DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Alpha Wave Global, LP
Latest filing Aug 31, 2026
First filing on the tape Mar 17, 2012 · 43 filings
SEC status approved since May 1, 2012
RAUM
$27B
reported, Item 5.F
Discretionary
30%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
113
48 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
16
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$27B as of Aug 31, 2026
Mar 28, 2013$1.9B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Aug 31, 2026
Mar 28, 20130 then
Employees (5.A)113 as of Aug 31, 2026
Mar 28, 201311 then
Private funds16 as of Aug 31, 2026
Mar 28, 20131 then
RAUM +26% over the last fiscal year+10% a year over threeIARs 0 to 0offices 9 to 11
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.1BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 30%derivedof RAUM
- Institutional
- 9.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $24B, 23 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$24B90%
- Sovereign wealth funds$2.5B9.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $24B for 23 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.9 institutional_share=0.1 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
22 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Alpha Wave Ventures II, LP | Private Equity Fund | $9.9B | 14 | Nov 24, 2021 |
| Awc Master Fund A, LP | Hedge Fund | $2.0B | 4 | Oct 19, 2022 |
| Alpha Wave Credit, LPno longer reported | Hedge Fund | $2.0B | 2 | Oct 19, 2022 |
| Alpha Wave Ventures, LP | Private Equity Fund | $1.8B | 3 | Apr 24, 2020 |
| Moraine Master Fund, LP | Hedge Fund | $1.3B | 2 | Mar 30, 2018 |
| Alpha Wave Incubation, LP | Private Equity Fund | $593M | 2 | Mar 31, 2021 |
| Alpha Wave Ci IV, LP | Private Equity Fund | $552M | 5 | Mar 29, 2019 |
| Falcon Edge Global Master Fund, LP | Hedge Fund | $479M | 86 | Aug 29, 2012 |
| Alpha Wave Holdings, LP | Private Equity Fund | $291M | 2 | Apr 24, 2020 |
| Falcon Q LP | Hedge Fund | $250M | 2 | Jul 1, 2021 |
| Alpha Wave India I LP | Private Equity Fund | $235M | 12 | Mar 29, 2019 |
| Alpha Wave Special Opportunities, LP | Private Equity Fund | $211M | 23 | Mar 31, 2015 |
| Falcon Sovereign Master Fund, LPno longer reported | Hedge Fund | $124M | 22 | Feb 26, 2014 |
| Alpha Wave India Nbfc Fund, LP | Private Equity Fund | $46.2M | 8 | Jan 14, 2015 |
| Alpha Wave Ci II, LP | Private Equity Fund | $40.4M | 2 | Mar 31, 2017 |
| Fe Ab, LLCno longer reported | Hedge Fund | $37.5M | 2 | Aug 26, 2014 |
| Madison Ride, LPno longer reported | Private Equity Fund | $23.6M | 26 | Mar 29, 2019 |
| Alpha Wave Ci I, LP | Private Equity Fund | $16.6M | 8 | Oct 28, 2015 |
| Digital Base, LPno longer reported | Private Equity Fund | $10.3M | 29 | Mar 30, 2018 |
| Alpha Wave Ci V, LLC | Private Equity Fund | $8.0M | 4 | Mar 29, 2019 |
| Falcon Ci Viii, LPno longer reported | Private Equity Fund | $2.1M | 2 | Mar 29, 2019 |
| Patriot Global Ventures, LPno longer reported | Private Equity Fund | $0 | 3 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- James Matthew Corey · Chief Financial Officer And Co-Chief Operating Officercontrolsince 03/2020 · owns less than 5%
- Francis Ryan El Khoury · Co-Founder And Partnercontrolsince 07/2011 · owns less than 5%
- Matthew Richard Gerson · Founder, Chairman And Chief Investment Officercontrolsince 07/2011 · owns less than 5%
- David Joseph Schneider · Chief Compliance Officercontrolsince 06/2021 · owns less than 5%
- Darius Navroz Udwadia · Co-Founder And Partnercontrolsince 07/2011 · owns less than 5%
- Ann Cathy Weist · General Counsel And Co-Chief Operating Officercontrolsince 11/2020 · owns less than 5%
