DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• T••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Feb 15, 2012 · 27 filings
SEC status approved since Mar 30, 2012
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
38
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.3B as of Mar 30, 2026
Mar 28, 2013$2.0B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)9 as of Mar 30, 2026
Mar 28, 201310 then
Private funds38 as of Mar 30, 2026
Mar 28, 201330 then
RAUM +146% over the last fiscal year+52% a year over threeIARs 0 to 0offices 5 to 6
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $33.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +146%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $6.1M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 38reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.1M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
78 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••••••• A••••••••• F••• L••no longer reported | Private Equity Fund | $1.6B | 10 | Mar 28, 2013 |
| R• K•••••• L••no longer reported | Private Equity Fund | $1.0B | 7 | Feb 15, 2012 |
| C••••••••• M••••• S••••••• L••no longer reported | Private Equity Fund | $424M | 16 | Feb 15, 2012 |
| R• S•••••• V• L••no longer reported | Other Private Fund | $236M | 2 | Mar 30, 2016 |
| R• S•• I••••••••• L•• | Venture Capital Fund | $132M | 3 | Mar 30, 2018 |
| R• S•••••• L••no longer reported | Private Equity Fund | $114M | 2 | Feb 15, 2012 |
| R• S• C•••••••• B• L••no longer reported | Private Equity Fund | $84.4M | 3 | Mar 31, 2015 |
| R• M••••••••• L••no longer reported | Private Equity Fund | $75.2M | 6 | Mar 28, 2013 |
| R•••••• H••••••• L••no longer reported | Other Private Fund | $62.8M | 5 | Feb 15, 2012 |
| R• T••••••• L••no longer reported | Private Equity Fund | $53.8M | 2 | Feb 15, 2012 |
| R•••• L••no longer reported | Private Equity Fund | $50.9M | 2 | Mar 28, 2013 |
| R• K• I• L••no longer reported | Other Private Fund | $50.5M | 2 | Mar 30, 2018 |
| R• S• C•••••••• I• L••no longer reported | Private Equity Fund | $40.9M | 22 | Mar 31, 2015 |
| R• K•••••• L••no longer reported | Private Equity Fund | $32.3M | 2 | Mar 28, 2013 |
| R• A• C•••••••• I• L•• | Venture Capital Fund | $25.8M | 3 | Mar 30, 2016 |
| R• S• C•••••••• L••no longer reported | Private Equity Fund | $25.0M | 9 | Mar 31, 2015 |
| R• I• I••••••••• L•• | Venture Capital Fund | $24.8M | 9 | Mar 30, 2018 |
| R• S•• C•••••••• I•• L•• | Other Private Fund | $23.7M | 6 | Mar 31, 2017 |
| R••••• S•••••••• L••no longer reported | Private Equity Fund | $22.0M | 8 | Feb 15, 2012 |
| R• S•• C•••••••• L••no longer reported | Other Private Fund | $19.0M | 3 | Mar 30, 2016 |
| R• A••••• I••••••••• I• L•• | Venture Capital Fund | $17.4M | 14 | Mar 30, 2022 |
| R• M••••••••• I• L••no longer reported | Private Equity Fund | $15.4M | 5 | Mar 31, 2014 |
| R•••• T••••••• P••••••• L••no longer reported | Private Equity Fund | $14.9M | 3 | Feb 15, 2012 |
| R• S• C•••••••• L••no longer reported | Private Equity Fund | $13.6M | 11 | Mar 28, 2013 |
| R••••• I•• L••no longer reported | Private Equity Fund | $10.2M | 1 | Feb 15, 2012 |
| R• A••••• I••••••••• I•• L•• | Venture Capital Fund | $10.2M | 2 | Mar 31, 2023 |
| R• I• I••••••••• I•• L•• | Venture Capital Fund | $9.8M | 7 | Mar 29, 2019 |
| R•••• S•••••••• L••no longer reported | Private Equity Fund | $9.6M | 11 | Mar 31, 2015 |
