DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• P•••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Feb 13, 2012 · 22 filings
SEC status approved since Mar 30, 2012
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.8%
$10.3M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$1.2B as of Mar 25, 2026
Mar 21, 2013$388M then
HNW client RAUM: $10.3M
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 21, 20130 then
Employees (5.A)5 as of Mar 25, 2026
Mar 21, 20136 then
Private funds2 as of Mar 25, 2026
Mar 21, 20133 then
RAUM +22% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $76.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 87%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $143M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$1.1B87%
- Pooled investment vehicles$143M12%
- High-net-worth individuals$10.3M0.8%
- Individual clients
- n/areported
- HNW clients
- 8reported
- Pension plan clients
- 6reported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $143M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.12 institutional_share=0.87 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• S•••••• F•••• L• | Hedge Fund | $79.5M | 35 | Feb 13, 2012 |
| H••••• M••••• F•••• L• | Hedge Fund | $53.1M | 3 | Mar 10, 2014 |
| H••••• Q•• L• | Hedge Fund | $33.8M | 18 | Feb 13, 2012 |
| H••••• S•••••• O••••••• F•••• L••• | Hedge Fund | $6.5M | 4 | Feb 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• A••••••• F•••• · Chief Compliance Officer And Chief Financial Officercontrolsince 06/2012 · owns less than 5%
- M••••••••• J••••••• C•••• · Managing Membercontrolsince 01/2006 · owns 50% to 75%
- S•••••••• J••••• A•••• · Managing Membercontrolsince 01/2006 · owns 50% to 75%
Related persons
Schedule D 7.A
- K•••• P•••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 16Mar 24, 2025 to Mar 25, 2026
- HNW clients · unset to 8.0Mar 24, 2025 to Mar 25, 2026
- Pooled vehicle clients · 4 to 2Mar 24, 2025 to Mar 25, 2026
- Assets in custody · $122M to $143MMar 24, 2025 to Mar 25, 2026
- Discretionary RAUM · $1.0B to $1.2BMar 24, 2025 to Mar 25, 2026
- HNW RAUM · unset to 10322000.0Mar 24, 2025 to Mar 25, 2026
- Pension RAUM · $881M to $1.1BMar 24, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $122M to $143MMar 24, 2025 to Mar 25, 2026
- RAUM · $1.0B to $1.2BMar 24, 2025 to Mar 25, 2026
- Accounts · 7 to 10Mar 20, 2024 to Mar 24, 2025
- Pension plan clients · 3 to 6Mar 20, 2024 to Mar 24, 2025
- Assets in custody · $133M to $122MMar 20, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 24, 2025
- Private funds · 4 to 2Mar 20, 2024 to Mar 24, 2025
- Discretionary RAUM · $979M to $1.0BMar 20, 2024 to Mar 24, 2025
- Pension RAUM · $846M to $881MMar 20, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $133M to $122MMar 20, 2024 to Mar 24, 2025
- RAUM · $979M to $1.0BMar 20, 2024 to Mar 24, 2025
- Accounts · 12 to 7Mar 23, 2023 to Mar 20, 2024
- Advisory activities · 3 to 2Mar 23, 2023 to Mar 20, 2024
- Charity clients · 3.0 to unsetMar 23, 2023 to Mar 20, 2024
- Corporate clients · 1.0 to unsetMar 23, 2023 to Mar 20, 2024
- Assets in custody · $155M to $133MMar 23, 2023 to Mar 20, 2024
- Discretionary RAUM · $909M to $979MMar 23, 2023 to Mar 20, 2024
- Pension RAUM · $720M to $846MMar 23, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $155M to $133MMar 23, 2023 to Mar 20, 2024
- RAUM · $909M to $979MMar 23, 2023 to Mar 20, 2024
- Accounts · 8 to 12Oct 24, 2022 to Mar 23, 2023
- Charity clients · 2 to 3Oct 24, 2022 to Mar 23, 2023
- Pension plan clients · 1 to 3Oct 24, 2022 to Mar 23, 2023
- Assets in custody · $172M to $155MOct 24, 2022 to Mar 23, 2023
- Discretionary RAUM · $297M to $909MOct 24, 2022 to Mar 23, 2023
- Pension RAUM · $77.3M to $720MOct 24, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $172M to $155MOct 24, 2022 to Mar 23, 2023
- RAUM · $297M to $909MOct 24, 2022 to Mar 23, 2023
- Pension plan clients · unset to 1.0Mar 19, 2021 to Mar 23, 2022
- Assets in custody · $128M to $172MMar 19, 2021 to Mar 23, 2022
- Discretionary RAUM · $165M to $297MMar 19, 2021 to Mar 23, 2022
- Pension RAUM · unset to 77300000.0Mar 19, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $128M to $172MMar 19, 2021 to Mar 23, 2022
Signals
2 dated events
- H••••• P•••••••• L•• reported RAUM $908.6M, up 206% from $297.2M (2022-10-24 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- H••••• P•••••••• L•• reported RAUM $297.2M, up 80% from $165.3M (2021-03-19 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- H•••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-782-3740reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026