DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M••••••• C•••••• P••••••• M••••• L••
Gross asset value
$288M
as of Mar 20, 2024; not a fund size
Peak GAV
$466M
highest filing
Owners
34
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
30%
of the fund
Owned by funds
5%
fund-of-funds interests
Non-US owners
21%
Reported
14 filings
Mar 30, 2015 to Mar 20, 2024
Reporting history
one row per Form ADV filing
Gross asset value$288M as of Mar 20, 2024
Mar 30, 2015$179M then
Owners34 as of Mar 20, 2024
Mar 30, 201537 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-233653reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Adm Investor Services IncNew York, New York · LEI I9O8MELCUVOTLJABOX92
- Citibank N.A.New York, New York
- First Republic BankNew York, New York · LEI YWC0TIKBQM2JV8L4IV08
- Interactive BrokersGreenwich, Connecticut
- Morgan Stanley & Co. LLCNew York, New York
- Pershing LLCJersey City, New Jersey
- Wells Fargo Securities, LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 30%reportedadviser and related persons