DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••••• I••••••••
Legal name E••••••••• I•••••••• C•••••••••
Latest filing Mar 24, 2026
First filing on the tape Feb 27, 2012 · 23 filings
SEC status approved since Mar 30, 2012
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
36
24 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$1.3B as of Mar 24, 2026
Mar 28, 2013$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 28, 20130 then
Employees (5.A)36 as of Mar 24, 2026
Mar 28, 201351 then
Private funds9 as of Mar 24, 2026
Mar 28, 20138 then
RAUM +6.4% over the last fiscal year-0.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $140MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••• E••••••••• F••• V•••• L••• | Private Equity Fund | $1.1B | 45 | Mar 27, 2018 |
| S•••••• C•• H•••••• S•• R••• | Private Equity Fund | $425M | 10 | Mar 28, 2019 |
| E••••••••• I•••••••• F••• I• S•••• | Private Equity Fund | $251M | 10 | Mar 28, 2024 |
| P•• V• I••••••••• T••••••••• I• S•••no longer reported | Private Equity Fund | $219M | 3 | Feb 27, 2012 |
| P••••• E••••••••• F••• V••• L••• | Private Equity Fund | $163M | 21 | Mar 28, 2013 |
| C•• G•••• S•••no longer reported | Private Equity Fund | $138M | 6 | Feb 27, 2012 |
| C•• G•••• I• S•••no longer reported | Private Equity Fund | $98.1M | 6 | Mar 23, 2015 |
| P•• M••••••• S••• | Private Equity Fund | $95.1M | 38 | Mar 30, 2020 |
| E••••••••• V•••••• F••• I• L•••no longer reported | Venture Capital Fund | $61.5M | 13 | Feb 27, 2012 |
| A•• P••••••••• H•••••• 1• S•• R••• | Private Equity Fund | $49.9M | 2 | Mar 28, 2024 |
| H•••• H•••••• S•••no longer reported | Private Equity Fund | $38.2M | 5 | Mar 27, 2018 |
| P••••• E••••••••• F••• V• L•••no longer reported | Private Equity Fund | $31.9M | 18 | Feb 27, 2012 |
| N••• S•• R••• | Private Equity Fund | $18.6M | 5 | Mar 30, 2020 |
| S•••• C•• H•••••• S•• R•••no longer reported | Private Equity Fund | $12.9M | 2 | Mar 28, 2019 |
| V•• F•••••• H•••••• 2• S•• R••• | Private Equity Fund | $8.7M | 4 | Mar 30, 2022 |
| H•• S•••no longer reported | Private Equity Fund | $3.9M | 3 | Mar 27, 2018 |
| P••••• E••••••••• F••• I•• L•••no longer reported | Private Equity Fund | $3.7M | 17 | Feb 27, 2012 |
| G••••• S• H•••••• S••• I• L•••••••••no longer reported | Private Equity Fund | $3.7M | 2 | Mar 28, 2013 |
| P••••• E••••••••• F••• V•• L•••no longer reported | Private Equity Fund | $0 | 50 | Feb 27, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• R••••• W•••••••• · Officercontrolsince 12/2015 · owns 10% to 25%
- C••••••••• T••••• · Officercontrolsince 01/2020 · owns 10% to 25%
- G••••••••• T••••••• J••••• · Cfo/Ccocontrolsince 09/2006 · owns 5% to 10%
- K•••••• M•••••• S•••••••• · Officercontrolsince 06/2018 · owns 10% to 25%
- K•••• S••••••••• J••••• · Officercontrolsince 12/2015 · owns 10% to 25%
- L••••• P•••••••• J• · Directorcontrolsince 07/2021 · owns less than 5%
- M•••••• J••••• S•••• · Directorcontrolsince 12/2015 · owns less than 5%
- P•••••••• D••••••• R•••••• · Officercontrolsince 12/2015 · owns 10% to 25%
- R•••••••• M•••••• A•••••• · Officercontrolsince 12/2015 · owns 10% to 25%
- S••••••• J•••• · Chairman/Director/Presidentcontrolsince 09/2006 · owns 10% to 25%
Related persons
Schedule D 7.A
- E•• I• G• S•• R•••pooled vehicle sponsory
- E••••••••• I•••••••• S••••• Z• O•••investment advisery
- P••••• E••••••••• I•••••••• V••• L•••pooled vehicle sponsorn
- P••••• E••••••••• I•••••••• V•••• L•••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Warsaw, Poland22 employees
What changed
consecutive filings, newest first
- Accounts · 8 to 9Mar 27, 2025 to Mar 24, 2026
- Advisory employees · 26 to 24Mar 27, 2025 to Mar 24, 2026
