DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I•• C•••••• L••
Latest filing Apr 27, 2026
First filing on the tape Feb 15, 2012 · 32 filings
SEC status approved since Mar 30, 2012
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$123M as of Apr 27, 2026
Mar 27, 2013$220M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Mar 27, 20130 then
Employees (5.A)4 as of Apr 27, 2026
Mar 27, 20134 then
Private funds3 as of Apr 27, 2026
Mar 27, 20133 then
RAUM +4.4% over the last fiscal year+4.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $41.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $123M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$123M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $123M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• I•• T••••••••• F••• ••• • L•••••• P••••••••• | Hedge Fund | $64.6M | 26 | Feb 15, 2012 |
| T•• I•• T••••••••• F•••• L••• | Hedge Fund | $33.7M | 33 | Feb 15, 2012 |
| T•• I•• O••••••••• F•••• L••• | Hedge Fund | $10.4M | 13 | Feb 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- T•••• D••••• A•••• · Owner/Presidentcontrolsince 09/2007 · owns 50% to 75%
- T•••• T••••••• M••••• · Ownercontrolsince 09/2007 · owns 25% to 50%
- H••••• J••••• S•••• · Chief Compliance Officersince 01/2011 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $118M to $123MSep 29, 2025 to Mar 24, 2026
- Discretionary RAUM · $118M to $123MSep 29, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $118M to $123MSep 29, 2025 to Mar 24, 2026
- RAUM · $118M to $123MSep 29, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Apr 28, 2025 to Sep 29, 2025
- HQ city · BOSTON to MEDFIELDApr 28, 2025 to Sep 29, 2025
- Assets in custody · $109M to $118MApr 29, 2024 to Apr 28, 2025
- Discretionary RAUM · $109M to $118MApr 29, 2024 to Apr 28, 2025
- Pooled vehicle RAUM · $109M to $118MApr 29, 2024 to Apr 28, 2025
- RAUM · $109M to $118MApr 29, 2024 to Apr 28, 2025
- Assets in custody · $109M to $109MJul 6, 2023 to Mar 28, 2024
- Discretionary RAUM · $109M to $109MJul 6, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $109M to $109MJul 6, 2023 to Mar 28, 2024
- RAUM · $109M to $109MJul 6, 2023 to Mar 28, 2024
- Assets in custody · $137M to $109MJul 25, 2022 to Mar 20, 2023
- Discretionary RAUM · $137M to $109MJul 25, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $137M to $109MJul 25, 2022 to Mar 20, 2023
- RAUM · $137M to $109MJul 25, 2022 to Mar 20, 2023
- Assets in custody · $157M to $137MApr 30, 2021 to Mar 22, 2022
- Discretionary RAUM · $157M to $137MApr 30, 2021 to Mar 22, 2022
- Pooled vehicle RAUM · $157M to $137MApr 30, 2021 to Mar 22, 2022
- RAUM · $157M to $137MApr 30, 2021 to Mar 22, 2022
- Assets in custody · $166M to $157MApr 29, 2020 to Mar 30, 2021
- Discretionary RAUM · $166M to $157MApr 29, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $166M to $157MApr 29, 2020 to Mar 30, 2021
- RAUM · $166M to $157MApr 29, 2020 to Mar 30, 2021
- Assets in custody · $165M to $166MApr 29, 2019 to Mar 18, 2020
- Discretionary RAUM · $165M to $166MApr 29, 2019 to Mar 18, 2020
- Pooled vehicle RAUM · $165M to $166MApr 29, 2019 to Mar 18, 2020
- RAUM · $165M to $166MApr 29, 2019 to Mar 18, 2020
- Assets in custody · $156M to $165MOct 10, 2018 to Mar 26, 2019
- Discretionary RAUM · $156M to $165MOct 10, 2018 to Mar 26, 2019
- Pooled vehicle RAUM · $156M to $165MOct 10, 2018 to Mar 26, 2019
- RAUM · $156M to $165MOct 10, 2018 to Mar 26, 2019
- Pooled vehicle clients · unset to 3.0Apr 28, 2017 to Mar 22, 2018
- Assets in custody · $164M to $156MApr 28, 2017 to Mar 22, 2018
- Other offices · unset to 0.0Apr 28, 2017 to Mar 22, 2018
- Discretionary RAUM · $164M to $156MApr 28, 2017 to Mar 22, 2018
- Pooled vehicle RAUM · unset to 156042000.0Apr 28, 2017 to Mar 22, 2018
- RAUM · $164M to $156MApr 28, 2017 to Mar 22, 2018
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.i•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-261-5327reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026