DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Regis Metro Associates, Inc.

Independent wealth managerSan Francisco, CaliforniaCRD 160859SEC 801-75149websiteIAPD
Latest filing Apr 27, 2026
First filing on the tape Mar 28, 2012 · 28 filings
SEC status approved since Apr 18, 2012
RAUM
$618M
reported, Item 5.F
Discretionary
17%
of RAUM
Private clients
59%
$364M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$618M as of Apr 27, 2026
Feb 11, 2013$637M then
HNW client RAUM$364M as of Apr 27, 2026
Feb 2, 2018$399M then
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Feb 11, 20130 then
Employees (5.A)5 as of Apr 27, 2026
Feb 11, 201310 then
Private funds2 as of Apr 27, 2026
Feb 11, 20133 then
RAUM -13% over the last fiscal year-7.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
Archetypes, each a printed rule
  • RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$16.6MderivedHNW RAUM over HNW clients
Average account
$17.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
17%derivedof RAUM
Institutional
12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-13%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$364M59%
  • Pooled investment vehicles$106M17%
  • Charitable organizations$75.0M12%
  • Corporations and businesses$72.9M12%
Individual clients
n/areported
HNW clients
22reported
Pension plan clients
n/areported
Charitable clients
1reported
Accounts
35reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.59 fund_share=0.17 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      8 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Regis Properties Fund II, L.P.no longer reportedReal Estate Fund$15.8M30Mar 28, 2012
      Regis Ahp Holdings, LLCReal Estate Fund$6.1M29Feb 2, 2018
      Rm Properties Access Fund, L.P.no longer reportedReal Estate Fund$3.4M51Mar 28, 2012
      Series B - Rma Value Add Access, A Series Of Rma Real Estate Access Fund Series, LLCReal Estate Fund$3.1M23Jan 29, 2016
      Autumn Glen Pe, LLCno longer reportedReal Estate Fund$1.9M8Mar 28, 2012
      Rma Northbridge Assisted Living Fund, L.P.no longer reportedReal Estate Fund$997,06066Feb 24, 2014
      Rma Core Plus Re Fund I-R, LLCno longer reportedReal Estate Fund$823,77378Feb 24, 2014
      1150 Union Investors, LLCno longer reportedReal Estate Fund$177,58050Feb 1, 2017
      Owners and control persons
      Schedule A and B, latest filing
      • Evanson Danielle Mclaughlin · Managing Director, Chief Financial Officer, Secretarycontrol
        since 01/2010 · owns 50% to 75%
      • Francis Michael Potter · Managing Director, Presidentcontrol
        since 06/2007 · owns 50% to 75%
      • Akemi Rachel Doygun · Chief Compliance Officer
        since 01/2018 · owns less than 5%
      Related persons
      Schedule D 7.A
      • Align Finance Partners Gp II, LLC
        pooled vehicle sponsorn
      • Align Finance Partners Gp, LLC
        pooled vehicle sponsorn
      • Danielle Evanson Mclaughlin
        investment companyn
      • Michael F. Potter
        investment companyn
      • Rma Alexander Stations LLC
        pooled vehicle sponsorn
      • Rma Management, LLC
        pooled vehicle sponsorn
      • Rma Series Management, LLC
        pooled vehicle sponsorn
      • Rma/Amg Ca Affordable Housing, LLC
        pooled vehicle sponsorn
      • Urban Investment Advisors
        investment advisernRAUM $2.5B
      Offices
      Schedule D 1.F, the 25 largest
      • San Francisco, CA1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 36 to 35
