 46Feb 27, 2024 to Mar 28, 2024
- Discretionary RAUM · $15B to $14BFeb 27, 2024 to Mar 28, 2024
- Non-discretionary RAUM · $10.7M to $10.6MFeb 27, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $12B to $10BFeb 27, 2024 to Mar 28, 2024
- RAUM · $15B to $14BFeb 27, 2024 to Mar 28, 2024
- Private funds · 43 to 45Nov 20, 2023 to Feb 27, 2024
- Private funds · 42 to 43Aug 15, 2023 to Nov 20, 2023
- Private funds · 41 to 42Apr 21, 2023 to Aug 15, 2023
- Accounts · 48 to 49Feb 27, 2023 to Mar 31, 2023
- Employees · 33 to 32Feb 27, 2023 to Mar 31, 2023
- Discretionary RAUM · $13B to $15BFeb 27, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $10.3M to $10.7MFeb 27, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $13B to $12BFeb 27, 2023 to Mar 31, 2023
Signals
9 dated events
- Kevin Bravo-Ferrer (Head Of Strategic Opportunities) no longer on Schedule A of Hildene Capital Management (listed 2023-02-27, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Hildene Capital Management reported RAUM $13.2B, up 35% from $9.8B (2020-07-10 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Jay Gregory Resnick (General Counsel) appeared on Schedule A of Hildene Capital ManagementMar 31, 2021 · Control person joined · fact
- Robrich David Hoffman (Chief Compliance Officer And General Counsel) no longer on Schedule A of Hildene Capital Management (listed 2020-04-06, absent 2020-07-10)Jul 10, 2020 · Control person left · inference
- Beth Lisa Harris (Chief Compliance Officer) appeared on Schedule A of Hildene Capital ManagementJul 10, 2020 · Control person joined · fact
- Sahngme Jennifer Nam (Co-Chief Operating Officer) appeared on Schedule A of Hildene Capital ManagementJul 10, 2020 · Control person joined · fact
- Hildene Capital Management reported RAUM $9.6B, up 72% from $5.6B (2019-01-08 to 2019-03-13)Mar 13, 2019 · RAUM change · derived
- Kevin Bravo-Ferrer (Head Of Strategic Operations) appeared on Schedule A of Hildene Capital ManagementMar 13, 2019 · Control person joined · fact
- G Justin Gregory (Portfolio Manager) appeared on Schedule A of Hildene Capital ManagementMar 13, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Hildene Capital Management · Independent Sponsorsshared crd · capital_provider
- Hildene Capital Management · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/HILDENE-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 17, 2026
- Website
- hildenecdo.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 203-517-2500reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026