DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Walleye Capital LLC
Latest filing Apr 8, 2026
First filing on the tape Jun 28, 2018 · 30 filings
SEC status approved since Jul 30, 2018
RAUM
$52B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
380
138 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
5
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$52B as of Apr 8, 2026
Mar 31, 2019$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 8, 2026
Mar 31, 20190 then
Employees (5.A)380 as of Apr 8, 2026
Mar 31, 201969 then
Private funds5 as of Apr 8, 2026
Mar 31, 20194 then
RAUM +10% over the last fiscal year+64% a year over threeIARs 0 to 0offices 10 to 8
Practice profile
derived from the filing of Apr 8, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $5.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $52B, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$52B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $52B for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=73.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Walleye Opportunities Master Fund Ltd | Hedge Fund | $14B | 618 | Oct 4, 2018 |
| Walleye Investments Fund LLC | Hedge Fund | $10.0B | 161 | Mar 30, 2012 |
| Walleye Manager Opportunities LLC | Hedge Fund | $7.7B | 2 | Oct 4, 2018 |
| Sea Hawk Multi-Strategy Master Fund Ltd | Hedge Fund | $643M | 52 | Nov 4, 2019 |
| I-94 Partners Fund LP | Hedge Fund | $530M | 2 | Aug 16, 2023 |
| Walleye Volatility Arbitrage Fund LLCno longer reported | Hedge Fund | $485M | 11 | Mar 31, 2019 |
| Dockside Fund I LP | Hedge Fund | $412M | 2 | Aug 16, 2023 |
| Jet Capital Master Fund, LP | Hedge Fund | $224M | 42 | Mar 27, 2012 |
| Red Pasture LLC | Hedge Fund | $99,971 | 1 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Michael Adam Beagley · Chief Risk Officercontrolsince 06/2024 · owns less than 5%
- William Jonathan Brenner · Partner, Chief Strategy Officercontrolsince 01/2023 · owns less than 5%
- Samuel Thomas Deangelis · Presidentcontrolsince 06/2024 · owns less than 5%
- Dunning William England · Partner, Chief Executive Officer And Chief Investment Officercontrolsince 01/2017 · owns less than 5%
- Robert Irvin Kessler · Partner, Chairmancontrolsince 05/2005 · owns less than 5%
- Loor Thomas Wynn · Global Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- Dunning William England · Membercontrolsince 03/2024 · owns 25% to 50% of Fish Farm LLC
- Dunning William England · Membercontrolsince 03/2024 · owns 25% to 50% of Fish Factory LP
Entity owners
- Fish House LP · Sole Memberdirect · owns 75% or more
- Fish Factory LP · Sole Limited Partnerindirect · owns 75% or more of Fish House LP
- Fish Farm LLC · General Partnerindirect · owns F of Fish Factory LP
Related persons
Schedule D 7.A
- Fish Lab LLCpooled vehicle sponsorn
- Walleye Trading LLCbroker-dealery
Advisers that list Walleye Capital LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY44 employees
- London, United Kingdom29 employees
- Boston, MA9 employees
- Stamford, CT8 employees
- Chicago, IL7 employees
- Woodland Hills, CA2 employees
- Miami, FL2 employees
- Middleton, MA2 employees
- Dubai, United Arab Emirates1 employees
What changed
consecutive filings, newest first
- Accounts · 9 to 10Jan 13, 2026 to Mar 30, 2026
- Advisory employees · 147 to 138Jan 13, 2026 to Mar 30, 2026
- BD registered reps · 84 to 73Jan 13, 2026 to Mar 30, 2026
- Pooled vehicle clients · 9 to 10Jan 13, 2026 to Mar 30, 2026
- Assets in custody · $43B to $52BJan 13, 2026 to Mar 30, 2026
- Employees · 354 to 380Jan 13, 2026 to Mar 30, 2026
- Other offices · 9 to 8Jan 13, 2026 to Mar 30, 2026
- Discretionary RAUM · $43B to $52BJan 13, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $43B to $52BJan 13, 2026 to Mar 30, 2026
- RAUM · $43B to $52BJan 13, 2026 to Mar 30, 2026
- Financial planning clients · 0 to 0Jun 25, 2025 to Sep 9, 2025
- Other offices · 10 to 9Jun 25, 2025 to Sep 9, 2025
- Private funds · 4 to 5Jun 25, 2025 to Sep 9, 2025
