DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•• W••••• A•••••••
Legal name S•• S•••• A••••••• A•
Latest filing Mar 24, 2026
First filing on the tape Feb 28, 2012 · 53 filings
SEC status approved since Mar 29, 2012
RAUM
$817M
reported, Item 5.F
Discretionary
67%
of RAUM
Private clients
42%
$344M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$817M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
53 filings and snapshots on the tape
RAUM$817M as of Mar 24, 2026
Apr 1, 2013$117M then
HNW client RAUM$278M as of Mar 24, 2026
Mar 29, 2018$270M then
State-registered IARs (5.B.3)1 as of Mar 24, 2026
Apr 1, 20130 then
Employees (5.A)10 as of Mar 24, 2026
Apr 1, 20133 then
Private funds: no history
RAUM +21% over the last fiscal year+24% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $817MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.7MderivedHNW RAUM over HNW clients
- Average account
- $5.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 67%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 10.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$467M58%
- High-net-worth individuals$278M34%
- Individuals$66.2M8.2%
- Individual clients
- 55reported
- HNW clients
- 32reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 154reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.42 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| I•• N•• K••••••• | Zurich | May 15, 2026 | 25 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- I•• N•• K••••••• from C••••• S••••• P•••••• A•••••••May 15, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• N•••••••• N•• · Directorcontrolsince 06/2023 · owns less than 5%
- C•••• O•••••• A••••••• N•• · Directorcontrolsince 06/2023 · owns less than 5%
- K•••••••• I••• N•• · Ciocontrolsince 08/2021 · owns less than 5%
- L•••• D• L• O•••• C••••• M••••• N•• · Cco / Member Of The Executive Committeecontrolsince 08/2022 · owns less than 5%
- L•••••• J••••••••• F••••••• · Member Of The Executive Committeecontrolsince 01/2024 · owns less than 5%
- M•••• S••••••• J••••• N•• · Ceo / Member Of The Executive Committeecontrolsince 08/2021 · owns less than 5%
- T••••••••• B••••••• N•• · Director, Chairman Of Board Of Directorscontrolsince 08/2021 · owns less than 5%
Entity owners
- B•••• S•••••••• I••••••••• S• · Shareholderdirect · owns 75% or more
- B•••• S•••••••• S• · Shareholderindirect · owns 75% or more of P••••••• S•
- P••••••• S• · Shareholderindirect · owns 25% to 50% of B•••• S•••••••• I••••••••• S•
- S•••••••• H•••••• I••••••••• S• · Shareholderindirect · owns 50% to 75% of B•••• S•••••••• I••••••••• S•
Related persons
Schedule D 7.A
- B•••• S•••••••• I••••••••• S•custodiany
- B•••• S•••••••• I••••••••• S•• B•••••• B•••••custodiann
Advisers that list S•• W••••• A••••••• as a related person
- 152092 n
Offices
Schedule D 1.F, the 25 largest
- Geneva, Switzerland2 employees
What changed
consecutive filings, newest first
- Accounts · 131 to 154Jul 17, 2025 to Mar 24, 2026
- Advisory employees · 6 to 7Jul 17, 2025 to Mar 24, 2026
- Corporate clients · 39 to 48Jul 17, 2025 to Mar 24, 2026
- HNW clients · 25 to 32Jul 17, 2025 to Mar 24, 2026
- Individual clients · 54 to 55Jul 17, 2025 to Mar 24, 2026
- Employees · 8 to 10Jul 17, 2025 to Mar 24, 2026
- Discretionary RAUM · $477M to $551MJul 17, 2025 to Mar 24, 2026
- HNW RAUM · $198M to $278MJul 17, 2025 to Mar 24, 2026
- Individual RAUM · $57.9M to $66.2MJul 17, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $198M to $267MJul 17, 2025 to Mar 24, 2026
- RAUM · $675M to $817MJul 17, 2025 to Mar 24, 2026
- Financial planning clients · unset to May 27, 2025 to Jul 17, 2025
- Accounts · 111 to 131Sep 19, 2024 to Mar 24, 2025
- Advisory employees · 5 to 6Sep 19, 2024 to Mar 24, 2025
- Corporate clients · 33 to 39Sep 19, 2024 to Mar 24, 2025
- HNW clients · 22 to 25Sep 19, 2024 to Mar 24, 2025
- Individual clients · 51 to 54Sep 19, 2024 to Mar 24, 2025
- Employees · 7 to 8Sep 19, 2024 to Mar 24, 2025
- HQ state · unset to Sep 19, 2024 to Mar 24, 2025
- Discretionary RAUM · $402M to $477MSep 19, 2024 to Mar 24, 2025
- HNW RAUM · $152M to $198MSep 19, 2024 to Mar 24, 2025
