DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••••• C•••••• L•
Latest filing May 18, 2026
First filing on the tape Feb 14, 2012 · 37 filings
SEC status approved since Mar 30, 2012
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$12B as of May 18, 2026
Mar 28, 2013$8.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 18, 2026
Mar 28, 20130 then
Employees (5.A)41 as of May 18, 2026
Mar 28, 201341 then
Private funds9 as of May 18, 2026
Mar 28, 20136 then
RAUM +27% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $630MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $12B, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12B for 19 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
18 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• M••••• F••• L• | Hedge Fund | $6.6B | 28 | Feb 14, 2012 |
| P••••••••• F••• L•no longer reported | Hedge Fund | $5.8B | 109 | Feb 14, 2012 |
| B•••• • G••• F••• L•••no longer reported | Hedge Fund | $548M | 1 | Feb 14, 2012 |
| C•••••• F••• L•no longer reported | Hedge Fund | $485M | 48 | Mar 28, 2013 |
| P••••••••• M••••• F••• L• | Hedge Fund | $329M | 40 | Mar 31, 2015 |
| P••••••••• M••••• F••• I• L• | Private Equity Fund | $296M | 16 | Mar 31, 2023 |
| B••••••••• M••••• F••• L•no longer reported | Hedge Fund | $274M | 3 | Mar 31, 2015 |
| W• H••••••• L• • C•••• S•no longer reported | Private Equity Fund | $198M | 3 | Feb 14, 2012 |
| P••••••••• M••••• F••• L•no longer reported | Hedge Fund | $114M | 1 | Nov 24, 2014 |
| S•• L• L•• | Hedge Fund | $111M | 66 | Mar 30, 2020 |
| P••••••••• M••••• F••• L• C•••• B•no longer reported | Hedge Fund | $73.2M | 2 | Mar 29, 2018 |
| P••••••••• M••••• F••• L• | Private Equity Fund | $63.4M | 17 | Mar 31, 2021 |
| P•• L• L•• | Hedge Fund | $33.0M | 69 | Mar 30, 2020 |
| P••••••••• M••••• F••• L•no longer reported | Hedge Fund | $3.7M | 8 | Oct 25, 2019 |
| W••••••• F••• ••• L•no longer reported | Real Estate Fund | $2.9M | 13 | Feb 14, 2012 |
| W• H••••••• L• • C•••• A•no longer reported | Real Estate Fund | $0 | 0 | Feb 14, 2012 |
| P••••••• M••••• F••• L•no longer reported | Hedge Fund | $0 | 1 | Apr 30, 2020 |
| P••••••••• M••••• F••• I•• L• | Private Equity Fund | $0 | 1 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• A•••••• J••• · General Counsel And Chief Operating Officercontrolsince 08/2014 · owns less than 5%
- H•••••• B••••• A••••• · Chief Compliance Officercontrolsince 11/2014 · owns less than 5%
- K••••••• Z••••••• T•••• · Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- S••••••••• Z••••••• J•••• · Chairman, Chief Executive Officer, Chief Investment Officer, Limited Partner, Managing Member Of P••••••••• C•••••• G• L••controlsince 01/2011 · owns 75% or more
- S••••••••• Z••••••• J•••• · Managing Membercontrolsince 10/2010 · owns 75% or more of P••••••••• C•••••• G• L••
Entity owners
- P••••••••• C•••••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- P••••••••• H••••••• L••investment adviserbankpooled vehicle sponsorn
- P••••••••• H••••••• L••investment adviserpooled vehicle sponsorn
- P••••••••• H••••••• L••investment adviserbankpooled vehicle sponsorn
- P•• L• L••investment adviserpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 19Feb 25, 2026 to Mar 31, 2026
- Advisory employees · 22 to 19Feb 25, 2026 to Mar 31, 2026
- Pooled vehicle clients · 16 to 19Feb 25, 2026 to Mar 31, 2026
- Assets in custody · $9.4B to $12BFeb 25, 2026 to Mar 31, 2026
- Employees · 44 to 41Feb 25, 2026 to Mar 31, 2026
- Discretionary RAUM · $9.4B to $12BFeb 25, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $9.4B to $12BFeb 25, 2026 to Mar 31, 2026
- RAUM · $9.4B to $12BFeb 25, 2026 to Mar 31, 2026
- Private funds · 7 to 9Mar 31, 2025 to Feb 25, 2026
- Accounts · 17 to 16Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 23 to 22Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 17 to 16Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $7.4B to $9.4BMar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $7.4B to $9.4BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $7.4B to $9.4BMar 29, 2024 to Mar 31, 2025
- RAUM · $7.4B to $9.4BMar 29, 2024 to Mar 31, 2025
- Accounts · 14 to 17Jun 21, 2023 to Mar 29, 2024
- Advisory employees · 18 to 23Jun 21, 2023 to Mar 29, 2024
- Pooled vehicle clients · 14 to 17Jun 21, 2023 to Mar 29, 2024
- Assets in custody · $5.3B to $7.4BJun 21, 2023 to Mar 29, 2024
- Employees · 40 to 44Jun 21, 2023 to Mar 29, 2024
- Private funds · 6 to 7Jun 21, 2023 to Mar 29, 2024
- Discretionary RAUM · $5.3B to $7.4BJun 21, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $5.3B to $7.4BJun 21, 2023 to Mar 29, 2024
- RAUM · $5.3B to $7.4BJun 21, 2023 to Mar 29, 2024
- Advisory employees · 22 to 18Jan 13, 2023 to Mar 31, 2023
- Assets in custody · $5.6B to $5.3BJan 13, 2023 to Mar 31, 2023
- Employees · 44 to 40Jan 13, 2023 to Mar 31, 2023
- Private funds · 7 to 6Jan 13, 2023 to Mar 31, 2023
- Discretionary RAUM · $5.6B to $5.3BJan 13, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $5.6B to $5.3BJan 13, 2023 to Mar 31, 2023
- RAUM · $5.6B to $5.3BJan 13, 2023 to Mar 31, 2023
- Assets in custody · $6.0B to $5.6BMar 31, 2021 to Mar 31, 2022
- Employees · 46 to 44Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $6.0B to $5.6BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $6.0B to $5.6BMar 31, 2021 to Mar 31, 2022
- RAUM · $6.0B to $5.6BMar 31, 2021 to Mar 31, 2022
- Advisory employees · 31 to 22Feb 22, 2021 to Mar 31, 2021
- Assets in custody · $8.1B to $6.0BFeb 22, 2021 to Mar 31, 2021
Signals
9 dated events
- P••••••••• C•••••• L• reported RAUM $12.0B, up 27% from $9.4B (2026-02-25 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- P••••••••• C•••••• L• reported RAUM $9.4B, up 27% from $7.4B (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- P••••••••• C•••••• L• reported RAUM $7.4B, up 39% from $5.3B (2023-06-21 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Michael Bradley Sanford (Chief Financial Officer) no longer on Schedule A of P••••••••• C•••••• L• (listed 2022-03-31, absent 2023-01-13)Jan 13, 2023 · Control person left · inference
- Tyler Zachary Klensch (Chief Financial Officer) appeared on Schedule A of P••••••••• C•••••• L•Jan 13, 2023 · Control person joined · fact
- P••••••••• C•••••• L• reported RAUM $6.0B, down 27% from $8.1B (2021-02-22 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- David Joshua Samuelson (Limited Partner) no longer on Schedule A of P••••••••• C•••••• L• (listed 2020-01-17, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- P••••••••• C•••••• L• reported RAUM $10.7B, down 51% from $21.9B (2019-01-10 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Kenan Turnacioglu (Limited Partner) no longer on Schedule A of P••••••••• C•••••• L• (listed 2018-03-29, absent 2019-01-10)Jan 10, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- P••••••••• C•••••• L• · Independent Sponsorsshared crd · capital_provider
- P••••••••• C•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-830-7000reportedpublic record, Form ADV, May 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
P••••••••• C•••••• L• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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