DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• C••••••
Legal name M••••••• C•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 20, 2013 · 19 filings
SEC status approved since Mar 28, 2013
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$1.1B as of Mar 31, 2026
Mar 10, 2014$162M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 10, 20140 then
Employees (5.A)12 as of Mar 31, 2026
Mar 10, 20145 then
Private funds4 as of Mar 31, 2026
Mar 10, 20141 then
RAUM +12% over the last fiscal year+19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $108MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.1B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• C•••••• P••••••• M••••• L•• | Hedge Fund | $288M | 34 | Mar 30, 2015 |
| M••••••• M•••••••• L••• F•••• L• | Hedge Fund | $72.5M | 1 | Mar 23, 2022 |
| M••••••• C•••••• P••••••• L•no longer reported | Hedge Fund | $37.2M | 21 | Mar 30, 2012 |
| M••••••• C•••••• C•••••••• L• | Hedge Fund | $20.0M | 10 | Mar 23, 2022 |
| S•••• C•••••• L•no longer reported | Hedge Fund | $12.4M | 8 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- B••••• A••••••• J••••• · Chief Compliance Officer, Chief Operating Officercontrolsince 05/2012 · owns less than 5%
- G•••••••• G••• · Managing Member/Partnercontrolsince 02/2010 · owns 75% or more
Related persons
Schedule D 7.A
- M••••••• C•••••• C•••••••• G• L••pooled vehicle sponsorn
- M••••••• C•••••• G• L••pooled vehicle sponsorn
- M••••••• L• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 9 to 10Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 9 to 10Mar 28, 2025 to Mar 31, 2026
- Employees · 14 to 12Mar 28, 2025 to Mar 31, 2026
- Private funds · 3 to 4Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $961M to $1.1BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $961M to $1.1BMar 28, 2025 to Mar 31, 2026
- RAUM · $961M to $1.1BMar 28, 2025 to Mar 31, 2026
- Advisory employees · 6 to 5Feb 11, 2025 to Mar 28, 2025
- Employees · 15 to 14Feb 11, 2025 to Mar 28, 2025
- Financial planning clients · unset to Feb 11, 2025 to Mar 28, 2025
- Discretionary RAUM · $806M to $961MFeb 11, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $806M to $961MFeb 11, 2025 to Mar 28, 2025
- RAUM · $806M to $961MFeb 11, 2025 to Mar 28, 2025
- Accounts · 8 to 9Mar 14, 2023 to Mar 20, 2024
- Pooled vehicle clients · 8 to 9Mar 14, 2023 to Mar 20, 2024
- Discretionary RAUM · $634M to $806MMar 14, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $634M to $806MMar 14, 2023 to Mar 20, 2024
- RAUM · $634M to $806MMar 14, 2023 to Mar 20, 2024
- Advisory employees · 9 to 6Mar 23, 2022 to Mar 14, 2023
- Employees · 18 to 15Mar 23, 2022 to Mar 14, 2023
- Discretionary RAUM · $532M to $634MMar 23, 2022 to Mar 14, 2023
- Pooled vehicle RAUM · $532M to $634MMar 23, 2022 to Mar 14, 2023
- RAUM · $532M to $634MMar 23, 2022 to Mar 14, 2023
- Accounts · 6 to 8Mar 26, 2021 to Mar 23, 2022
- Advisory employees · 8 to 9Mar 26, 2021 to Mar 23, 2022
- Pooled vehicle clients · 6 to 8Mar 26, 2021 to Mar 23, 2022
- Employees · 19 to 18Mar 26, 2021 to Mar 23, 2022
- Private funds · 1 to 3Mar 26, 2021 to Mar 23, 2022
- Discretionary RAUM · $365M to $532MMar 26, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $365M to $532MMar 26, 2021 to Mar 23, 2022
- RAUM · $365M to $532MMar 26, 2021 to Mar 23, 2022
- Accounts · 9 to 6Mar 30, 2020 to Mar 26, 2021
- Advisory activities · 2 to 1Mar 30, 2020 to Mar 26, 2021
- Pooled vehicle clients · 9 to 6Mar 30, 2020 to Mar 26, 2021
- Employees · 18 to 19Mar 30, 2020 to Mar 26, 2021
- Private funds · 2 to 1Mar 30, 2020 to Mar 26, 2021
- Discretionary RAUM · $416M to $365MMar 30, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $416M to $365MMar 30, 2020 to Mar 26, 2021
- RAUM · $416M to $365MMar 30, 2020 to Mar 26, 2021
- Accounts · 7 to 9Mar 27, 2019 to Mar 30, 2020
Signals
4 dated events
- M••••••• C•••••• reported RAUM $806.1M, up 27% from $634.4M (2023-03-14 to 2024-03-20)Mar 20, 2024 · RAUM change · derived
- M••••••• C•••••• reported RAUM $532.0M, up 46% from $365.1M (2021-03-26 to 2022-03-23)Mar 23, 2022 · RAUM change · derived
- M••••••• C•••••• reported RAUM $415.9M, down 27% from $572.2M (2019-03-27 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- M••••••• C•••••• filed its initial SEC registration (Form ADV)Mar 20, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- M•••••••LP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 646-513-4784reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026