DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• W••••• P•••••••• L••
Latest filing Aug 17, 2026
First filing on the tape Oct 21, 2021 · 11 filings
SEC status approved since Nov 22, 2021
RAUM
$206M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$201M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$206M
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$206M as of Aug 17, 2026
Mar 11, 2022$141M then
HNW client RAUM$173M as of Aug 17, 2026
Mar 11, 2022$131M then
State-registered IARs (5.B.3)1 as of Aug 17, 2026
Mar 11, 20221 then
Employees (5.A)5 as of Aug 17, 2026
Mar 11, 20223 then
Private funds: no history
RAUM +10% over the last fiscal year+17% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $206MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 127derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $418,232derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $69.7M, 95 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$173M84%
- Individuals$28.2M14%
- Charitable organizations$3.3M1.6%
- Pension and profit-sharing plans$1.0M0.5%
- Corporations and businesses$81,1600.0%
- Individual clients
- 64reported
- HNW clients
- 63reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 492reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $69.7M for 95 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P•••• P••• K••••Certified Financial Planner | Camarillo, Ca | Dec 24, 2025 | 30 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••••••• M••••• J••••• B•••••• to L••••• W••••• P•••••••• L••Oct 1, 2018 · RIA to a state-registered adviser
Joined, latest
- P•••• P••• K•••• from W•••••• F•••••••• A•••••••• L••Dec 24, 2025 · Other
- J••••••• M••••• J••••• B•••••• from K•••• F•••••••• A•••••••Apr 18, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K••••• P••••• P••• · Managing Member, Chief Compliance Officercontrolsince 12/2011 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Westlake Village, CA1 employees
What changed
consecutive filings, newest first
- Accounts · 461 to 492Mar 13, 2025 to Mar 19, 2026
- HNW clients · 64 to 63Mar 13, 2025 to Mar 19, 2026
- Individual clients · 55 to 64Mar 13, 2025 to Mar 19, 2026
- Assets in custody · $40.3M to $69.7MMar 13, 2025 to Mar 19, 2026
- Employees · 4 to 5Mar 13, 2025 to Mar 19, 2026
- Financial planning clients · 1-10 to 11-25Mar 13, 2025 to Mar 19, 2026
- Discretionary RAUM · $181M to $206MMar 13, 2025 to Mar 19, 2026
- HNW RAUM · $166M to $173MMar 13, 2025 to Mar 19, 2026
- Individual RAUM · $17.2M to $28.2MMar 13, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $6.1M to $0Mar 13, 2025 to Mar 19, 2026
- Pension RAUM · $734,832 to $1.0MMar 13, 2025 to Mar 19, 2026
- RAUM · $187M to $206MMar 13, 2025 to Mar 19, 2026
- Accounts · 404 to 461Sep 10, 2024 to Mar 13, 2025
- HNW clients · 59 to 64Sep 10, 2024 to Mar 13, 2025
- Individual clients · 52 to 55Sep 10, 2024 to Mar 13, 2025
- Pension plan clients · 6 to 5Sep 10, 2024 to Mar 13, 2025
- Assets in custody · unset to 40304487.0Sep 10, 2024 to Mar 13, 2025
- Custody of client assets · false to trueSep 10, 2024 to Mar 13, 2025
- Financial planning clients · 1-10 to 1-10Sep 10, 2024 to Mar 13, 2025
- Other offices · 1 to 0Sep 10, 2024 to Mar 13, 2025
- Discretionary RAUM · $164M to $181MSep 10, 2024 to Mar 13, 2025
- HNW RAUM · $151M to $166MSep 10, 2024 to Mar 13, 2025
- Individual RAUM · $12.4M to $17.2MSep 10, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $0 to $6.1MSep 10, 2024 to Mar 13, 2025
- Pension RAUM · $1.0M to $734,832Sep 10, 2024 to Mar 13, 2025
- RAUM · $164M to $187MSep 10, 2024 to Mar 13, 2025
- Accounts · 335 to 404Nov 27, 2023 to Mar 7, 2024
- HNW clients · 55 to 59Nov 27, 2023 to Mar 7, 2024
- Individual clients · 43 to 52Nov 27, 2023 to Mar 7, 2024
- Pension plan clients · unset to 6.0Nov 27, 2023 to Mar 7, 2024
- Financial planning clients · 11-25 to 1-10Nov 27, 2023 to Mar 7, 2024
- Discretionary RAUM · $130M to $164MNov 27, 2023 to Mar 7, 2024
- HNW RAUM · $119M to $151MNov 27, 2023 to Mar 7, 2024
- Individual RAUM · $10.1M to $12.4MNov 27, 2023 to Mar 7, 2024
- Pension RAUM · $481,496 to $1.0MNov 27, 2023 to Mar 7, 2024
- RAUM · $130M to $164MNov 27, 2023 to Mar 7, 2024
- Accounts · 293 to 335Apr 4, 2022 to Mar 28, 2023
- HNW clients · 47 to 55Apr 4, 2022 to Mar 28, 2023
- Individual clients · 39 to 43Apr 4, 2022 to Mar 28, 2023
- Pension plan clients · 1.0 to unsetApr 4, 2022 to Mar 28, 2023
Signals
1 dated events
- B••••••••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Oct 21, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- B••••••••• W••••• P•••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@brightpathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- holly@brightpathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- pete@brightpathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- jared@brightpathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- julie@brightpathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- nicole@brightpathwealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 805-764-0335reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/B•••••••••-WEALTH-P•••••••-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- B•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 805-764-0335reportedpublic record, Form ADV, Aug 17, 2026
- Contact form
- brightpathwealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- brightpathwealth.com/team-member-01reportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $206Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026