DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byE••••••••• I••••••••asset manager805-5354440417no longer reportedIAPD
Gross asset value
$219M
as of Mar 28, 2013; not a fund size
Peak GAV
$219M
highest filing
Owners
3
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
86%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
14%
Reported
2 filings
Feb 27, 2012 to Mar 28, 2013
Reporting history
one row per Form ADV filing
Gross asset value$219M as of Mar 28, 2013
Feb 27, 2012$33.9M then
Owners3 as of Mar 28, 2013
Feb 27, 20122 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Luxembourgreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • American Stock Transfer & Trust Company, LLC
    New York, New York
  • Bnp Paribas Bank Polska S.A.
    Warsaw, Poland
  • Societe Generale Bank & Trust
    Luxembourg, Luxembourg
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
86%reportedadviser and related persons