DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••• A•••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Feb 16, 2012 · 23 filings
SEC status approved since Mar 30, 2012
RAUM
$295M
reported, Item 5.F
Discretionary
27%
of RAUM
Private clients
27%
$78.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$295M as of Mar 25, 2026
Mar 22, 2013$254M then
HNW client RAUM$78.8M as of Mar 25, 2026
Mar 27, 2018$123M then
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 22, 20130 then
Employees (5.A)1 as of Mar 25, 2026
Mar 22, 20132 then
Private funds: no history
RAUM -5.2% over the last fiscal year-2.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $15.8MderivedHNW RAUM over HNW clients
- Average account
- $49.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 27%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$217M73%
- High-net-worth individuals$78.8M27%
- Individual clients
- n/areported
- HNW clients
- 5reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.27 fund_share=0.73 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• J•••••• · Managing Membercontrolsince 05/2023 · owns less than 5%
- H•••••••• R•••••• F•••••• · Managing Member/Chief Compliance Officercontrolsince 12/2010 · owns 50% to 75%
- B•••••••• J•••••• · Shareholdercontrolsince 07/2007 · owns 75% or more of J•••••• L•••
- D•••••••• H•••••• L••••• · Shareholdercontrolsince 07/2007 · owns 75% or more of H•••• L•••
Entity owners
- S••••• C••••••• L•• · Memberdirect · owns 25% to 50%
- H•••• L••• · Partnerindirect · owns 50% to 75% of S••••• C••••••• L••
- J•••••• L••• · Partnerindirect · owns 50% to 75% of S••••• C••••••• L••
Related persons
Schedule D 7.A
- S••••• C••••••• L••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 6Oct 30, 2025 to Mar 25, 2026
- HNW clients · 6 to 5Oct 30, 2025 to Mar 25, 2026
- Discretionary RAUM · $125M to $78.8MOct 30, 2025 to Mar 25, 2026
- HNW RAUM · $125M to $78.8MOct 30, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $187M to $217MOct 30, 2025 to Mar 25, 2026
- RAUM · $312M to $295MOct 30, 2025 to Mar 25, 2026
- HQ city · MILAN to LONDONMar 3, 2025 to Oct 30, 2025
- Accounts · 8 to 7Feb 19, 2024 to Mar 3, 2025
- HNW clients · 7 to 6Feb 19, 2024 to Mar 3, 2025
- Financial planning clients · unset to Feb 19, 2024 to Mar 3, 2025
- HQ state · unset to Feb 19, 2024 to Mar 3, 2025
- Discretionary RAUM · $116M to $125MFeb 19, 2024 to Mar 3, 2025
- HNW RAUM · $116M to $125MFeb 19, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $195M to $187MFeb 19, 2024 to Mar 3, 2025
- RAUM · $311M to $312MFeb 19, 2024 to Mar 3, 2025
- Discretionary RAUM · $110M to $116MMay 16, 2023 to Feb 19, 2024
- HNW RAUM · $110M to $116MMay 16, 2023 to Feb 19, 2024
- Non-discretionary RAUM · $206M to $195MMay 16, 2023 to Feb 19, 2024
- RAUM · $316M to $311MMay 16, 2023 to Feb 19, 2024
- HQ city · PARIS to MILANMar 9, 2022 to Mar 27, 2023
- Discretionary RAUM · $124M to $110MMar 9, 2022 to Mar 27, 2023
- HNW RAUM · $124M to $110MMar 9, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $234M to $206MMar 9, 2022 to Mar 27, 2023
- RAUM · $359M to $316MMar 9, 2022 to Mar 27, 2023
- Discretionary RAUM · $120M to $124MDec 8, 2021 to Mar 9, 2022
- HNW RAUM · $121M to $124MDec 8, 2021 to Mar 9, 2022
- Non-discretionary RAUM · $224M to $234MDec 8, 2021 to Mar 9, 2022
- RAUM · $345M to $359MDec 8, 2021 to Mar 9, 2022
- HQ city · JERICHO to PARISFeb 18, 2021 to Aug 23, 2021
- HQ state · NY to unsetFeb 18, 2021 to Aug 23, 2021
- Other offices · 1 to 0Feb 18, 2021 to Aug 23, 2021
- Accounts · 9 to 8Nov 30, 2020 to Feb 18, 2021
- Advisory employees · 2 to 1Nov 30, 2020 to Feb 18, 2021
- Employees · 2 to 1Nov 30, 2020 to Feb 18, 2021
- Discretionary RAUM · $115M to $120MNov 30, 2020 to Feb 18, 2021
- HNW RAUM · $115M to $121MNov 30, 2020 to Feb 18, 2021
- Non-discretionary RAUM · $205M to $224MNov 30, 2020 to Feb 18, 2021
- RAUM · $320M to $345MNov 30, 2020 to Feb 18, 2021
- HQ city · NEW YORK to JERICHOJun 22, 2020 to Nov 30, 2020
- Accounts · 8 to 9Mar 22, 2019 to Mar 24, 2020
Signals
3 dated events
- Bertrand Marie Emmanuel Boussard (Shareholder) no longer on Schedule A of S••••• A•••••••• L•• (listed 2020-11-30, absent 2021-02-18)Feb 18, 2021 · Control person left · inference
- Murielle Benhamou (Shareholder) no longer on Schedule A of S••••• A•••••••• L•• (listed 2020-11-30, absent 2021-02-18)Feb 18, 2021 · Control person left · inference
- Emmanuel Gavaudan (Shareholder) no longer on Schedule A of S••••• A•••••••• L•• (listed 2020-11-30, absent 2021-02-18)Feb 18, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 212-207-4450reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 212-207-4451reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- S•••••ADVISORS.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- +1 212 207 4450reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- s•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026