- Robert Jeffrey Zinkerman · Chief Technology Officercontrolsince 09/2018 · owns less than 5%
- Francis Ryan El Khoury · Shareholdercontrolsince 07/2020 · owns 25% to 50% of Alpha Wave (Cayman) Gp, Ltd
- Francis Ryan El Khoury · Limited Partnercontrolsince 07/2020 · owns 25% to 50% of Alpha Wave Global Management, LP
- Matthew Richard Gerson · Shareholdercontrolsince 05/2012 · owns 25% to 50% of Alpha Wave (Cayman) Gp, Ltd
- Matthew Richard Gerson · Managing Membercontrolsince 12/2020 · owns 75% or more of Falcon Edge Holdings, LLC
- Matthew Richard Gerson · Limited Partnercontrolsince 08/2011 · owns 25% to 50% of Alpha Wave Global Management, LP
- Darius Navroz Udwadia · Shareholdercontrolsince 05/2012 · owns 25% to 50% of Alpha Wave (Cayman) Gp, Ltd
- Darius Navroz Udwadia · Limited Partnercontrolsince 08/2011 · owns 25% to 50% of Alpha Wave Global Management, LP
Entity owners
- Alpha Wave Global, LLC · General Partnerdirect · owns less than 5%
- Falcon Edge Holdings, LLC · Limited Partnerdirect · owns 75% or more
- Alpha Wave (Cayman) Gp, Ltd · General Partnerindirect · owns F of Alpha Wave Global Management, LP
- Alpha Wave Global Management, LP · Sole Memberindirect · owns 75% or more of Alpha Wave Global, LLC
Related persons
Schedule D 7.A
- Abu Dhabi Catalyst Partners Limitedinvestment advisern
- Alpha Wave (Cayman) Gp, Ltdinvestment adviserbankpooled vehicle sponsory
- Alpha Wave Credit Gp, Ltdinvestment adviserbankpooled vehicle sponsory
- Alpha Wave Global Management, LPinvestment adviserbankpooled vehicle sponsory
- Alpha Wave Global, LLCinvestment adviserbankpooled vehicle sponsory
- Alpha Wave India Gp, LPinvestment adviserbankpooled vehicle sponsorn
- Alpha Wave Special Opportunities Gp, LPinvestment adviserbankpooled vehicle sponsorn
- Alpha Wave Special Situations Gp, LPinvestment adviserbankpooled vehicle sponsorn
- Alpha Wave Ventures Gp, Ltdinvestment adviserbankpooled vehicle sponsory
- Falcon Edge General Partner, LPinvestment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Bengaluru, India8 employees
- London, United Kingdom7 employees
- Madrid, Spain5 employees
- Miami Beach, FL4 employees
- Sydney, Australia3 employees
- Tel Aviv, Israel2 employees
- Monaco, Monaco1 employees
- Abu Dhabi, United Arab Emirates
What changed
consecutive filings, newest first
- HQ city · MIAMI BEACH to MIAMIMar 31, 2026 to Jul 13, 2026
- Accounts · 21 to 24Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 20 to 23Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $19B to $24BMar 31, 2025 to Mar 31, 2026
- Employees · 107 to 113Mar 31, 2025 to Mar 31, 2026
- HQ city · NEW YORK to MIAMI BEACHMar 31, 2025 to Mar 31, 2026
- HQ state · NY to FLMar 31, 2025 to Mar 31, 2026
- Other offices · 9 to 11Mar 31, 2025 to Mar 31, 2026
- Private funds · 15 to 16Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.1B to $8.0BMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $15B to $19BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $19B to $24BMar 31, 2025 to Mar 31, 2026
- RAUM · $21B to $27BMar 31, 2025 to Mar 31, 2026
- Advisory employees · 45 to 48Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $18B to $19BMar 29, 2024 to Mar 31, 2025
- Employees · 108 to 107Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Other offices · 8 to 9Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.8B to $6.1BMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $14B to $15BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $18B to $19BMar 29, 2024 to Mar 31, 2025
- RAUM · $19B to $21BMar 29, 2024 to Mar 31, 2025
- Advisory employees · 30 to 45Jun 30, 2023 to Mar 29, 2024
