DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q•• I••••••••• N•• 1• P•• L••
Latest filing Jun 9, 2026
First filing on the tape Feb 14, 2012 · 23 filings
SEC status approved since Mar 30, 2012
RAUM
$5.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
37 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
17
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$5.5B as of Jun 9, 2026
Sep 4, 2012$105M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 9, 2026
Sep 23, 20130 then
Employees (5.A)42 as of Jun 9, 2026
Sep 23, 201338 then
Private funds17 as of Jun 9, 2026
Sep 25, 20152 then
RAUM -33% over the last fiscal year+2.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $289MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -38%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $602M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.4B80%
- Pension and profit-sharing plans$609M11%
- Sovereign wealth funds$483M8.8%
- State and municipal entities$16.8M0.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $602M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.8 institutional_share=0.2 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Q•• G••••• I••••••••• F••• ••••••••• N•• 2• T•••• | Other Private Fund | $1.4B | 22 | Sep 27, 2017 |
| Q•• G••••• I••••••••• F••• ••••••••• N•• 1• T•••• | Other Private Fund | $641M | 22 | Sep 27, 2017 |
| G••• A•• I• L••••••no longer reported | Other Private Fund | $593M | 1 | Sep 30, 2021 |
| Q•• I••••••••• P•••••••• N•• 1• T•••• | Other Private Fund | $484M | 12 | Sep 30, 2021 |
| Q••• S••••• L• | Other Private Fund | $477M | 3 | Sep 30, 2021 |
| Q•• I••••••••• P•••••••• N•• 2• T•••• | Other Private Fund | $359M | 12 | Sep 30, 2021 |
| Q•• G••••• I••••••••• F••• R•• A•• T•••• | Other Private Fund | $357M | 22 | Sep 27, 2017 |
| Q••• I••• A••••••••• T•••• | Other Private Fund | $168M | 4 | Sep 30, 2021 |
| Q••• S••••• I• L• | Other Private Fund | $155M | 4 | Sep 30, 2021 |
| Q•• G••••• I••••••••• F••• M•••• R•• A•• T•••• | Other Private Fund | $89.6M | 22 | Sep 27, 2017 |
| Q•• G••••• I••••••••• F••• T••••• A•• T•••• | Other Private Fund | $51.8M | 22 | Sep 30, 2021 |
| Q•• D••••• O••••••••• F••• | Private Equity Fund | $41.5M | 4 | Sep 30, 2021 |
| Q•• F••••• N•• 1• | Other Private Fund | $26.3M | 2 | Sep 27, 2017 |
| Q•• I••••••••• P•••••••• N••• T•••• | Other Private Fund | $1.5M | 12 | Sep 30, 2024 |
| Q•• G••••• I••••••••• F••• ••• L•••••• P•••••••••no longer reported | Other Private Fund | $1 | 0 | Sep 25, 2015 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• J•••• M••••• · Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
- I•••••• R•••• D••••• · D•••••Orcontrolsince 11/2021 · owns less than 5%
- W•••••••• W••••••• S•••••• · D•••••Orcontrolsince 11/2021 · owns less than 5%
Entity owners
- Q•• L•••••• · D••••• Ownerdirect · owns 75% or more
- T•• S•••• O• Q••••••••• A•••••••• · Ind••••• Ownerindirect · owns 75% or more of Q•• L••••••
Related persons
Schedule D 7.A
- Q•• E••••••• I••••••••• S••••••• L••••••investment advisern
- Q•• G••••• I••••••••• ••• I•••investment adviserpooled vehicle sponsorn
- Q•• L••••••investment adviserpooled vehicle sponsory
- Q•• P•••••• C•••••• P•• L••investment adviserpooled vehicle sponsorn
- Q•• P••••••••• U•• I••investment companyn
- Qicinvestment advisernRAUM $7.5B
