DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K•••••• C•••••• M••••••••• ••• L••••••
Latest filing Mar 25, 2026
First filing on the tape Jun 1, 2012 · 19 filings
SEC status approved since Jun 25, 2012
RAUM
$2.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
18
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$2.9B as of Mar 25, 2026
Mar 26, 2013$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 26, 20130 then
Employees (5.A)18 as of Mar 25, 2026
Mar 26, 201320 then
Private funds9 as of Mar 25, 2026
Mar 26, 20133 then
RAUM +41% over the last fiscal year+34% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $262MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 96%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Sovereign wealth funds$2.8B96%
- Pooled investment vehicles$126M4.4%
- Corporations and businesses$3.8M0.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.04 institutional_share=0.96 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K•••••• H••••• F•••no longer reported | Hedge Fund | $45.0M | 1 | Mar 30, 2016 |
| A•••••• C•••••• F••• I• L••• | Private Equity Fund | $39.5M | 10 | Mar 31, 2018 |
| A•••••• C•••••• F••• I• L••• | Private Equity Fund | $37.8M | 10 | Mar 28, 2017 |
| K•••••• G•••••• C•••• O••••••••• M••••• F••• | Hedge Fund | $11.7M | 20 | Mar 23, 2012 |
| K•••••• P•••••• D••••••••• M••••• F••• | Hedge Fund | $6.3M | 5 | Mar 23, 2012 |
| K•••••• P•••••• D••••••••• M••••• F••• | Hedge Fund | $5.3M | 5 | Mar 31, 2015 |
| A•••••• C•••••• F••• I•• L••• | Private Equity Fund | $4.4M | 5 | Mar 31, 2022 |
| K•••••• D•••••••• M••••• F••• | Hedge Fund | $3.8M | 1 | Mar 31, 2015 |
| A•••••• B•••• I• L•• | Private Equity Fund | $2.8M | 10 | Mar 31, 2022 |
| K•••••• E•• M••••• F••• | Hedge Fund | $200,000 | 1 | Mar 23, 2012 |
Owners and control persons
Schedule A and B, latest filing
- X••••• K•• · Director/Chief Compliance Officercontrolsince 03/2010 · owns 5% to 10%
- Z••••• F••• · Director/Chief Investment Officercontrolsince 07/2006 · owns 75% or more
Related persons
Schedule D 7.A
- A•••••• C•••••• P•••••••pooled vehicle sponsorn
- A•••••• C•••••• P••••••• I•pooled vehicle sponsorn
- A•••••• C•••••• P••••••• I••pooled vehicle sponsorn
- A•••••• C•••••• P••••••• L••••••pooled vehicle sponsorn
- K•••••• C•••••• M••••••••• •••••••• L••••••investment advisern
- K•••••• C•••••• M••••••••• L••••••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 17 to 18Mar 25, 2025 to Mar 25, 2026
- Discretionary RAUM · $2.0B to $2.9BMar 25, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $96.7M to $126MMar 25, 2025 to Mar 25, 2026
- RAUM · $2.0B to $2.9BMar 25, 2025 to Mar 25, 2026
- Accounts · 13 to 11Mar 26, 2024 to Mar 25, 2025
- Corporate clients · 2 to 1Mar 26, 2024 to Mar 25, 2025
- Pension plan clients · 1.0 to unsetMar 26, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 25, 2025
- HQ state · unset to Mar 26, 2024 to Mar 25, 2025
- Discretionary RAUM · $1.4B to $2.0BMar 26, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $18.6M to $0Mar 26, 2024 to Mar 25, 2025
- Pension RAUM · 18564941.0 to unsetMar 26, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $112M to $96.7MMar 26, 2024 to Mar 25, 2025
- RAUM · $1.4B to $2.0BMar 26, 2024 to Mar 25, 2025
- Employees · 20 to 17Apr 12, 2023 to Mar 26, 2024
- Discretionary RAUM · $1.2B to $1.4BApr 12, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $43.5M to $18.6MApr 12, 2023 to Mar 26, 2024
- Pension RAUM · $43.5M to $18.6MApr 12, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $128M to $112MApr 12, 2023 to Mar 26, 2024
- RAUM · $1.2B to $1.4BApr 12, 2023 to Mar 26, 2024
