DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• C••••••
Legal name M•••••• C•••••• M••••••••• L•
Latest filing Jun 10, 2026
First filing on the tape Feb 14, 2012 · 49 filings
SEC status approved since Mar 16, 2012
RAUM
$3.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.1%
$2.2M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
12
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$3.3B as of Jun 10, 2026
Feb 21, 2013$358M then
HNW client RAUM$2.2M as of Jun 10, 2026
Mar 31, 2019$3.6M then
State-registered IARs (5.B.3)0 as of Jun 10, 2026
Feb 21, 20130 then
Employees (5.A)35 as of Jun 10, 2026
Feb 21, 201310 then
Private funds12 as of Jun 10, 2026
Feb 21, 20131 then
RAUM -18% over the last fiscal year-1.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $246,872derivedHNW RAUM over HNW clients
- Average account
- $67.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 43%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.4B, 26 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.9B57%
- State and municipal entities$1.0B32%
- Charitable organizations$379M12%
- High-net-worth individuals$2.2M0.1%
- Corporations and businesses$1.1M0.0%
- Individual clients
- 0reported
- HNW clients
- 9reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 49reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.4B for 26 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.57 institutional_share=0.43 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- M••••••• J••••• B•• · Chief Investment Officer & Limited Partnercontrolsince 06/2009 · owns 75% or more
- O••••••••• J•••• A•••••••• · General Counsel, Chief Compliance Officer & Corporate Secretarycontrolsince 07/2017 · owns less than 5%
- S•••••••• G••••• D•••• · Chief Financial Officercontrolsince 06/2009 · owns less than 5%
- M••••••• J••••• B•• · Managing Membercontrolsince 06/2009 · owns 75% or more of M•••••• C•••••• M••••••••• L••
Entity owners
- M•••••• C•••••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- M•••••• D••••••••• O••••••••• 2••• D••••••••• F••• G•• L••investment adviserbankpooled vehicle sponsorn
- M•••••• D••••••••• O••••••••• D••••••• F••• G•• L••investment adviserbankpooled vehicle sponsorn
- M•••••• D••••••••• O••••••••• D••••••• F••• I• G•• L••investment adviserbankpooled vehicle sponsorn
- M•••••• D••••••••• O••••••••• S•• G•• L••investment adviserbankpooled vehicle sponsorn
- M•••••• G•• L••investment adviserbankpooled vehicle sponsorn
- M•••••• O••••••••• C••••••••• F••• G•• L••investment adviserbankpooled vehicle sponsorn
- M•••••• S••••••• C••••• F••• G•• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom2 employees
What changed
consecutive filings, newest first
- Accounts · 47 to 49Dec 8, 2025 to Mar 31, 2026
- Advisory employees · 12 to 13Dec 8, 2025 to Mar 31, 2026
- Pooled vehicle clients · 28 to 30Dec 8, 2025 to Mar 31, 2026
- Assets in custody · $2.0B to $1.4BDec 8, 2025 to Mar 31, 2026
- Employees · 33 to 35Dec 8, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.0B to $3.3BDec 8, 2025 to Mar 31, 2026
- HNW RAUM · $4.6M to $2.2MDec 8, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.4B to $1.9BDec 8, 2025 to Mar 31, 2026
- RAUM · $4.0B to $3.3BDec 8, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Apr 30, 2025 to Nov 18, 2025
- Private funds · 11 to 12Apr 30, 2025 to Nov 18, 2025
- Accounts · 45 to 47Aug 21, 2024 to Apr 30, 2025
- Advisory employees · 13 to 12Aug 21, 2024 to Apr 30, 2025
- Pooled vehicle clients · 26 to 28Aug 21, 2024 to Apr 30, 2025
- Assets in custody · $1.8B to $2.0BAug 21, 2024 to Apr 30, 2025
- Employees · 29 to 33Aug 21, 2024 to Apr 30, 2025
- Discretionary RAUM · $3.3B to $4.0BAug 21, 2024 to Apr 30, 2025
- HNW RAUM · $1.5M to $4.6MAug 21, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $2.1B to $2.4BAug 21, 2024 to Apr 30, 2025
- RAUM · $3.3B to $4.0BAug 21, 2024 to Apr 30, 2025
- Private funds · 10 to 11Apr 29, 2024 to Aug 21, 2024
- Accounts · 46 to 45Dec 18, 2023 to Mar 30, 2024
- Advisory employees · 12 to 13Dec 18, 2023 to Mar 30, 2024
- Pooled vehicle clients · 27 to 26Dec 18, 2023 to Mar 30, 2024
- Assets in custody · $2.1B to $1.8BDec 18, 2023 to Mar 30, 2024
- Employees · 32 to 29Dec 18, 2023 to Mar 30, 2024
- Discretionary RAUM · $3.4B to $3.3BDec 18, 2023 to Mar 30, 2024
- HNW RAUM · $10.3M to $1.5MDec 18, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $2.3B to $2.1BDec 18, 2023 to Mar 30, 2024
- RAUM · $3.4B to $3.3BDec 18, 2023 to Mar 30, 2024
- Advisory employees · 13 to 12Apr 22, 2022 to Mar 31, 2023
- Charity clients · unset to 3.0Apr 22, 2022 to Mar 31, 2023
- Pooled vehicle clients · 26 to 27Apr 22, 2022 to Mar 31, 2023
- Assets in custody · $2.3B to $2.1BApr 22, 2022 to Mar 31, 2023
- Employees · 29 to 32Apr 22, 2022 to Mar 31, 2023
- Discretionary RAUM · $3.5B to $3.4BApr 22, 2022 to Mar 31, 2023
- HNW RAUM · $7.8M to $10.3MApr 22, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.5B to $2.3BApr 22, 2022 to Mar 31, 2023
- RAUM · $3.5B to $3.4BApr 22, 2022 to Mar 31, 2023
- Accounts · 39 to 46Feb 24, 2022 to Mar 31, 2022
Signals
5 dated events
- J•••• T••••• B•••••• (President) no longer on Schedule A of M•••••• C•••••• (listed 2023-05-01, absent 2023-12-18)Dec 18, 2023 · Control person left · inference
- J•••• T••••• B•••••• (President) appeared on Schedule A of M•••••• C••••••Mar 31, 2023 · Control person joined · fact
- Joyce Janet Arzt (President) no longer on Schedule A of M•••••• C•••••• (listed 2020-11-24, absent 2021-03-05)Mar 5, 2021 · Control person left · inference
- Joyce Janet Arzt (President) appeared on Schedule A of M•••••• C••••••Mar 31, 2019 · Control person joined · fact
- M•••••• C•••••• reported RAUM $2.1B, up 31% from $1.6B (2017-07-18 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M•••••• C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mudrick-capital-management-l-p-/mycompareportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-747-9500reportedpublic record, Form ADV, Jun 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026