DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•••••• D••••••••• O••••••••• D••••••• F••• I•• L•
Gross asset value
$393M
as of Aug 21, 2024; not a fund size
Peak GAV
$501M
highest filing
Owners
70
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
8%
fund-of-funds interests
Non-US owners
9%
Reported
24 filings
Mar 31, 2019 to Aug 21, 2024
Reporting history
one row per Form ADV filing
Gross asset value$393M as of Aug 21, 2024
Mar 31, 2019$338M then
Owners70 as of Aug 21, 2024
Mar 31, 201941 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 4% of the adviser's clients investedreported
- Form D file number
- 021-331054reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Millennium Trust Company, LLCOak Brook, Illinois
- The Northern Trust International Banking CorporationJersey City, New Jersey
- Wells Fargo Securities, LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons