DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

T•••••• C•• V•• L•••

Securitized Asset Fundadvised byH•••••• C•••••• M•••••••••asset manager805-2498179070no longer reportedIAPD
Gross asset value
$178M
as of May 21, 2021; not a fund size
Peak GAV
$257M
highest filing
Owners
0
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
29 filings
Dec 23, 2011 to May 21, 2021
Reporting history
one row per Form ADV filing
Gross asset value$178M as of May 21, 2021
Dec 23, 2011$257M then
Owners0 as of May 21, 2021
Dec 23, 201120 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 4% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bny Mellon Trust Services
    Houston, Texas
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
11%reportedadviser and related persons