        Jan 26, 2026 to Mar 11, 2026
      • HNW clients · 23 to 22
        Jan 26, 2026 to Mar 11, 2026
      • Discretionary RAUM · $118M to $106M
        Jan 26, 2026 to Mar 11, 2026
      • HNW RAUM · $404M to $364M
        Jan 26, 2026 to Mar 11, 2026
      • Non-discretionary RAUM · $590M to $512M
        Jan 26, 2026 to Mar 11, 2026
      • Pooled vehicle RAUM · $118M to $106M
        Jan 26, 2026 to Mar 11, 2026
      • RAUM · $708M to $618M
        Jan 26, 2026 to Mar 11, 2026
      • Advisory employees · 4 to 2
        Apr 16, 2025 to Jan 26, 2026
      • Employees · 6 to 5
        Apr 16, 2025 to Jan 26, 2026
      • Accounts · 40 to 36
        Sep 16, 2024 to Apr 16, 2025
      • Advisory employees · 3 to 4
        Sep 16, 2024 to Apr 16, 2025
      • Corporate clients · 8 to 7
        Sep 16, 2024 to Apr 16, 2025
      • Pooled vehicle clients · 8 to 5
        Sep 16, 2024 to Apr 16, 2025
      • Employees · 7 to 6
        Sep 16, 2024 to Apr 16, 2025
      • Financial planning clients · unset to
        Sep 16, 2024 to Apr 16, 2025
      • Other offices · 1 to 0
        Sep 16, 2024 to Apr 16, 2025
      • Discretionary RAUM · $124M to $118M
        Sep 16, 2024 to Apr 16, 2025
      • HNW RAUM · $388M to $404M
        Sep 16, 2024 to Apr 16, 2025
      • Non-discretionary RAUM · $656M to $590M
        Sep 16, 2024 to Apr 16, 2025
      • Pooled vehicle RAUM · $124M to $118M
        Sep 16, 2024 to Apr 16, 2025
      • RAUM · $780M to $708M
        Sep 16, 2024 to Apr 16, 2025
      • HQ city · LOS ANGELES to SAN FRANCISCO
        Apr 11, 2024 to Sep 16, 2024
      • Accounts · 43 to 40
        Sep 14, 2023 to Mar 22, 2024
      • Corporate clients · 11 to 8
        Sep 14, 2023 to Mar 22, 2024
      • HNW clients · 24 to 23
        Sep 14, 2023 to Mar 22, 2024
      • Pooled vehicle clients · 7 to 8
        Sep 14, 2023 to Mar 22, 2024
      • Assets in custody · 109649364.0 to unset
        Sep 14, 2023 to Mar 22, 2024
      • Custody of client assets · true to false
        Sep 14, 2023 to Mar 22, 2024
      • Discretionary RAUM · $121M to $124M
        Sep 14, 2023 to Mar 22, 2024
      • HNW RAUM · $415M to $388M
        Sep 14, 2023 to Mar 22, 2024
      • Non-discretionary RAUM · $664M to $656M
        Sep 14, 2023 to Mar 22, 2024
      • Pooled vehicle RAUM · $110M to $124M
        Sep 14, 2023 to Mar 22, 2024
      • RAUM · $785M to $780M
        Sep 14, 2023 to Mar 22, 2024
      • Accounts · 47 to 43
        Sep 15, 2022 to Mar 15, 2023
      • Corporate clients · 12 to 11
        Sep 15, 2022 to Mar 15, 2023
      • Pooled vehicle clients · 10 to 7
        Sep 15, 2022 to Mar 15, 2023
      • Assets in custody · $111M to $110M
        Sep 15, 2022 to Mar 15, 2023
      • Private funds · 4 to 2
        Sep 15, 2022 to Mar 15, 2023
      • Discretionary RAUM · $121M to $121M
        Sep 15, 2022 to Mar 15, 2023
      • HNW RAUM · $380M to $415M
        Sep 15, 2022 to Mar 15, 2023
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      415-421-0500reportedpublished by the firm, firm site, Sep 16, 2026
      Firm profile
      LINKEDIN.COM/COMPANY/RMA_2reportedpublic record, Form ADV, Sep 17, 2026
      Website
      RMARE.COMreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      415-421-0500reportedpublic record, Form ADV, Apr 27, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      Regis Metro Associates, Inc. is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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