DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• C•••••• P•••••••
Legal name L••••• M•••••• L••
Latest filing Mar 25, 2026
First filing on the tape Feb 14, 2012 · 29 filings
SEC status approved since Mar 11, 2012
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
55
47 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
28
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$14B as of Mar 25, 2026
Mar 28, 2013$516M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 28, 20130 then
Employees (5.A)55 as of Mar 25, 2026
Mar 28, 201313 then
Private funds28 as of Mar 25, 2026
Mar 28, 20134 then
RAUM +11% over the last fiscal year+20% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $498MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $25.0M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 28reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $25.0M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••• C•••••• P••••••• V•• L• | Private Equity Fund | $1.7B | 113 | Mar 29, 2022 |
| L••••• C•••••• P••••••• I••• L• | Private Equity Fund | $1.3B | 47 | Mar 31, 2018 |
| L••••• C•••••• P••••••• V• L• | Private Equity Fund | $1.1B | 107 | Mar 29, 2022 |
| L••••• C•••••• P••••••• I• L• | Private Equity Fund | $969M | 79 | Mar 31, 2018 |
| L••••• O••••••••• F••• L• | Private Equity Fund | $581M | 54 | Mar 30, 2023 |
| A••••••••• B•••••• H•••••••• L••no longer reported | Private Equity Fund | $411M | 2 | Mar 29, 2022 |
| L••••• C•••••• P••••••• I•• L• | Private Equity Fund | $377M | 72 | Mar 30, 2015 |
| L••••• S••••••••• C•••••• F••• L• | Private Equity Fund | $369M | 62 | Mar 27, 2020 |
| L••••• C•••••• P••••••• I•••• L• | Private Equity Fund | $326M | 20 | Mar 30, 2015 |
| L••••• I••••••••• L•no longer reported | Private Equity Fund | $253M | 7 | Mar 31, 2018 |
| L••••• S••••••••• C•••••• F••• I• L• | Private Equity Fund | $232M | 31 | Mar 30, 2023 |
| L••••• C•••••• P••••••• V•• A•• L• | Private Equity Fund | $218M | 112 | Mar 30, 2023 |
| L••••• M••• F••• A••••••••• L•no longer reported | Private Equity Fund | $212M | 3 | Mar 29, 2021 |
| L••••• C•••••• P••••••• I• L• | Private Equity Fund | $209M | 52 | Feb 14, 2012 |
| L••••• C•••••• P••••••• V• A•• L• | Private Equity Fund | $139M | 107 | Mar 30, 2023 |
| L••••• S••••••••• C•••••• F••••• L• | Private Equity Fund | $120M | 14 | Mar 27, 2020 |
| L••••• C••••••••• V• L• | Private Equity Fund | $91.8M | 29 | Mar 29, 2022 |
| L••••• C••••••••• V•• L• | Private Equity Fund | $69.5M | 35 | Mar 29, 2022 |
| L••••• A••••• A••••••••• L•no longer reported | Private Equity Fund | $31.7M | 3 | Mar 29, 2021 |
| L••••• C•••••• P••••••• I••• L• | Private Equity Fund | $31.1M | 10 | Feb 14, 2012 |
| L••••• S••••••••• C•••••• F••• I••• L• | Private Equity Fund | $28.1M | 14 | Mar 30, 2023 |
| L••••• E••••••••• L•• • S••••• 1• | Private Equity Fund | $25.4M | 38 | Mar 29, 2022 |
| L••••• A••••••••• E••••••• F••• L•• | Private Equity Fund | $418,800 | 11 | Mar 30, 2023 |
| L••••• C•••••• P••••••••• L•no longer reported | Private Equity Fund | $9,000 | 5 | Feb 14, 2012 |
| L••••• C•••••• P••••••• L•no longer reported | Private Equity Fund | $0 | 66 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D••••• A••••••• B•••••• · Co-Founder & Presidentcontrolsince 06/2004 · owns less than 5%
- M•••••• B••••• C••••••••• · Co-Founder & Partnercontrolsince 06/2004 · owns less than 5%
- R•••••• J•••••••• C•••• · General Counselcontrolsince 04/2024 · owns less than 5%
- V••••••••• D•••••••• W••••• · Chief Compliance Officer & Chief Financial Officercontrolsince 06/2010 · owns less than 5%
- D••••• A••••••• B•••••• · Membercontrolsince 01/2024 · owns 50% to 75% of L••••• H••••••• P••••• G• L••
- D••••• A••••••• B•••••• · Limited Partnercontrolsince 05/2024 · owns 50% to 75% of L••••• M• H••••• L•
- M•••••• B••••• C••••••••• · Limited Partnercontrolsince 05/2024 · owns 25% to 50% of L••••• M• H••••• L•
- M•••••• B••••• C••••••••• · Membercontrolsince 01/2024 · owns 25% to 50% of L••••• H••••••• P••••• G• L••
Entity owners
- L••••• H••••••• P••••• L• · Sole Memberdirect · owns 75% or more
- L••••• H••••••• P••••• G• L•• · General Partnerindirect · owns F of L••••• M• H••••• L•
- L••••• H••••••• P••••• G• L•• · General Partnerindirect · owns F of L••••• H••••••• P••••• L•
- L••••• M• H••••• L• · Limited Partnerindirect · owns 75% or more of L••••• H••••••• P••••• L•
Related persons
Schedule D 7.A
- L••••• M•••••• I• L•pooled vehicle sponsorn
- L••••• M•••••• I•• L•pooled vehicle sponsorn
- L••••• M•••••• I• L•pooled vehicle sponsorn
- L••••• M•••••• L•pooled vehicle sponsorn
- L••••• M•••••• V• A•• L•pooled vehicle sponsorn
- L••••• M•••••• V• L•pooled vehicle sponsorn
- L••••• O••••••••• F••• G• L•pooled vehicle sponsorn
- L••••• S•• M•••••• I• L•pooled vehicle sponsorn
- L••••• S•• M•••••• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 23 to 28Oct 16, 2025 to Mar 25, 2026
- Advisory employees · 42 to 47Oct 16, 2025 to Mar 25, 2026
- Charity clients · 0.0 to unsetOct 16, 2025 to Mar 25, 2026
- Corporate clients · 0.0 to unsetOct 16, 2025 to Mar 25, 2026
- HNW clients · 0.0 to unsetOct 16, 2025 to Mar 25, 2026
- Individual clients · 0.0 to unsetOct 16, 2025 to Mar 25, 2026
- Pension plan clients · 0.0 to unsetOct 16, 2025 to Mar 25, 2026
- Pooled vehicle clients · 23 to 28Oct 16, 2025 to Mar 25, 2026
- Assets in custody · $20.2M to $25.0MOct 16, 2025 to Mar 25, 2026
- Employees · 49 to 55Oct 16, 2025 to Mar 25, 2026
- Private funds · 23 to 28Oct 16, 2025 to Mar 25, 2026
- Discretionary RAUM · $13B to $14BOct 16, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $13B to $14BOct 16, 2025 to Mar 25, 2026
- RAUM · $13B to $14BOct 16, 2025 to Mar 25, 2026
- Accounts · 19 to 23Aug 15, 2024 to Mar 29, 2025
- Advisory employees · 40 to 42Aug 15, 2024 to Mar 29, 2025
- Pooled vehicle clients · 19 to 23Aug 15, 2024 to Mar 29, 2025
- Assets in custody · $14.4M to $20.2MAug 15, 2024 to Mar 29, 2025
- Employees · 40 to 49Aug 15, 2024 to Mar 29, 2025
- Financial planning clients · unset to Aug 15, 2024 to Mar 29, 2025
- Private funds · 19 to 23Aug 15, 2024 to Mar 29, 2025
- Discretionary RAUM · $7.9B to $13BAug 15, 2024 to Mar 29, 2025
- Pooled vehicle RAUM · $7.9B to $13BAug 15, 2024 to Mar 29, 2025
- RAUM · $7.9B to $13BAug 15, 2024 to Mar 29, 2025
- Advisory employees · 39 to 40Sep 27, 2023 to Mar 26, 2024
- Assets in custody · $11.5M to $14.4MSep 27, 2023 to Mar 26, 2024
- Employees · 39 to 40Sep 27, 2023 to Mar 26, 2024
- Discretionary RAUM · $8.0B to $7.9BSep 27, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $8.0B to $7.9BSep 27, 2023 to Mar 26, 2024
- RAUM · $8.0B to $7.9BSep 27, 2023 to Mar 26, 2024
- Accounts · 17 to 19Nov 28, 2022 to Mar 30, 2023
- Advisory employees · 23 to 39Nov 28, 2022 to Mar 30, 2023
- Pooled vehicle clients · 17 to 19Nov 28, 2022 to Mar 30, 2023
- Assets in custody · $4.6M to $11.5MNov 28, 2022 to Mar 30, 2023
- Employees · 31 to 39Nov 28, 2022 to Mar 30, 2023
- Private funds · 17 to 19Nov 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $8.0B to $8.0BNov 28, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $8.0B to $8.0BNov 28, 2022 to Mar 30, 2023
- RAUM · $8.0B to $8.0BNov 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $8.0B to $8.0BMar 29, 2022 to May 6, 2022
Signals
5 dated events
- L••••• C•••••• P••••••• reported RAUM $12.5B, up 58% from $7.9B (2024-08-15 to 2025-03-29)Mar 29, 2025 · RAUM change · derived
- Craig Jonathan Romick (General Counsel) appeared on Schedule A of L••••• C•••••• P•••••••Aug 15, 2024 · Control person joined · fact
- L••••• C•••••• P••••••• reported RAUM $8.0B, up 94% from $4.1B (2021-04-22 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Eric John Neal (Special Member) no longer on Schedule A of L••••• C•••••• P••••••• (listed 2018-03-31, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- L••••• C•••••• P••••••• reported RAUM $2.9B, up 91% from $1.5B (2017-11-09 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- L••••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- L••••• C•••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/linden-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- l•••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-506-5600reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- ASSET M••••••deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026