Advisers that list Q•• I••••••••• N•• 1• P•• L•• as a related person
- 161705 n
Offices
Schedule D 1.F, the 25 largest
- Sydney Nsw, Australia16 employees
- Melbourne, Australia3 employees
What changed
consecutive filings, newest first
- Accounts · 14 to 19Mar 21, 2025 to Sep 26, 2025
- Advisory employees · 26 to 37Mar 21, 2025 to Sep 26, 2025
- Pooled vehicle clients · 12 to 16Mar 21, 2025 to Sep 26, 2025
- Assets in custody · $632M to $602MMar 21, 2025 to Sep 26, 2025
- Employees · 33 to 42Mar 21, 2025 to Sep 26, 2025
- Private funds · 13 to 17Mar 21, 2025 to Sep 26, 2025
- Discretionary RAUM · $5.1B to $5.5BMar 21, 2025 to Sep 26, 2025
- Pension RAUM · $638M to $609MMar 21, 2025 to Sep 26, 2025
- Pooled vehicle RAUM · $4.1B to $4.4BMar 21, 2025 to Sep 26, 2025
- RAUM · $5.1B to $5.5BMar 21, 2025 to Sep 26, 2025
- Related bank · false to trueMar 21, 2025 to Sep 26, 2025
- Financial planning clients · unset to Sep 30, 2024 to Mar 21, 2025
- HQ state · unset to Sep 30, 2024 to Mar 21, 2025
- Accounts · 16 to 14Oct 30, 2023 to Sep 30, 2024
- Advisory employees · 34 to 26Oct 30, 2023 to Sep 30, 2024
- Pooled vehicle clients · 11 to 12Oct 30, 2023 to Sep 30, 2024
- Assets in custody · $3.1B to $632MOct 30, 2023 to Sep 30, 2024
- Employees · 44 to 33Oct 30, 2023 to Sep 30, 2024
- Discretionary RAUM · $5.2B to $5.1BOct 30, 2023 to Sep 30, 2024
- Non-discretionary RAUM · $3.0B to $0Oct 30, 2023 to Sep 30, 2024
- Pension RAUM · $583M to $638MOct 30, 2023 to Sep 30, 2024
- Pooled vehicle RAUM · $4.2B to $4.1BOct 30, 2023 to Sep 30, 2024
- RAUM · $8.2B to $5.1BOct 30, 2023 to Sep 30, 2024
- Related bank · true to falseOct 30, 2023 to Sep 30, 2024
- Assets in custody · $2.5B to $3.1BMar 3, 2023 to Sep 28, 2023
- Employees · 43 to 44Mar 3, 2023 to Sep 28, 2023
- Discretionary RAUM · $4.6B to $5.2BMar 3, 2023 to Sep 28, 2023
- Non-discretionary RAUM · $2.6B to $3.0BMar 3, 2023 to Sep 28, 2023
- Pension RAUM · $236M to $583MMar 3, 2023 to Sep 28, 2023
- Pooled vehicle RAUM · $4.1B to $4.2BMar 3, 2023 to Sep 28, 2023
- RAUM · $7.2B to $8.2BMar 3, 2023 to Sep 28, 2023
- Accounts · 14 to 16Sep 30, 2021 to Sep 29, 2022
- Pension plan clients · 3.0 to unsetSep 30, 2021 to Sep 29, 2022
- Assets in custody · $1.1B to $2.5BSep 30, 2021 to Sep 29, 2022
- Employees · 48 to 43Sep 30, 2021 to Sep 29, 2022
- Other offices · 1 to 2Sep 30, 2021 to Sep 29, 2022
- Private funds · 14 to 13Sep 30, 2021 to Sep 29, 2022
- Discretionary RAUM · $3.7B to $4.6BSep 30, 2021 to Sep 29, 2022
- Non-discretionary RAUM · $1.3B to $2.6BSep 30, 2021 to Sep 29, 2022
- Pension RAUM · $1.4B to $236MSep 30, 2021 to Sep 29, 2022
Signals
23 dated events
- Q•• I••••••••• N•• 1• P•• L•• reported RAUM $5.1B, down 38% from $8.2B (2023-10-30 to 2024-09-30)Sep 30, 2024 · RAUM change · derived
- Q•• I••••••••• N•• 1• P•• L•• reported RAUM $7.2B, up 43% from $5.0B (2021-09-30 to 2022-09-29)Sep 29, 2022 · RAUM change · derived
- John Damien Frawley (Chief Executive Officer) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2021-09-30, absent 2022-09-29)Sep 29, 2022 · Control person left · inference
- Marite Claire Blake (Executive Director, Finance) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2021-09-30, absent 2022-09-29)Sep 29, 2022 · Control person left · inference