- Pooled vehicle clients · 8 to 9Mar 27, 2025 to Mar 24, 2026
- Employees · 39 to 36Mar 27, 2025 to Mar 24, 2026
- Private funds · 8 to 9Mar 27, 2025 to Mar 24, 2026
- Discretionary RAUM · $1.2B to $1.3BMar 27, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $1.2B to $1.3BMar 27, 2025 to Mar 24, 2026
- RAUM · $1.2B to $1.3BMar 27, 2025 to Mar 24, 2026
- Financial planning clients · unset to Feb 10, 2025 to Mar 27, 2025
- Discretionary RAUM · $1.6B to $1.2BFeb 10, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $1.6B to $1.2BFeb 10, 2025 to Mar 27, 2025
- RAUM · $1.6B to $1.2BFeb 10, 2025 to Mar 27, 2025
- Accounts · 6 to 8Jan 17, 2024 to Mar 28, 2024
- Advisory employees · 24 to 26Jan 17, 2024 to Mar 28, 2024
- Pooled vehicle clients · 6 to 8Jan 17, 2024 to Mar 28, 2024
- Employees · 37 to 39Jan 17, 2024 to Mar 28, 2024
- Private funds · 6 to 8Jan 17, 2024 to Mar 28, 2024
- Discretionary RAUM · $1.3B to $1.6BJan 17, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $1.6BJan 17, 2024 to Mar 28, 2024
- RAUM · $1.3B to $1.6BJan 17, 2024 to Mar 28, 2024
- Accounts · 7 to 6Mar 30, 2022 to Mar 30, 2023
- Advisory employees · 26 to 24Mar 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 7 to 6Mar 30, 2022 to Mar 30, 2023
- Employees · 39 to 37Mar 30, 2022 to Mar 30, 2023
- Insurance-licensed employees · 0 to 1Mar 30, 2022 to Mar 30, 2023
- Private funds · 7 to 6Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $824M to $1.3BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $824M to $1.3BMar 30, 2022 to Mar 30, 2023
- RAUM · $824M to $1.3BMar 30, 2022 to Mar 30, 2023
- Accounts · 6 to 7Jul 12, 2021 to Mar 30, 2022
- Pooled vehicle clients · 6 to 7Jul 12, 2021 to Mar 30, 2022
- Private funds · 6 to 7Jul 12, 2021 to Mar 30, 2022
- Discretionary RAUM · $860M to $824MJul 12, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $860M to $824MJul 12, 2021 to Mar 30, 2022
- RAUM · $860M to $824MJul 12, 2021 to Mar 30, 2022
- Advisory employees · 28 to 26Mar 30, 2020 to Mar 29, 2021
- Employees · 40 to 39Mar 30, 2020 to Mar 29, 2021
- Discretionary RAUM · $1.1B to $860MMar 30, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $1.1B to $860MMar 30, 2020 to Mar 29, 2021
- RAUM · $1.1B to $860MMar 30, 2020 to Mar 29, 2021
Signals
8 dated events
- E••••••••• I•••••••• reported RAUM $1.2B, down 26% from $1.6B (2025-02-10 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- E••••••••• I•••••••• reported RAUM $1.6B, up 27% from $1.3B (2024-01-17 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- E••••••••• I•••••••• reported RAUM $1.3B, up 53% from $824.5M (2022-03-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Cooke Anne Mitchell (Director) no longer on Schedule A of E••••••••• I•••••••• (listed 2021-03-29, absent 2021-07-12)Jul 12, 2021 · Control person left · inference
- Jo P••••••• L•••• (Director) appeared on Schedule A of E••••••••• I••••••••Jul 12, 2021 · Control person joined · fact
- T••••• C••••••••• (Officer) appeared on Schedule A of E••••••••• I••••••••Mar 30, 2020 · Control person joined · fact
- Jospeh Robert Manz (Officer) no longer on Schedule A of E••••••••• I•••••••• (listed 2019-03-28, absent 2019-07-30)Jul 30, 2019 · Control person left · inference
- S•••••••• M••••• K••••• (Officer) appeared on Schedule A of E••••••••• I••••••••Mar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- E••••••••• I•••••••• · Independent Sponsorsshared crd · capital_provider
- E••••••••• I•••••••• · Private Equityshared crd · organization
- E••••••••• I•••••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/enterprise-investorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (1 212) 521 4318reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026