DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• L•• M••••• F••• L•
Other Private Fundadvised byS•••••• I••••••••• P••••••• L••asset manager805-6281938030no longer reportedIAPD
Gross asset value
$68.2M
as of Jun 29, 2016; not a fund size
Peak GAV
$68.2M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
84%
fund-of-funds interests
Non-US owners
17%
Reported
4 filings
Jul 1, 2015 to Jun 29, 2016
Reporting history
one row per Form ADV filing
Gross asset value$68.2M as of Jun 29, 2016
Jul 1, 2015$36.7M then
Owners7 as of Jun 29, 2016
Jul 1, 20156 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-232385reportedthe join to the Form D offering
- Type as written
- OTHER PRIVATE FUNDreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Citibank, N.A., London BranchLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons