DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T•• I•• O••••••••• F•••• L•••
Gross asset value
$10.4M
as of Apr 29, 2024; not a fund size
Peak GAV
$49.8M
highest filing
Owners
13
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
71%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
5%
Reported
28 filings
Feb 15, 2012 to Apr 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$10.4M as of Apr 29, 2024
Feb 15, 2012$49.8M then
Owners13 as of Apr 29, 2024
Feb 15, 201254 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Bahamas, Thereported
- Clients solicited
- noreported
- Form D file number
- 021-173508reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Broadridge Financial Solutions, Inc.Wilminton, Delaware · LEI 549300KZDJZQ2YIHRC28
- Odyssey Trust CompanyCalgary, Canada · LEI 98450000FC9F546D5781
- Pershing LLCJersey City, New Jersey
- Santander Bank, N.A.Boston, Massachusetts · LEI TR24TWEY5RVRQV65HD
- Tsx Trust CoToronto, Canada · LEI 549300BKNHWPAE4PYO17
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 71%reportedadviser and related persons