| R• S• S•••••• O••••••••• L••no longer reported | Private Equity Fund | $9.3M | 5 | Mar 30, 2018 |
| R• S• C•••••••• I•• L••no longer reported | Private Equity Fund | $9.2M | 4 | Mar 30, 2016 |
| R•••• E••••• I• L•• | Venture Capital Fund | $8.1M | 5 | Mar 29, 2024 |
| R• A••••• L•• | Other Private Fund | $8.1M | 4 | Mar 26, 2021 |
| R• I• I••••••••• I• L•• | Venture Capital Fund | $8.0M | 2 | Mar 30, 2018 |
| R•••• O••••••••• E••••• F••• I• L• | Private Equity Fund | $7.1M | 16 | Feb 15, 2012 |
| R•••• T• L••no longer reported | Private Equity Fund | $6.7M | 2 | Mar 31, 2015 |
| R••••• I• L••no longer reported | Private Equity Fund | $5.9M | 1 | Feb 15, 2012 |
| R• A••••• I••••••••• I• L•• | Venture Capital Fund | $5.3M | 2 | Mar 31, 2023 |
| R• A••••• I••••••••• I• L•• | Venture Capital Fund | $5.3M | 2 | Mar 30, 2022 |
| R•••••• H••••••• I• L•• | Private Equity Fund | $3.7M | 5 | Mar 29, 2024 |
| R• S• C•••••••• L•no longer reported | Other Private Fund | $3.1M | 2 | Mar 31, 2015 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• J•••• A••••• · Coocontrolsince 09/2004 · owns less than 5%
- R••••• S•••••• R••• · Ciocontrolsince 09/2004 · owns less than 5%
- G••••••••• J•••• A••••• · Ownercontrolsince 11/2003 · owns 75% or more of T••••••• C•••••• P••••••• L••
- K•••• B•••••••• L••• · M•••••• Of The General Partner And/Or Trustee Of Family Trusts That Hold Beneficial I•••••••controlsince 02/2013 · owns 75% or more of W••••••• D• L•
- R••••• S•••••• R••• · Ownercontrolsince 08/1996 · owns 75% or more of R•••• I••••••• I••
- B••••••••• K••••• L••••• · Vice President Of Operationssince 09/2004 · owns less than 5%
- D••••••• A•••••• P•••• · Cco And General Counselsince 03/2021 · owns less than 5%
- K••••••• T•••• E••••• · Cfosince 05/2008 · owns less than 5%
Entity owners
- R•••• I••••••• I•• · Memberdirect · owns 50% to 75%
- T••••••• C•••••• P••••••• L•• · Memberdirect · owns 50% to 75%
- W••••••• D• L• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- R•••• T••••••• C• G• L••pooled vehicle sponsorn
- R•••• T••••••• C• H••••• L••pooled vehicle sponsorn
- R•••• T••••••• C• M•••••• L••pooled vehicle sponsorn
- R•••• T••••••• G• I• L••pooled vehicle sponsorn
- R•••• T••••••• G• I•• L••pooled vehicle sponsorn
- R•••• T••••••• M••••••••• I• L••pooled vehicle sponsorn
- R•••• T••••••• M••••••••• I•• L••pooled vehicle sponsorn
- R•••• M••••••••• L••pooled vehicle sponsorn
- R••• M••••••••• L••pooled vehicle sponsorn
- R••• M••••••••• V• L••pooled vehicle sponsorn
- R••••••• L••pooled vehicle sponsory
- V•• C•••••••• G• L••pooled vehicle sponsorn
- V•• G• I• L••pooled vehicle sponsorn
- V•• G• L••pooled vehicle sponsorn
- V•• M••••••••• L••pooled vehicle sponsorn
Advisers that list R•••• T••••••• M••••••••• L•• as a related person
- 317632 n
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- many private funds relative to firm sizeStatic outlier · filing Mar 30, 2026private funds per $1B of RAUM of 29.6 against a peer median of 4.3 (949 comparable advisers, 98.0th percentile, 8.1 robust deviations)peers: ASSET_M••••••, $1B to $5B (949) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $522,419,180 to $1,285,359,505 (+146.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 96.0th percentile of changes)peers: ASSET_M••••••, $1B to $5B (1,368) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 32 to 38Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 4 to 6Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 32 to 38Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $4.9M to $6.1MMar 28, 2025 to Mar 30, 2026
