DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Osborn Williams & Donohoe, LLC

Former SEC-registered adviserCincinnati, OhioCRD 160622SEC 801-73102IAPD
Latest filing Jun 24, 2020
First filing on the tape Jan 27, 2012 · 23 filings
RAUM
$1.3B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
95%
$1.2B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.3B as of Mar 21, 2020
Apr 1, 2013$648M then
HNW client RAUM$1.2B as of Mar 21, 2020
Mar 14, 2018$822M then
State-registered IARs (5.B.3)0 as of Mar 21, 2020
Apr 1, 20133 then
Employees (5.A)15 as of Mar 21, 2020
Apr 1, 201315 then
Private funds: no history
RAUM +62% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 24, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.0MderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
4.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+62%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, publicationsreportedItem 5.G
Custody
$280M, 248 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.2B95%
  • Charitable organizations$34.9M2.7%
  • Pension and profit-sharing plans$17.5M1.4%
  • Other investment advisers$9.0M0.7%
Individual clients
n/areported
HNW clients
1,208reported
Pension plan clients
10reported
Charitable clients
17reported
Accounts
1,248reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$280M for 248 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Bertrand Louis Detemple · Chief Compliance Officer/ Secretarycontrol
      since 03/2012 · owns less than 5%
    • Putnam David Osborn · Presidentcontrol
      since 03/2012 · owns 75% or more
    • Joseph Edward Donohoe · Partner
      since 07/2017 · owns 10% to 25%
    • Durrell Peter Osborn · Partner
      since 01/2016 · owns 10% to 25%
    Entity owners
    • Osborn Williams & Donohoe, LLC · Limited Liability Company
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,348 to 1,248
      Aug 15, 2019 to Mar 21, 2020
    • Charity clients · 15 to 17
      Aug 15, 2019 to Mar 21, 2020
    • HNW clients · 1,333 to 1,208
      Aug 15, 2019 to Mar 21, 2020
    • Pension plan clients · unset to 10.0
      Aug 15, 2019 to Mar 21, 2020
    • Assets in custody · $283M to $280M
      Aug 15, 2019 to Mar 21, 2020
    • Discretionary RAUM · $1.3B to $1.3B
      Aug 15, 2019 to Mar 21, 2020
    • HNW RAUM · $1.3B to $1.2B
      Aug 15, 2019 to Mar 21, 2020
    • Non-discretionary RAUM · $4.1M to $9.0M
      Aug 15, 2019 to Mar 21, 2020
    • Pension RAUM · unset to 17546665.0
      Aug 15, 2019 to Mar 21, 2020
    • RAUM · $1.3B to $1.3B
      Aug 15, 2019 to Mar 21, 2020
    • Accounts · 973 to 1,348
      Mar 25, 2019 to Aug 15, 2019
    • Charity clients · 6 to 15
      Mar 25, 2019 to Aug 15, 2019
    • HNW clients · 967 to 1,333
      Mar 25, 2019 to Aug 15, 2019
    • Discretionary RAUM · $787M to $1.3B
      Mar 25, 2019 to Aug 15, 2019
    • HNW RAUM · $780M to $1.3B
      Mar 25, 2019 to Aug 15, 2019
    • Non-discretionary RAUM · $0 to $4.1M
      Mar 25, 2019 to Aug 15, 2019
    • RAUM · $787M to $1.3B
      Mar 25, 2019 to Aug 15, 2019
    • Accounts · 816 to 973
      May 9, 2018 to Mar 25, 2019
    • Advisory employees · 5 to 7
      May 9, 2018 to Mar 25, 2019
    • HNW clients · 810 to 967
      May 9, 2018 to Mar 25, 2019
    • Employees · 12 to 15
      May 9, 2018 to Mar 25, 2019
    • Discretionary RAUM · $828M to $787M
      May 9, 2018 to Mar 25, 2019
    • HNW RAUM · $822M to $780M
      May 9, 2018 to Mar 25, 2019
    • RAUM · $828M to $787M
      May 9, 2018 to Mar 25, 2019
    • Assets in custody · unset to 282900000.0
      Mar 14, 2018 to Mar 28, 2018
    • Custody of client assets · false to true
      Mar 14, 2018 to Mar 28, 2018
    • Accounts · 974 to 816
      Jan 16, 2018 to Mar 14, 2018
    • Charity clients · unset to 6.0
      Jan 16, 2018 to Mar 14, 2018
    • HNW clients · unset to 810.0
      Jan 16, 2018 to Mar 14, 2018
    • Financial planning clients · 26-50 to 51-100
      Jan 16, 2018 to Mar 14, 2018
    • Discretionary RAUM · $732M to $828M
      Jan 16, 2018 to Mar 14, 2018
    • HNW RAUM · unset to 821574632.0
      Jan 16, 2018 to Mar 14, 2018
    • RAUM · $732M to $828M
      Jan 16, 2018 to Mar 14, 2018
    • Other offices · unset to 0.0
      Feb 21, 2017 to Jan 16, 2018
    • Accounts · 953 to 974
      Mar 2, 2016 to Feb 21, 2017
    • Advisory activities · 4 to 5
      Mar 2, 2016 to Feb 21, 2017
    • Discretionary RAUM · $676M to $732M
      Mar 2, 2016 to Feb 21, 2017
    • RAUM · $676M to $732M
      Mar 2, 2016 to Feb 21, 2017
    • Accounts · 901 to 953
      Nov 30, 2015 to Mar 2, 2016
    • Advisory employees · 6 to 5
      Nov 30, 2015 to Mar 2, 2016
    Signals
    2 dated events
    • Osborn Williams & Donohoe, Llc reported RAUM $1.3B, up 70% from $787.2M (2019-03-25 to 2019-08-15)
      Aug 15, 2019 · RAUM change · derived
    • Osborn Rohs Williams & Donohoe, Ltd reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Jan 27, 2012 · Succession (Item 4) · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026