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Former SEC-registered adviser

K••••• V•• K••• C••••• S••••••••• L•••

Former SEC-registered adviserChicago, IllinoisCRD 160656SEC 801-73134IAPD
Legal name K••••• V•• K••• C••••• S••••••••• L•
Latest filing Mar 20, 2018
First filing on the tape Feb 1, 2012 · 9 filings
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
$3.0B gross assets
History
9 filings and snapshots on the tape
RAUM$3.0B as of Mar 20, 2018
Mar 25, 2013$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 20, 2018
Mar 25, 20130 then
Employees (5.A)28 as of Mar 20, 2018
Mar 25, 201314 then
Private funds8 as of Mar 20, 2018
Mar 25, 20133 then
RAUM -3.1% over the last fiscal year-2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 20, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$378MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-3.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$3.0B100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      7 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      K•• C•• 2••••• L•••Securitized Asset Fund$587M6Jul 14, 2015
      K•• C•• 2••••• L•••Securitized Asset Fund$578M9Mar 12, 2015
      K•• C•• 2••••• L••Securitized Asset Fund$539M12Mar 21, 2014
      K•• C•• 2••••• L•••Securitized Asset Fund$480M9Mar 12, 2015
      K•• C•• 2••••• L••Securitized Asset Fund$388M8Mar 21, 2014
      K•• C•• 2••••• L••Securitized Asset Fund$00Mar 25, 2013
      K•• C•• 2••••• L•••Securitized Asset Fund$00Jun 6, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• P•••• · Elected Manager Of General Partner/Relying Advisercontrol
        since 05/2015 · owns less than 5%
      • K•••••• T•••••• A•••• · Chief Executive Officer - Senior Managing Director; Elected Manager Of General Partner/Relying Advisercontrol
        since 08/2011 · owns 25% to 50%
      • V•• K•••• T••••••• S••••• · Chief Risk Officer - Senior Managing Director; Elected Manager Of General Partner/Relying Advisercontrol
        since 08/2011 · owns 25% to 50%
      • G•••••• P•••• · Limited Partner P•• M• L•; President P•• M• G• L••control
        since 12/2011 · owns 25% to 50% of P•• M• L• And P•• M• G• L••
      • G•••••• P•••• · Elected Managercontrol
        since 05/2015 · owns F of K•• S••••••• L••
      • K•••••• T•••••• A•••• · Member; Elected Managercontrol
        since 08/2011 · owns 25% to 50% of K•• S••••••• L••
      • T•••••• M••••••• T••••••• · Limited Partnercontrol
        since 12/2011 · owns 25% to 50% of P•• M• L•
      • V•• K•••• T••••••• S••••• · Member; Elected Managercontrol
        since 08/2011 · owns 25% to 50% of K•• S••••••• L••
      • M••••••••• M•••••••• K••••• · General Counsel And Chief Compliance Officer
        since 02/2012 · owns less than 5%
      Entity owners
      • K•• S••••••• L•• · General Partner; Relying Adviser
        direct · owns less than 5%
      • P••••• P•••••• C•••••• L•• · Limited Partner; Member Of General Partner/Relying Adviser
        direct · owns 25% to 50%
      • P•• M• G• L•• · General Partner
        indirect · owns F of P•• M• L•
      • P•• M• L• · Member; Elected Manager
        indirect · owns F of P••••• P•••••• C•••••• L••
      • P••••• P•••••• C•••••• L•• · Member
        indirect · owns 25% to 50% of K•• S••••••• L••
      Related persons
      Schedule D 7.A
      Advisers that list K••••• V•• K••• C••••• S••••••••• L••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 9 to 8
        Mar 29, 2017 to Mar 20, 2018
      • Charity clients · unset to 0.0
        Mar 29, 2017 to Mar 20, 2018
      • Corporate clients · unset to 0.0
        Mar 29, 2017 to Mar 20, 2018
      • HNW clients · unset to 0.0
        Mar 29, 2017 to Mar 20, 2018
      • Individual clients · unset to 0.0
        Mar 29, 2017 to Mar 20, 2018
      • Pension plan clients · unset to 0.0
        Mar 29, 2017 to Mar 20, 2018
      • Pooled vehicle clients · unset to 8.0
        Mar 29, 2017 to Mar 20, 2018
      • Other offices · unset to 0.0
        Mar 29, 2017 to Mar 20, 2018
      • Discretionary RAUM · $3.1B to $3.0B
        Mar 29, 2017 to Mar 20, 2018
      • Pooled vehicle RAUM · unset to 3024829051.0
        Mar 29, 2017 to Mar 20, 2018
      • RAUM · $3.1B to $3.0B
        Mar 29, 2017 to Mar 20, 2018
      • Advisory employees · 20 to 25
        Mar 22, 2016 to Mar 29, 2017
      • Employees · 23 to 28
        Mar 22, 2016 to Mar 29, 2017
      • Discretionary RAUM · $3.7B to $3.1B
        Mar 22, 2016 to Mar 29, 2017
      • RAUM · $3.7B to $3.1B
        Mar 22, 2016 to Mar 29, 2017
      • Accounts · 8 to 9
        Jul 14, 2015 to Mar 22, 2016
      • Advisory employees · 14 to 20
        Jul 14, 2015 to Mar 22, 2016
      • Employees · 18 to 23
        Jul 14, 2015 to Mar 22, 2016
      • Discretionary RAUM · $3.9B to $3.7B
        Jul 14, 2015 to Mar 22, 2016
      • RAUM · $3.9B to $3.7B
        Jul 14, 2015 to Mar 22, 2016
      • Accounts · 7 to 8
        Mar 12, 2015 to Jul 14, 2015
      • Private funds · 7 to 8
        Mar 12, 2015 to Jul 14, 2015
      • Discretionary RAUM · $3.3B to $3.9B
        Mar 12, 2015 to Jul 14, 2015
      • RAUM · $3.3B to $3.9B
        Mar 12, 2015 to Jul 14, 2015
      • Accounts · 5 to 7
        Mar 21, 2014 to Mar 12, 2015
      • Advisory employees · 13 to 14
        Mar 21, 2014 to Mar 12, 2015
      • Private funds · 5 to 7
        Mar 21, 2014 to Mar 12, 2015
      • Discretionary RAUM · $1.9B to $3.3B
        Mar 21, 2014 to Mar 12, 2015
      • RAUM · $1.9B to $3.3B
        Mar 21, 2014 to Mar 12, 2015
      • Accounts · 3 to 5
        Mar 25, 2013 to Mar 21, 2014
      • Advisory employees · 12 to 13
        Mar 25, 2013 to Mar 21, 2014
      • Employees · 14 to 18
        Mar 25, 2013 to Mar 21, 2014
      • Private funds · 3 to 5
        Mar 25, 2013 to Mar 21, 2014
      • Discretionary RAUM · $1.3B to $1.9B
        Mar 25, 2013 to Mar 21, 2014
      • RAUM · $1.3B to $1.9B
        Mar 25, 2013 to Mar 21, 2014
      • Accounts · 1 to 3
        Jun 6, 2012 to Mar 25, 2013
      • Advisory employees · unset to 12.0
        Jun 6, 2012 to Mar 25, 2013
      • BD registered reps · unset to 0.0
        Jun 6, 2012 to Mar 25, 2013
      • Employees · unset to 14.0
        Jun 6, 2012 to Mar 25, 2013
      • State-registered IARs · unset to 0.0
        Jun 6, 2012 to Mar 25, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026