- Employees · 7 to 9Mar 28, 2025 to Mar 30, 2026
- Other offices · 5 to 6Mar 28, 2025 to Mar 30, 2026
- Private funds · 32 to 38Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $522M to $1.3BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $522M to $1.3BMar 28, 2025 to Mar 30, 2026
- RAUM · $522M to $1.3BMar 28, 2025 to Mar 30, 2026
- Accounts · 31 to 32Sep 12, 2024 to Mar 28, 2025
- Advisory employees · 5 to 4Sep 12, 2024 to Mar 28, 2025
- Pooled vehicle clients · 31 to 32Sep 12, 2024 to Mar 28, 2025
- Assets in custody · $3.6M to $4.9MSep 12, 2024 to Mar 28, 2025
- Employees · 8 to 7Sep 12, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 12, 2024 to Mar 28, 2025
- Other offices · 7 to 5Sep 12, 2024 to Mar 28, 2025
- Private funds · 31 to 32Sep 12, 2024 to Mar 28, 2025
- Discretionary RAUM · $295M to $522MSep 12, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $295M to $522MSep 12, 2024 to Mar 28, 2025
- RAUM · $295M to $522MSep 12, 2024 to Mar 28, 2025
- Related adviser · false to trueSep 12, 2024 to Mar 28, 2025
- Accounts · 30 to 31Nov 20, 2023 to Mar 29, 2024
- Pooled vehicle clients · 30 to 31Nov 20, 2023 to Mar 29, 2024
- Assets in custody · $8.9M to $3.6MNov 20, 2023 to Mar 29, 2024
- Private funds · 30 to 31Nov 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $367M to $295MNov 20, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $367M to $295MNov 20, 2023 to Mar 29, 2024
- RAUM · $367M to $295MNov 20, 2023 to Mar 29, 2024
- Other offices · 6 to 7Mar 31, 2023 to Nov 20, 2023
- Assets in custody · $75.3M to $8.9MSep 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $971M to $367MSep 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $971M to $367MSep 28, 2022 to Mar 31, 2023
- RAUM · $971M to $367MSep 28, 2022 to Mar 31, 2023
- Accounts · 35 to 30Nov 2, 2021 to Mar 30, 2022
- Advisory employees · 7 to 5Nov 2, 2021 to Mar 30, 2022
- Pooled vehicle clients · 35 to 30Nov 2, 2021 to Mar 30, 2022
- Assets in custody · $28.0M to $75.3MNov 2, 2021 to Mar 30, 2022
- Employees · 11 to 8Nov 2, 2021 to Mar 30, 2022
- Other offices · 7 to 6Nov 2, 2021 to Mar 30, 2022
Signals
6 dated events
- R•••• T••••••• M••••••••• L•• reported RAUM $1.3B, up 146% from $522.4M (2025-03-28 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- R•••• T••••••• M••••••••• L•• reported RAUM $522.4M, up 77% from $294.6M (2024-09-12 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- R•••• T••••••• M••••••••• L•• reported RAUM $366.7M, down 62% from $970.6M (2022-09-28 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- R•••• T••••••• M••••••••• L•• reported RAUM $970.6M, down 27% from $1.3B (2021-11-02 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- R•••• T••••••• M••••••••• L•• reported RAUM $1.3B, up 32% from $997.1M (2020-09-10 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- R•••• T••••••• M••••••••• L•• reported RAUM $882.8M, down 27% from $1.2B (2017-11-09 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- R•••• T••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•••• T••••••• M••••••••• L•• · Private Equityshared crd · organization
- R•••• T••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/rizvi-traverse-management/aboutreportedpublic record, Form ADV, Sep 19, 2026
- Website
- R••••T•••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 248-594-4751reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026