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E•••••• B•• W••••• M••••••••• L••

Independent wealth managerSEC-registered· Tahoe City, Californiawebsite

Independent wealth manager, based in Tahoe City, California, reporting $200M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$200M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+8.8%
Form ADV, consecutive annual filings
Private clients
99% of RAUM, $198M
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 160837 · SEC 801-132168 · 2 filingsShow
CRD 160837SEC 801-132168First filing on the tape Apr 4, 2025, latest Mar 19, 2026SEC status approved since Mar 18, 2025IAPD
RAUM
$200M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$198M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$200M as of Mar 19, 2026
Apr 4, 2025$184M then
HNW client RAUM$196M as of Mar 19, 2026
Apr 4, 2025$175M then
State-registered IARs (5.B.3)2 as of Mar 19, 2026
Apr 4, 20252 then
Employees (5.A)2 as of Mar 19, 2026
Apr 4, 20252 then
Private funds: no history
RAUM +8.8% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$100MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
19derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$6.1MderivedHNW RAUM over HNW clients
Average account
$841,924derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+8.8%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+12%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$196M98%
  • Individuals$2.5M1.2%
  • Charitable organizations$2.4M1.2%
Individual clients
6reported
HNW clients
32reported
Pension plan clients
n/areported
Charitable clients
2reported
Accounts
238reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• M••••••• S•••••••• · Chief Compliance Officercontrol
        since 01/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 203 to 238
        Apr 4, 2025 to Mar 19, 2026
      • Charity clients · 1 to 2
        Apr 4, 2025 to Mar 19, 2026
      • HNW clients · 29 to 32
        Apr 4, 2025 to Mar 19, 2026
      • Individual clients · 5 to 6
        Apr 4, 2025 to Mar 19, 2026
      • Pension plan clients · 2.0 to unset
        Apr 4, 2025 to Mar 19, 2026
      • Discretionary RAUM · $184M to $200M
        Apr 4, 2025 to Mar 19, 2026
      • HNW RAUM · $175M to $196M
        Apr 4, 2025 to Mar 19, 2026
      • Individual RAUM · $2.7M to $2.5M
        Apr 4, 2025 to Mar 19, 2026
      • Pension RAUM · 5617209.0 to unset
        Apr 4, 2025 to Mar 19, 2026
      • RAUM · $184M to $200M
        Apr 4, 2025 to Mar 19, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Business email
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 19, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 19, 2026
      Contact form
      ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026