DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••• F••• L•
Gross asset value
$485M
as of Jan 10, 2019; not a fund size
Peak GAV
$566M
highest filing
Owners
48
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
96%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
17 filings
Mar 28, 2013 to Jan 10, 2019
Reporting history
one row per Form ADV filing
Gross asset value$485M as of Jan 10, 2019
Mar 28, 2013$49.8M then
Owners48 as of Jan 10, 2019
Mar 28, 201318 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-183433reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities Services (USA) LLCNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Pnc Bank, National AssociationPittsburgh, Pennsylvania
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 96%reportedadviser and related persons