DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
Q••
Legal name Q•• U• I••••••••• S••••••• I••
Latest filing Jun 9, 2026
First filing on the tape Feb 14, 2012 · 36 filings
SEC status approved since Mar 30, 2012
RAUM
$7.5B
reported, Item 5.F
Discretionary
38%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
22 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
17
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$7.5B as of Jun 9, 2026
Sep 4, 2012$482M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 9, 2026
Sep 23, 20130 then
Employees (5.A)30 as of Jun 9, 2026
Sep 23, 201316 then
Private funds17 as of Jun 9, 2026
Sep 19, 20162 then
RAUM +19% over the last fiscal year+64% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $358MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 38%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $6.9B, 21 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.5B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 21reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.9B for 21 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
17 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••• R••• I••••••••• T•••• | Other Private Fund | $2.6B | 2 | Sep 25, 2015 |
| Q•• U• S••••••• C••••• F•••• L• | Other Private Fund | $766M | 5 | Sep 19, 2016 |
| G••• A•• I• L•••••• | Other Private Fund | $617M | 1 | Sep 30, 2024 |
| Q•• G••••• I••••••••• F••• U• A••• L• | Other Private Fund | $591M | 23 | Feb 7, 2019 |
| Q••• I• P••• A••••••••• S••• | Other Private Fund | $365M | 5 | Sep 28, 2023 |
| Q•• I••••••••• D••• P••••••• S••• | Other Private Fund | $242M | 5 | Sep 28, 2023 |
| Q•• P•••••• E••••• F••• N•• 4• L••• | Private Equity Fund | $204M | 5 | Sep 19, 2016 |
| Q••• R••••• A••••••••• 1• L• | Other Private Fund | $197M | 2 | Sep 28, 2023 |
| Q••• I• F••••• F••• D• S••• | Other Private Fund | $162M | 1 | Sep 28, 2023 |
| Q•• I••••••••• F••• 1• S••• | Private Equity Fund | $139M | 2 | Sep 28, 2023 |
| Q••• I• F••••• F••• E• S••• | Other Private Fund | $44.6M | 2 | Sep 28, 2023 |
| Q•• P•••••• E••••• F••• N•• 6• L•• | Private Equity Fund | $40.5M | 3 | Sep 27, 2017 |
| Q•• I••••••••• D••• F••• U•• S••• | Other Private Fund | $39.9M | 2 | Sep 28, 2023 |
| Q••• I• F••••• F••• B• S••• | Other Private Fund | $20.0M | 1 | Sep 28, 2023 |
| Q••• I• F••••• F••• F• S••• | Other Private Fund | $4.2M | 1 | Sep 28, 2023 |
| P•• C•••••••• S••• | Private Equity Fund | $1.8M | 13 | Sep 28, 2023 |
| Q••• I• F••••• F••• A• S••• | Other Private Fund | $0 | 1 | Sep 28, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••• C•••••• M••••• · Directorcontrolsince 02/2012 · owns less than 5%
- G••••••••• J•••• M••••• · Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
- K••••••• W••••••• T••••• · Directorcontrolsince 08/2024 · owns less than 5%
- N••••••• E•••• B•••••••• · Directorcontrolsince 06/2023 · owns less than 5%
- S••••••• A••••• N•• · Directorcontrolsince 11/2022 · owns less than 5%
Entity owners
- Q•• U• M••••••••• I•• · Direct Ownerdirect · owns 75% or more
- Q•• L•••••• · Indirect Ownerindirect · owns 75% or more of Q•• U• M••••••••• I••
- T•• S•••• O• Q••••••••• A•••••••• · Indirect Ownerindirect · owns 75% or more of Q•• L••••••
Related persons
Schedule D 7.A
- Q•• E••••••• I••••••••• S••••••• L••••••investment advisern
- Q•• I••••••••• N•• 1• P•• L••investment adviserpooled vehicle sponsornRAUM $5.5B
- Q•• L••••••investment adviserbankpooled vehicle sponsory
- Q•• P•••••• C•••••• P•• L••investment adviserpooled vehicle sponsorn
- Q•• P••••••••• U•• I••investment companyn
Advisers that list Q•• as a related person
- 160732 n
Offices
Schedule D 1.F, the 25 largest
- San F••••••Co, CA4 employees
What changed
consecutive filings, newest first
- Advisory employees · 16 to 22Aug 14, 2025 to Sep 26, 2025
- Assets in custody · $6.3B to $6.9BAug 14, 2025 to Sep 26, 2025
- Employees · 24 to 30Aug 14, 2025 to Sep 26, 2025
- Discretionary RAUM · $2.5B to $2.9BAug 14, 2025 to Sep 26, 2025
- Non-discretionary RAUM · $3.8B to $4.7BAug 14, 2025 to Sep 26, 2025
- Pooled vehicle RAUM · $6.3B to $7.5BAug 14, 2025 to Sep 26, 2025
- RAUM · $6.3B to $7.5BAug 14, 2025 to Sep 26, 2025
- Financial planning clients · unset to Dec 2, 2024 to Aug 14, 2025
- Accounts · 19 to 21Sep 3, 2024 to Sep 30, 2024
- Advisory employees · 22 to 16Sep 3, 2024 to Sep 30, 2024
- Pooled vehicle clients · 19 to 21Sep 3, 2024 to Sep 30, 2024
- Assets in custody · $2.2B to $6.3BSep 3, 2024 to Sep 30, 2024
- Employees · 25 to 24Sep 3, 2024 to Sep 30, 2024
- Private funds · 15 to 17Sep 3, 2024 to Sep 30, 2024
- Discretionary RAUM · $1.8B to $2.5BSep 3, 2024 to Sep 30, 2024
- Non-discretionary RAUM · $404M to $3.8BSep 3, 2024 to Sep 30, 2024
- Pooled vehicle RAUM · $2.2B to $6.3BSep 3, 2024 to Sep 30, 2024
- RAUM · $2.2B to $6.3BSep 3, 2024 to Sep 30, 2024
- Accounts · 5 to 19Sep 1, 2023 to Sep 28, 2023
- Advisory employees · 20 to 22Sep 1, 2023 to Sep 28, 2023
- Advisory activities · 2 to 3Sep 1, 2023 to Sep 28, 2023
- BD registered reps · 0 to 1Sep 1, 2023 to Sep 28, 2023
- Pooled vehicle clients · 4 to 19Sep 1, 2023 to Sep 28, 2023
- Assets in custody · $1.4B to $2.2BSep 1, 2023 to Sep 28, 2023
- Employees · 21 to 25Sep 1, 2023 to Sep 28, 2023
- Other offices · 2 to 1Sep 1, 2023 to Sep 28, 2023
- Private funds · 4 to 15Sep 1, 2023 to Sep 28, 2023
- Discretionary RAUM · $1.1B to $1.8BSep 1, 2023 to Sep 28, 2023
- Non-discretionary RAUM · $558M to $404MSep 1, 2023 to Sep 28, 2023
- Pooled vehicle RAUM · $1.7B to $2.2BSep 1, 2023 to Sep 28, 2023
- RAUM · $1.7B to $2.2BSep 1, 2023 to Sep 28, 2023
- HQ city · SAN F••••••CO to NEW YORKMar 3, 2023 to Mar 16, 2023
- HQ state · CA to NYMar 3, 2023 to Mar 16, 2023
- Accounts · 4 to 5Sep 30, 2021 to Sep 29, 2022
- Advisory employees · 15 to 20Sep 30, 2021 to Sep 29, 2022
- Assets in custody · $1.3B to $1.4BSep 30, 2021 to Sep 29, 2022
- Employees · 15 to 21Sep 30, 2021 to Sep 29, 2022
- HQ city · NEW YORK to SAN F••••••COSep 30, 2021 to Sep 29, 2022
- HQ state · NY to CASep 30, 2021 to Sep 29, 2022
- Other offices · 1 to 2Sep 30, 2021 to Sep 29, 2022
Signals
31 dated events
- Mary Margaret Smyth (Director) no longer on Schedule A of Qic (listed 2024-09-30, absent 2024-12-02)Dec 2, 2024 · Control person left · inference
- K Kylie Rampa (Chief Executive Officer) no longer on Schedule A of Qic (listed 2024-09-30, absent 2024-12-02)Dec 2, 2024 · Control person left · inference
- Qic reported RAUM $6.3B, up 188% from $2.2B (2024-09-03 to 2024-09-30)Sep 30, 2024 · RAUM change · derived
- Nmn Raveendra Sriskandarajah (Executive Director, Client Solutions And Capital) no longer on Schedule A of Qic (listed 2024-09-03, absent 2024-09-30)Sep 30, 2024 · Control person left · inference
- David Mark Mcdonald (Executive Director, Operations And Technology) no longer on Schedule A of Qic (listed 2024-09-03, absent 2024-09-30)Sep 30, 2024 · Control person left · inference
- Alfred Glenn Jackson (Executive Director, Human Resources) no longer on Schedule A of Qic (listed 2024-09-03, absent 2024-09-30)Sep 30, 2024 · Control person left · inference