- Advisory activities · 1 to 2Jun 30, 2023 to Mar 29, 2024
- Assets in custody · $18B to $18BJun 30, 2023 to Mar 29, 2024
- Employees · 76 to 108Jun 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $18B to $5.8BJun 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $1.8B to $14BJun 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $18B to $18BJun 30, 2023 to Mar 29, 2024
- RAUM · $20B to $19BJun 30, 2023 to Mar 29, 2024
- Other offices · 7 to 8May 15, 2023 to Jun 30, 2023
- Accounts · 19 to 21Dec 12, 2022 to Mar 31, 2023
- Advisory employees · 20 to 30Dec 12, 2022 to Mar 31, 2023
- Advisory activities · 2 to 1Dec 12, 2022 to Mar 31, 2023
- Pooled vehicle clients · 18 to 20Dec 12, 2022 to Mar 31, 2023
- Assets in custody · $17B to $18BDec 12, 2022 to Mar 31, 2023
- Employees · 60 to 76Dec 12, 2022 to Mar 31, 2023
- Private funds · 16 to 15Dec 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $17B to $18BDec 12, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $1.1B to $1.8BDec 12, 2022 to Mar 31, 2023
Signals
15 dated events
- Alpha Wave Global, Lp reported RAUM $26.7B, up 26% from $21.1B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Christopher Scott Carpenter (Chief Operating Officer) no longer on Schedule A of Alpha Wave Global, Lp (listed 2023-03-31, absent 2023-05-15)May 15, 2023 · Control person left · inference
- Alpha Wave Global, Lp reported RAUM $18.0B, up 45% from $12.5B (2021-12-14 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Alpha Wave Global, Lp reported RAUM $12.5B, up 139% from $5.2B (2021-07-01 to 2021-11-24)Nov 24, 2021 · RAUM change · derived
- Mark Jeffrey Lamanna (Chief Compliance Officer - Falcon Edge Group) no longer on Schedule A of Alpha Wave Global, Lp (listed 2021-03-31, absent 2021-07-01)Jul 1, 2021 · Control person left · inference
- David Joseph Schneider (Chief Compliance Officer - Falcon Edge Group) appeared on Schedule A of Alpha Wave Global, LpJul 1, 2021 · Control person joined · fact
- Alpha Wave Global, Lp reported RAUM $5.2B, up 40% from $3.7B (2020-12-16 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Cathy Weist (General Counsel) appeared on Schedule A of Alpha Wave Global, LpDec 11, 2020 · Control person joined · fact
- Robert Jeffrey Zinkerman (Chief Technology Officer) appeared on Schedule A of Alpha Wave Global, LpAug 22, 2020 · Control person joined · fact
- Francis Ryan El Khoury (Limited Partner) appeared on Schedule A of Alpha Wave Global, LpAug 22, 2020 · Control person joined · fact
- Alpha Wave Global, Lp reported RAUM $3.7B, up 68% from $2.2B (2019-03-29 to 2020-04-24)Apr 24, 2020 · RAUM change · derived
- Carroll Kristen Masino (Chief Financial Officer) no longer on Schedule A of Alpha Wave Global, Lp (listed 2019-03-29, absent 2020-04-24)Apr 24, 2020 · Control person left · inference
- Sun Mark Cho (Chief Compliance Officer/General Counsel) no longer on Schedule A of Alpha Wave Global, Lp (listed 2019-03-29, absent 2020-04-24)Apr 24, 2020 · Control person left · inference
- Matthew Corey (Chief Financial Officer) appeared on Schedule A of Alpha Wave Global, LpApr 24, 2020 · Control person joined · fact
- Mark Jeffrey Lamanna (Chief Compliance Officer) appeared on Schedule A of Alpha Wave Global, LpApr 24, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Alpha Wave Global, LP · Independent Sponsorsshared crd · capital_provider
- Alpha Wave Global, LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alphawaveglobalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- alphawaveglobal.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 305-360-3020reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026