- L••••• J••• P•••• (Director) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2021-09-30, absent 2022-09-29)Sep 29, 2022 · Control person left · inference
- David Mark Mcdonald (Executive Director, Operations And Technology) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2021-09-30, absent 2022-09-29)Sep 29, 2022 · Control person left · inference
- Alfred Glenn Jackson (Executive Director, Human Resources) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2021-09-30, absent 2022-09-29)Sep 29, 2022 · Control person left · inference
- Joy E•••••••• M••••••• T•••••• (General Counsel) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2021-09-30, absent 2022-09-29)Sep 29, 2022 · Control person left · inference
- Raveendra Sriskandarajah (Executive Director, Client Solutions And Capital) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2021-09-30, absent 2022-09-29)Sep 29, 2022 · Control person left · inference
- D••••• R••• I••••• (Director) appeared on Schedule A of Q•• I••••••••• N•• 1• P•• L••Sep 29, 2022 · Control person joined · fact
- S•••••• W•••••• W••••••• (Director) appeared on Schedule A of Q•• I••••••••• N•• 1• P•• L••Sep 29, 2022 · Control person joined · fact
- Q•• I••••••••• N•• 1• P•• L•• reported RAUM $5.0B, up 28% from $3.9B (2020-09-28 to 2021-09-30)Sep 30, 2021 · RAUM change · derived
- John Brian Delaney (Executive Director , Strategy, Clients & Global Markets) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2020-09-28, absent 2021-09-30)Sep 30, 2021 · Control person left · inference
- Q•• I••••••••• N•• 1• P•• L•• reported RAUM $3.9B, up 41% from $2.8B (2019-09-25 to 2020-09-28)Sep 28, 2020 · RAUM change · derived
- L••••• J••• P•••• (Director) appeared on Schedule A of Q•• I••••••••• N•• 1• P•• L••Sep 28, 2020 · Control person joined · fact
- Martin John Gallagher (Chief Compliance Officer) appeared on Schedule A of Q•• I••••••••• N•• 1• P•• L••Sep 28, 2020 · Control person joined · fact
- Raveendra Sriskandarajah (Executive Director, Client Solutions And Capital) appeared on Schedule A of Q•• I••••••••• N•• 1• P•• L••Sep 28, 2020 · Control person joined · fact
- E David Clarke (Chief Compliance Officer) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2019-09-25, absent 2020-09-28)Sep 28, 2020 · Control person left · inference
- W•••••• Peter Forbes (Director) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2019-09-25, absent 2020-09-28)Sep 28, 2020 · Control person left · inference
- Eric Andrew King (Director) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2019-09-25, absent 2020-09-28)Sep 28, 2020 · Control person left · inference
- L••••••• L••••• W•••••••• (Executive Director - Global Clients And Marketing) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2019-09-25, absent 2020-09-28)Sep 28, 2020 · Control person left · inference
- Robert Don Luke (Director) no longer on Schedule A of Q•• I••••••••• N•• 1• P•• L•• (listed 2018-10-31, absent 2019-09-25)Sep 25, 2019 · Control person left · inference
- Joy E•••••••• M••••••• T•••••• (General Counsel) appeared on Schedule A of Q•• I••••••••• N•• 1• P•• L••Sep 25, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Q•• I••••••••• N•• 1• P•• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- QIC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 011-617-3360-3922reportedpublic record, Form ADV, Jun 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026