DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••• C•••••• M••••••••• C••••
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2012 · 23 filings
SEC status approved since Mar 30, 2012
RAUM
$554M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$554M
derived; firm RAUM over IAPD count
Employees
14
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$554M as of Mar 30, 2026
Mar 28, 2013$989M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 28, 20130 then
Employees (5.A)14 as of Mar 30, 2026
Mar 28, 201319 then
Private funds3 as of Mar 30, 2026
Mar 28, 201312 then
RAUM +18% over the last fiscal year+3.2% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $554MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $185MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 14.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$554M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N•• N••••• F•••••• | Dallas, Tx | Jun 1, 2012 | 25 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••• F•••••• F•••• L•••no longer reported | Private Equity Fund | $240M | 30 | Feb 14, 2012 |
| S•••• F•••••• D•••• I••••••••• L•••no longer reported | Private Equity Fund | $135M | 3 | Feb 14, 2012 |
| S•••• C•••••• P••••••• I• L• | Private Equity Fund | $126M | 32 | Feb 14, 2012 |
| S•••• C•••••• P••••••• I•• L• | Private Equity Fund | $117M | 7 | Mar 31, 2015 |
| S•••• C•••••• P••••••• I• D•••• I••••••••• L• | Private Equity Fund | $62.6M | 19 | Feb 14, 2012 |
| S••••••• B•••• H•••••••• L••no longer reported | Private Equity Fund | $15.4M | 4 | Feb 14, 2012 |
| I••••• L••••• A••••• L•no longer reported | Hedge Fund | $3.1M | 4 | Mar 28, 2013 |
| S•••• N••• H•••••••• L•••no longer reported | Private Equity Fund | $1.1M | 5 | Feb 14, 2012 |
| S•••• F•••••• F••• P••••• L••• | Private Equity Fund | $399,420 | 28 | Mar 31, 2017 |
| S•••• F•••••• D•••• I•••••••• P••••• L••• | Private Equity Fund | $168,577 | 5 | Mar 31, 2017 |
| S•••• F•••••• F••• I••••••• L•••no longer reported | Private Equity Fund | $102,825 | 4 | Feb 14, 2012 |
| S•••• B•• O•••••• H•••••••• L• | Private Equity Fund | $95,021 | 3 | Mar 30, 2016 |
| S•••• C•• E•••••••• F•••• L•••no longer reported | Private Equity Fund | $10,070 | 9 | Feb 14, 2012 |
| I••••• P•••••• A•••• Q•• L•no longer reported | Hedge Fund | $0 | 0 | Mar 28, 2013 |
| S•••• I••••••••• L•••no longer reported | Private Equity Fund | $0 | 6 | Feb 14, 2012 |
| S•••• L•• H•••••••• L•no longer reported | Private Equity Fund | $0 | 6 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• B••••••• N••• · General Counsel, Chief Compliance Officer & Secretarycontrolsince 07/2005 · owns less than 5%
- F••••••• N••• N••••• · Managing Partner, Presidentcontrolsince 01/2001 · owns 75% or more
- J•••••••• C••••• J••••• · Partner, Chief Financial Officercontrolsince 01/2001 · owns less than 5%
- M•••••••• M•••• R•••••• · Partner, Vice Presidentcontrolsince 01/2001 · owns less than 5%
Related persons
Schedule D 7.A
- S•••• C•••••• P••••••• I•• G•• L•••pooled vehicle sponsorn
- S•••• C•••••• P•••••••• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 9Jul 1, 2025 to Mar 30, 2026
- Employees · 13 to 14Jul 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $471M to $554MJul 1, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $471M to $554MJul 1, 2025 to Mar 30, 2026
- RAUM · $471M to $554MJul 1, 2025 to Mar 30, 2026
- Financial planning clients · unset to Apr 2, 2025 to Jul 1, 2025
- Accounts · 6 to 3Mar 29, 2024 to Apr 2, 2025
- Pooled vehicle clients · 6 to 3Mar 29, 2024 to Apr 2, 2025
- Employees · 14 to 13Mar 29, 2024 to Apr 2, 2025
- Private funds · 6 to 3Mar 29, 2024 to Apr 2, 2025
- Discretionary RAUM · $306M to $471MMar 29, 2024 to Apr 2, 2025
- Pooled vehicle RAUM · $306M to $471MMar 29, 2024 to Apr 2, 2025
- RAUM · $306M to $471MMar 29, 2024 to Apr 2, 2025
- Advisory employees · 9 to 8Apr 14, 2023 to Mar 29, 2024
- Employees · 15 to 14Apr 14, 2023 to Mar 29, 2024
- Discretionary RAUM · $501M to $306MApr 14, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $501M to $306MApr 14, 2023 to Mar 29, 2024
- RAUM · $501M to $306MApr 14, 2023 to Mar 29, 2024
- Discretionary RAUM · $504M to $501MMar 31, 2023 to Apr 14, 2023
- Pooled vehicle RAUM · $504M to $501MMar 31, 2023 to Apr 14, 2023
- RAUM · $504M to $501MMar 31, 2023 to Apr 14, 2023
- Accounts · 9 to 6May 6, 2022 to Mar 31, 2023
- Advisory employees · 10 to 9May 6, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 6May 6, 2022 to Mar 31, 2023
- Employees · 16 to 15May 6, 2022 to Mar 31, 2023
- Private funds · 9 to 6May 6, 2022 to Mar 31, 2023
- Discretionary RAUM · $647M to $504MMay 6, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $647M to $504MMay 6, 2022 to Mar 31, 2023
- RAUM · $647M to $504MMay 6, 2022 to Mar 31, 2023
- Discretionary RAUM · $577M to $647MMar 31, 2022 to May 6, 2022
- Pooled vehicle RAUM · $577M to $647MMar 31, 2022 to May 6, 2022
- RAUM · $577M to $647MMar 31, 2022 to May 6, 2022
- Advisory employees · 9 to 10Apr 30, 2021 to Mar 31, 2022
- Employees · 15 to 16Apr 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.1B to $577MApr 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.1B to $577MApr 30, 2021 to Mar 31, 2022
- RAUM · $1.1B to $577MApr 30, 2021 to Mar 31, 2022
- Accounts · 10 to 9Mar 27, 2020 to Mar 31, 2021
- Advisory employees · 8 to 9Mar 27, 2020 to Mar 31, 2021
- Pooled vehicle clients · 10 to 9Mar 27, 2020 to Mar 31, 2021
Signals
5 dated events
- S•••• C•••••• M••••••••• C•••• reported RAUM $470.7M, up 54% from $305.7M (2024-03-29 to 2025-04-02)Apr 2, 2025 · RAUM change · derived
- S•••• C•••••• M••••••••• C•••• reported RAUM $305.7M, down 39% from $501.4M (2023-04-14 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- S•••• C•••••• M••••••••• C•••• reported RAUM $576.6M, down 47% from $1.1B (2021-04-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- S•••• C•••••• M••••••••• C•••• reported RAUM $911.4M, up 29% from $705.4M (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- S•••• C•••••• M••••••••• C•••• reported RAUM $705.4M, down 42% from $1.2B (2018-09-24 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- S•••• C•••••• M••••••••• C•••• · Independent Sponsorsshared crd · capital_provider
- S•••• C•••••• M••••••••• C•••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/suntx-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 972-663-8900reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $554Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026