DFX Intelligence
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G•••••••• W••••• M•••••••••
Independent wealth manager, based in Danville, California, reporting $123M of regulatory assets across 1 registered advisors.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $123M
- Advisors
- 1
- Net advisor flow, 12 months
- 0 (0 in, 0 out)
- RAUM change, last fiscal year
- +12%
- Private clients
- 100% of RAUM, $123M
Form ADV
IAPD
IAPD registration history
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 5
Every filed figure, and the identifiersCRD 161266 · SEC 801-131231 · 12 filingsShowHide
CRD 161266SEC 801-131231Legal name G•••••••• W••••• M••••••••• I••First filing on the tape Feb 13, 2012, latest Mar 5, 2026SEC status approved since Oct 1, 2024IAPD
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$123M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$123M as of Mar 5, 2026
Feb 13, 2025$111M then
HNW client RAUM$93.4M as of Mar 5, 2026
Feb 13, 2025$84.7M then
State-registered IARs (5.B.3)1 as of Mar 5, 2026
Feb 13, 20251 then
Employees (5.A)4 as of Mar 5, 2026
Feb 13, 20253 then
Private funds: no history
RAUM +12% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 117derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $342,917derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $46.3M, 71 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$93.4M76%
- Individuals$30.1M24%
- Individual clients
- 74reported
- HNW clients
- 43reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 360reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $46.3M for 71 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C••••••••• J•••• G•••••••• | Danville, Ca | Mar 19, 2012 | 29 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• J•••• G•••••••• from L•• F•••••••• L••Mar 19, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••••••• C••••••••• J•••• · President, Chief Compliance Officercontrolsince 03/2012 · owns 50% to 75%
- G••••••••• R••••• D•••• · Secretary, Branch Operations Managercontrolsince 03/2012 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 379 to 360Jun 26, 2025 to Mar 5, 2026
- HNW clients · 48 to 43Jun 26, 2025 to Mar 5, 2026
- Individual clients · 69 to 74Jun 26, 2025 to Mar 5, 2026
- Assets in custody · $68.9M to $46.3MJun 26, 2025 to Mar 5, 2026
- Employees · 3 to 4Jun 26, 2025 to Mar 5, 2026
- Discretionary RAUM · $111M to $123MJun 26, 2025 to Mar 5, 2026
- HNW RAUM · $84.7M to $93.4MJun 26, 2025 to Mar 5, 2026
- Individual RAUM · $25.9M to $30.1MJun 26, 2025 to Mar 5, 2026
- RAUM · $111M to $123MJun 26, 2025 to Mar 5, 2026
- Financial planning clients · 1-10 to 1-10Feb 13, 2025 to Jun 26, 2025
- Accounts · 338 to 379Aug 30, 2024 to Feb 13, 2025
- HNW clients · 45 to 48Aug 30, 2024 to Feb 13, 2025
- Assets in custody · $59.7M to $68.9MAug 30, 2024 to Feb 13, 2025
- Discretionary RAUM · $105M to $111MAug 30, 2024 to Feb 13, 2025
- HNW RAUM · $79.4M to $84.7MAug 30, 2024 to Feb 13, 2025
- Individual RAUM · $25.9M to $25.9MAug 30, 2024 to Feb 13, 2025
- RAUM · $105M to $111MAug 30, 2024 to Feb 13, 2025
- Accounts · 184 to 338Jun 4, 2012 to Aug 30, 2024
- Advisory employees · unset to 1.0Jun 4, 2012 to Aug 30, 2024
- Advisory activities · 3 to 4Jun 4, 2012 to Aug 30, 2024
- BD registered reps · unset to 0.0Jun 4, 2012 to Aug 30, 2024
- HNW clients · unset to 45.0Jun 4, 2012 to Aug 30, 2024
- Individual clients · unset to 69.0Jun 4, 2012 to Aug 30, 2024
- Assets in custody · unset to 59710550.0Jun 4, 2012 to Aug 30, 2024
- Custody of client assets · false to trueJun 4, 2012 to Aug 30, 2024
- Employees · unset to 3.0Jun 4, 2012 to Aug 30, 2024
- Financial planning clients · 0 to 1-10Jun 4, 2012 to Aug 30, 2024
- State-registered IARs · unset to 1.0Jun 4, 2012 to Aug 30, 2024
- Other offices · unset to 0.0Jun 4, 2012 to Aug 30, 2024
- Discretionary RAUM · $36.0M to $105MJun 4, 2012 to Aug 30, 2024
- HNW RAUM · unset to 79370378.0Jun 4, 2012 to Aug 30, 2024
- Individual RAUM · unset to 25887031.0Jun 4, 2012 to Aug 30, 2024
- RAUM · $36.0M to $105MJun 4, 2012 to Aug 30, 2024
- Legal name · G WEALTH, INC to G•••••••• W••••• M••••••••• I••May 11, 2012 to May 25, 2012
- Accounts · 0 to 184Apr 12, 2012 to May 11, 2012
- Discretionary RAUM · $0 to $36.0MApr 12, 2012 to May 11, 2012
- RAUM · $0 to $36.0MApr 12, 2012 to May 11, 2012
Signals
1 dated events
- ••• LockedAug 30, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 5, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 5, 2026
- Contact form
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026