- Pooled vehicle clients · 16 to 9Mar 31, 2022 to Mar 31, 2023
- Assets in custody · 38000000.0 to unsetMar 31, 2022 to Mar 31, 2023
- Custody of client assets · true to falseMar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.3B to $1.2BMar 31, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $75.3M to $43.5MMar 31, 2022 to Mar 31, 2023
- Pension RAUM · $75.3M to $43.5MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $157M to $128MMar 31, 2022 to Mar 31, 2023
- RAUM · $1.4B to $1.2BMar 31, 2022 to Mar 31, 2023
- Accounts · 12 to 13Mar 17, 2021 to Mar 31, 2022
- Advisory employees · 4 to 8Mar 17, 2021 to Mar 31, 2022
- Corporate clients · 3 to 2Mar 17, 2021 to Mar 31, 2022
- Pooled vehicle clients · 6 to 16Mar 17, 2021 to Mar 31, 2022
- Assets in custody · $252M to $38.0MMar 17, 2021 to Mar 31, 2022
- Employees · 17 to 20Mar 17, 2021 to Mar 31, 2022
- Private funds · 7 to 9Mar 17, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.8B to $1.3BMar 17, 2021 to Mar 31, 2022
- Non-discretionary RAUM · $124M to $75.3MMar 17, 2021 to Mar 31, 2022
- Pension RAUM · $124M to $75.3MMar 17, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $239M to $157MMar 17, 2021 to Mar 31, 2022
- RAUM · $1.9B to $1.4BMar 17, 2021 to Mar 31, 2022
Signals
13 dated events
- K•••••• C•••••• M••••••••• ••• L•••••• reported RAUM $2.9B, up 41% from $2.0B (2025-03-25 to 2026-03-25)Mar 25, 2026 · ria raum c•••ge · derived
- K•••••• C•••••• M••••••••• ••• L•••••• reported RAUM $2.0B, up 43% from $1.4B (2024-03-26 to 2025-03-25)Mar 25, 2025 · ria raum c•••ge · derived
- F•••••• Li (Chief Operating Officer, Chief Compliance Officer) no longer on Schedule A of K•••••• C•••••• M••••••••• ••• L•••••• (listed 2023-03-31, absent 2023-04-12)Apr 12, 2023 · Control person left · inference
- F•••••• Li (Chief Operating Officer, Chief Compliance Officer) appeared on Schedule A of K•••••• C•••••• M••••••••• ••• L••••••Mar 31, 2023 · Control person joined · fact
- Laura Chan (Chief Compliance Officer) no longer on Schedule A of K•••••• C•••••• M••••••••• ••• L•••••• (listed 2022-03-31, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- K•••••• C•••••• M••••••••• ••• L•••••• reported RAUM $1.4B, down 28% from $1.9B (2021-03-17 to 2022-03-31)Mar 31, 2022 · ria raum c•••ge · derived
- Hei Man Wong (Chief Operating Officer) no longer on Schedule A of K•••••• C•••••• M••••••••• ••• L•••••• (listed 2021-03-17, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- King Suen Sydney Yip (Director) no longer on Schedule A of K•••••• C•••••• M••••••••• ••• L•••••• (listed 2020-03-30, absent 2021-03-17)Mar 17, 2021 · Control person left · inference
- Lok Sze Lizza Chiu (Chief Financial Officer/Chief Compliance Officer) no longer on Schedule A of K•••••• C•••••• M••••••••• ••• L•••••• (listed 2019-03-27, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Hei Man Wong (Chief Operating Officer) appeared on Schedule A of K•••••• C•••••• M••••••••• ••• L••••••Mar 30, 2020 · Control person joined · fact
- Laura Chan (Chief Compliance Officer) appeared on Schedule A of K•••••• C•••••• M••••••••• ••• L••••••Mar 30, 2020 · Control person joined · fact
- K•••••• C•••••• M••••••••• ••• L•••••• reported RAUM $1.5B, down 33% from $2.3B (2018-04-09 to 2019-03-27)Mar 27, 2019 · ria raum c•••ge · derived
- K•••••• C•••••• M••••••••• •••• L•••••• filed its initial SEC registration (Form ADV)Jun 1, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K•••••• C•••••• M••••••••• ••• L•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- K••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +852 2815 7991reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026