- Individual RAUM · $60.0M to $57.9MSep 19, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $228M to $198MSep 19, 2024 to Mar 24, 2025
- RAUM · $630M to $675MSep 19, 2024 to Mar 24, 2025
- Business name · S•• S•••• W••••• A••••••• A• to S•• W••••• A•••••••Mar 26, 2024 to Jul 24, 2024
- Accounts · 108 to 111Dec 7, 2023 to Mar 26, 2024
- Corporate clients · 32 to 33Dec 7, 2023 to Mar 26, 2024
- HNW clients · 19 to 22Dec 7, 2023 to Mar 26, 2024
- Individual clients · 53 to 51Dec 7, 2023 to Mar 26, 2024
- Employees · 8 to 7Dec 7, 2023 to Mar 26, 2024
- Discretionary RAUM · $352M to $402MDec 7, 2023 to Mar 26, 2024
- HNW RAUM · $125M to $152MDec 7, 2023 to Mar 26, 2024
- Individual RAUM · $63.3M to $60.0MDec 7, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $111M to $228MDec 7, 2023 to Mar 26, 2024
- RAUM · $463M to $630MDec 7, 2023 to Mar 26, 2024
- Accounts · 98 to 108Apr 1, 2023 to Nov 9, 2023
- Advisory employees · 4 to 5Apr 1, 2023 to Nov 9, 2023
- HNW clients · 14 to 19Apr 1, 2023 to Nov 9, 2023
- Individual clients · 47 to 53Apr 1, 2023 to Nov 9, 2023
- Employees · 7 to 8Apr 1, 2023 to Nov 9, 2023
Signals
19 dated events
- S•• W••••• A••••••• reported RAUM $629.8M, up 36% from $462.8M (2023-12-07 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- Francois Jean-Louis Lovisa (Member Of The Executive Committee) appeared on Schedule A of S•• W••••• A•••••••Mar 26, 2024 · Control person joined · fact
- N••••••• C•••• (Director) appeared on Schedule A of S•• W••••• A•••••••Nov 9, 2023 · Control person joined · fact
- Nmn Antonio Costa Ortuno (Director) appeared on Schedule A of S•• W••••• A•••••••Nov 9, 2023 · Control person joined · fact
- Nmi Marimar Hoyos (Cco) no longer on Schedule A of S•• W••••• A••••••• (listed 2022-03-31, absent 2022-08-04)Aug 4, 2022 · Control person left · inference
- Nmn Marta Lopez De La Oliva Cases (Cco) appeared on Schedule A of S•• W••••• A•••••••Aug 4, 2022 · Control person joined · fact
- S•• W••••• A••••••• reported RAUM $420.6M, up 39% from $302.6M (2021-09-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Francois Jean-Louis Lovisa (Cco) no longer on Schedule A of S•• W••••• A••••••• (listed 2021-09-23, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Nmi Marimar Hoyos (Cco) appeared on Schedule A of S•• W••••• A•••••••Mar 31, 2022 · Control person joined · fact
- Leo Andre Julien Raymond (Director) no longer on Schedule A of S•• W••••• A••••••• (listed 2021-03-29, absent 2021-09-03)Sep 3, 2021 · Control person left · inference
- Jaime Malda Salinas (Ceo) appeared on Schedule A of S•• W••••• A•••••••Sep 3, 2021 · Control person joined · fact
- B•••••• T•••••••• (Director, Chairman Of Board Of Directors) appeared on Schedule A of S•• W••••• A•••••••Sep 3, 2021 · Control person joined · fact
- Patrick Edward Flaherty (Director) no longer on Schedule A of S•• W••••• A••••••• (listed 2019-03-26, absent 2019-05-31)May 31, 2019 · Control person left · inference
- Nmn Yvan Gaillard (Director) no longer on Schedule A of S•• W••••• A••••••• (listed 2019-03-26, absent 2019-05-31)May 31, 2019 · Control person left · inference
- Leo Andre Julien Raymond (Director) appeared on Schedule A of S•• W••••• A•••••••May 31, 2019 · Control person joined · fact
- Francois Jean-Louis Lovisa (Ceo, Cco, Director And Chairman Of Board Of Directors) appeared on Schedule A of S•• W••••• A•••••••Mar 26, 2019 · Control person joined · fact
- Michaela Portal (Chief Compliance Officer) no longer on Schedule A of S•• W••••• A••••••• (listed 2018-12-05, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- Nmn Thomas Lysser (Ceo) no longer on Schedule A of S•• W••••• A••••••• (listed 2018-12-05, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
- Stephane Poulin (Director) no longer on Schedule A of S•• W••••• A••••••• (listed 2018-12-05, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@s•••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- w••.s•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +41 44 206 60 40reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $817Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026