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G•••• S••• A•••• M••••••••• L••

Wealth manager with institutional or fund businessSEC-registered1 private funds· Englewood Cliffs, New Jerseywebsite

Wealth manager with institutional or fund business, based in Englewood Cliffs, New Jersey, reporting $35.0M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$35.0M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
+1.7%
Form ADV, consecutive annual filings
Private clients
43% of RAUM, $15.1M
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 161122 · SEC 801-73802 · 24 filingsShow
CRD 161122SEC 801-73802First filing on the tape Feb 14, 2012, latest Mar 16, 2026SEC status approved since Mar 30, 2012IAPD
RAUM
$35.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
43%
$15.1M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$35.0M as of Mar 16, 2026
Feb 28, 2013$33.5M then
HNW client RAUM$15.1M as of Mar 16, 2026
Feb 15, 2024$4.9M then
State-registered IARs (5.B.3)0 as of Mar 16, 2026
Feb 28, 20130 then
Employees (5.A)2 as of Mar 16, 2026
Feb 28, 20133 then
Private funds1 as of Mar 16, 2026
Feb 28, 20131 then
RAUM +1.7% over the last fiscal year+6.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$5.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1.7%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$19.9M57%
  • High-net-worth individuals$15.1M43%
Individual clients
n/areported
HNW clients
5reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.43 fund_share=0.57 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G•••• S••• C•••••• M••••• F•••• L••no longer reportedHedge Fund$30.2M20Feb 14, 2012
      G•••• S••• C•••••• P••••••• L•Hedge Fund$26.0M21Feb 25, 2021
      Owners and control persons
      Schedule A and B, latest filing
      • S••••• M•••••••• L••••• · Ceocontrol
        since 02/2001 · owns 75% or more
      • V••••••• E•••• H••••• · Cfo, Coo, Ccocontrol
        since 02/2011 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • G•••• S••• G•••••• P•••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $34.4M to $35.0M
        Mar 12, 2025 to Mar 16, 2026
      • HNW RAUM · $16.0M to $15.1M
        Mar 12, 2025 to Mar 16, 2026
      • Pooled vehicle RAUM · $18.5M to $19.9M
        Mar 12, 2025 to Mar 16, 2026
      • RAUM · $34.4M to $35.0M
        Mar 12, 2025 to Mar 16, 2026
      • Accounts · 6 to 7
        Feb 28, 2025 to Mar 12, 2025
      • HNW clients · 4 to 5
        Feb 28, 2025 to Mar 12, 2025
      • Financial planning clients · 0 to 0
        Feb 28, 2025 to Mar 12, 2025
      • Discretionary RAUM · $30.9M to $34.4M
        Feb 28, 2025 to Mar 12, 2025
      • HNW RAUM · $4.9M to $16.0M
        Feb 28, 2025 to Mar 12, 2025
      • Pooled vehicle RAUM · $26.0M to $18.5M
        Feb 28, 2025 to Mar 12, 2025
      • RAUM · $30.9M to $34.4M
        Feb 28, 2025 to Mar 12, 2025
      • Accounts · 2 to 6
        Mar 28, 2023 to Feb 15, 2024
      • Advisory activities · 1 to 2
        Mar 28, 2023 to Feb 15, 2024
      • HNW clients · unset to 4.0
        Mar 28, 2023 to Feb 15, 2024
      • HQ city · FORT LEE to ENGLEWOOD CLIFFS
        Mar 28, 2023 to Feb 15, 2024
      • Discretionary RAUM · $29.3M to $30.9M
        Mar 28, 2023 to Feb 15, 2024
      • HNW RAUM · unset to 4887597.0
        Mar 28, 2023 to Feb 15, 2024
      • Pooled vehicle RAUM · $29.3M to $26.0M
        Mar 28, 2023 to Feb 15, 2024
      • RAUM · $29.3M to $30.9M
        Mar 28, 2023 to Feb 15, 2024
      • Related adviser · false to true
        Mar 28, 2023 to Feb 15, 2024
      • Discretionary RAUM · $32.8M to $29.3M
        Aug 9, 2022 to Mar 28, 2023
      • Pooled vehicle RAUM · $32.8M to $29.3M
        Aug 9, 2022 to Mar 28, 2023
      • RAUM · $32.8M to $29.3M
        Aug 9, 2022 to Mar 28, 2023
      • Assets in custody · 28755370.0 to unset
        Jun 27, 2022 to Aug 9, 2022
      • Custody of client assets · true to false
        Jun 27, 2022 to Aug 9, 2022
      • Assets in custody · $23.6M to $28.8M
        Feb 25, 2021 to Feb 1, 2022
      • Discretionary RAUM · $26.2M to $32.8M
        Feb 25, 2021 to Feb 1, 2022
      • Pooled vehicle RAUM · $26.2M to $32.8M
        Feb 25, 2021 to Feb 1, 2022
      • RAUM · $26.2M to $32.8M
        Feb 25, 2021 to Feb 1, 2022
      • Accounts · 4 to 2
        Oct 15, 2020 to Feb 25, 2021
      • Pooled vehicle clients · 4 to 2
        Oct 15, 2020 to Feb 25, 2021
      • Assets in custody · $26.4M to $23.6M
        Oct 15, 2020 to Feb 25, 2021
      • Discretionary RAUM · $26.0M to $26.2M
        Oct 15, 2020 to Feb 25, 2021
      • Pooled vehicle RAUM · $26.0M to $26.2M
        Oct 15, 2020 to Feb 25, 2021
      • RAUM · $26.0M to $26.2M
        Oct 15, 2020 to Feb 25, 2021
      • Advisory activities · 2 to 1
        May 7, 2020 to Oct 15, 2020
      • Pooled vehicle clients · 3 to 4
        May 7, 2020 to Oct 15, 2020
      • Discretionary RAUM · $28.6M to $26.0M
        May 7, 2020 to Oct 15, 2020
      • Individual RAUM · 2196588.0 to unset
        May 7, 2020 to Oct 15, 2020
      • Pooled vehicle RAUM · $26.4M to $26.0M
        May 7, 2020 to Oct 15, 2020
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 16, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 16, 2026
      Contact form
      ••• Lockedreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026