DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

D•••••• B•••• L•

Private Equity Fundadvised byA•••• W••• G•••••• L•asset manager805-7467313506no longer reportedIAPD
Gross asset value
$10.3M
as of Oct 15, 2018; not a fund size
Peak GAV
$10.3M
highest filing
Owners
29
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
39%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
53%
Reported
5 filings
Mar 30, 2018 to Oct 15, 2018
Reporting history
one row per Form ADV filing
Gross asset value$10.3M as of Oct 15, 2018
Mar 30, 2018$10.3M then
Owners29 as of Oct 15, 2018
Mar 30, 201829 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-30819reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citco Bank Nederland N.V.
    Dublin, Ireland · LEI 549300SGF4BS54YG8M65
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
39%reportedadviser and related persons