DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
R•••••• H••••••• L••
Other Private Fundadvised byR•••• T••••••• M••••••••• L••asset manager805-8815945663no longer reportedIAPD
Gross asset value
$62.8M
as of Sep 28, 2022; not a fund size
Peak GAV
$113M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
100%
fund-of-funds interests
Non-US owners
0%
Reported
21 filings
Feb 15, 2012 to Sep 28, 2022
Reporting history
one row per Form ADV filing
Gross asset value$62.8M as of Sep 28, 2022
Feb 15, 2012$113M then
Owners5 as of Sep 28, 2022
Feb 15, 201211 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-156236reportedthe join to the Form D offering
- Type as written
- SPVreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- R•••••• H••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons