DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
L••••• C•••••• P••••••• L•
Private Equity Fundadvised byL••••• C•••••• P•••••••asset manager805-2325035310no longer reportedIAPD
Gross asset value
$0
as of Apr 22, 2021; not a fund size
Peak GAV
$138M
highest filing
Owners
66
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
40%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Feb 14, 2012 to Apr 22, 2021
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Apr 22, 2021
Feb 14, 2012$138M then
Owners66 as of Apr 22, 2021
Feb 14, 201273 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-75916reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank National AssociationChicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
Across DFX
shared identifiers only
- L••••• C•••••• P••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 40%reportedadviser and related persons