- Thomas W•••••• Keating (Director) appeared on Schedule A of QicSep 3, 2024 · Control person joined · fact
- Qic reported RAUM $2.2B, up 29% from $1.7B (2023-09-01 to 2023-09-28)Sep 28, 2023 · RAUM change · derived
- Mary Margaret Smyth (Director) appeared on Schedule A of QicAug 9, 2023 · Control person joined · fact
- A•••• S•••••• (Director) appeared on Schedule A of QicAug 9, 2023 · Control person joined · fact
- Joy E•••••••• M••••••• T•••••• (General Counsel) no longer on Schedule A of Qic (listed 2023-03-16, absent 2023-08-09)Aug 9, 2023 · Control person left · inference
- Michael John Alderson (Director) no longer on Schedule A of Qic (listed 2023-03-16, absent 2023-08-09)Aug 9, 2023 · Control person left · inference
- S••••••• V••••••••• (Director) no longer on Schedule A of Qic (listed 2023-03-16, absent 2023-08-09)Aug 9, 2023 · Control person left · inference
- Bianchini Evan Nahnsen (Director) appeared on Schedule A of QicAug 9, 2023 · Control person joined · fact
- Anne Patrice Derrington (Director) no longer on Schedule A of Qic (listed 2021-09-30, absent 2022-09-29)Sep 29, 2022 · Control person left · inference
- K Kylie Rampa (Chief Executive Officer) appeared on Schedule A of QicSep 29, 2022 · Control person joined · fact
- John Damien Frawley (Chief Executive Officer) no longer on Schedule A of Qic (listed 2021-09-30, absent 2022-09-29)Sep 29, 2022 · Control person left · inference
- S••••••• V••••••••• (Director) appeared on Schedule A of QicSep 29, 2022 · Control person joined · fact
- Qic reported RAUM $1.6B, down 52% from $3.3B (2020-09-29 to 2021-09-30)Sep 30, 2021 · RAUM change · derived
- John Brian Delaney (Executive Director, Strategy) no longer on Schedule A of Qic (listed 2020-09-29, absent 2021-09-30)Sep 30, 2021 · Control person left · inference
- S•••••• W•••••• W••••••• (Managing Director, Qic Private Capital) no longer on Schedule A of Qic (listed 2020-09-29, absent 2021-09-30)Sep 30, 2021 · Control person left · inference
- Michael John Alderson (Director) appeared on Schedule A of QicSep 29, 2020 · Control person joined · fact
- A••••• D••••• R•••• (Chief Compliance Officer) no longer on Schedule A of Qic (listed 2019-09-25, absent 2020-09-29)Sep 29, 2020 · Control person left · inference
- L••••••• L••••• W•••••••• (Executive Director - Global Clients And Marketing) no longer on Schedule A of Qic (listed 2019-09-25, absent 2020-09-29)Sep 29, 2020 · Control person left · inference
- E David Clarke (Chief Risk Officer) no longer on Schedule A of Qic (listed 2019-09-25, absent 2020-09-29)Sep 29, 2020 · Control person left · inference
- Martin John Gallagher (Chief Compliance Officer) appeared on Schedule A of QicSep 29, 2020 · Control person joined · fact
- Raveendra Sriskandarajah (Executive Director, Client Solutions And Capital) appeared on Schedule A of QicSep 29, 2020 · Control person joined · fact
- Joy E•••••••• M••••••• T•••••• (General Counsel) appeared on Schedule A of QicSep 25, 2019 · Control person joined · fact
- Anne Patrice Derrington (Director) appeared on Schedule A of QicSep 25, 2019 · Control person joined · fact
- Bernard Francis O'Sullivan (Chief Compliance Officer) no longer on Schedule A of Qic (listed 2019-02-07, absent 2019-07-24)Jul 24, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/qicreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-224-8900reportedpublic record, Form ADV, Jun 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026