- Accounts · 12 to 9Mar 28, 2025 to Jun 25, 2025
- Pooled vehicle clients · 12 to 9Mar 28, 2025 to Jun 25, 2025
- Assets in custody · $47B to $43BMar 28, 2025 to Jun 25, 2025
- Private funds · 8 to 4Mar 28, 2025 to Jun 25, 2025
- Discretionary RAUM · $47B to $43BMar 28, 2025 to Jun 25, 2025
- Pooled vehicle RAUM · $47B to $43BMar 28, 2025 to Jun 25, 2025
- RAUM · $47B to $43BMar 28, 2025 to Jun 25, 2025
- Related adviser · false to trueMar 28, 2025 to Jun 25, 2025
- Accounts · 14 to 12Oct 18, 2024 to Mar 28, 2025
- Advisory employees · 192 to 147Oct 18, 2024 to Mar 28, 2025
- BD registered reps · 80 to 84Oct 18, 2024 to Mar 28, 2025
- Pooled vehicle clients · 14 to 12Oct 18, 2024 to Mar 28, 2025
- Assets in custody · $32B to $47BOct 18, 2024 to Mar 28, 2025
- Employees · 335 to 354Oct 18, 2024 to Mar 28, 2025
- HQ city · PLYMOUTH to WAYZATAOct 18, 2024 to Mar 28, 2025
- Other offices · 9 to 10Oct 18, 2024 to Mar 28, 2025
- Private funds · 9 to 8Oct 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $32B to $47BOct 18, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $32B to $47BOct 18, 2024 to Mar 28, 2025
- RAUM · $32B to $47BOct 18, 2024 to Mar 28, 2025
- Other offices · 13 to 9Jun 11, 2024 to Aug 13, 2024
- Private funds · 8 to 9Jun 11, 2024 to Aug 13, 2024
- Private funds · 7 to 8Mar 28, 2024 to Jun 11, 2024
- Accounts · 5 to 14Dec 6, 2023 to Mar 28, 2024
- Advisory employees · 70 to 192Dec 6, 2023 to Mar 28, 2024
- BD registered reps · 83 to 80Dec 6, 2023 to Mar 28, 2024
- Pooled vehicle clients · 9 to 14Dec 6, 2023 to Mar 28, 2024
Signals
19 dated events
- Walleye Capital Llc reported RAUM $47.3B, up 49% from $31.7B (2024-10-18 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Thomas Deangelis (President) appeared on Schedule A of Walleye Capital LlcAug 13, 2024 · Control person joined · fact
- Michael Adam Beagley (Chief Risk Officer) appeared on Schedule A of Walleye Capital LlcAug 13, 2024 · Control person joined · fact
- J Andrew Carney (Partner, Cio - Volatility) no longer on Schedule A of Walleye Capital Llc (listed 2024-06-11, absent 2024-08-13)Aug 13, 2024 · Control person left · inference
- Sorel Mark Zeldis (Partner, Chief Technology Officer) no longer on Schedule A of Walleye Capital Llc (listed 2024-06-11, absent 2024-08-13)Aug 13, 2024 · Control person left · inference
- Walleye Capital Llc reported 13 offices beyond its principal office, up from 7 (2023-12-06 to 2024-03-28)Mar 28, 2024 · Office count change · derived
- Walleye Capital Llc reported RAUM $31.7B, up 168% from $11.8B (2023-12-06 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Robert Mark Tusler (Partner And Chief Financial Officer) no longer on Schedule A of Walleye Capital Llc (listed 2023-12-06, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Krusell James Moeller (Chief Legal Officer And General Counsel) no longer on Schedule A of Walleye Capital Llc (listed 2023-12-06, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Steven Mark Lyons (Partner) no longer on Schedule A of Walleye Capital Llc (listed 2023-11-09, absent 2023-12-06)Dec 6, 2023 · Control person left · inference
- Adil Elamri (Chief Compliance Officer) no longer on Schedule A of Walleye Capital Llc (listed 2023-08-16, absent 2023-11-09)Nov 9, 2023 · Control person left · inference
- Loor Thomas Wynn (Global Chief Compliance Officer) appeared on Schedule A of Walleye Capital LlcNov 9, 2023 · Control person joined · fact
- Gregory Paul Mattson (Partner) no longer on Schedule A of Walleye Capital Llc (listed 2023-03-31, absent 2023-08-16)Aug 16, 2023 · Control person left · inference
- Walleye Capital Llc reported RAUM $11.8B, up 56% from $7.6B (2023-01-11 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Walleye Capital Llc reported RAUM $7.6B, up 98% from $3.8B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Walleye Capital Llc reported RAUM $3.8B, up 39% from $2.8B (2020-07-27 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Walleye Capital Llc reported RAUM $2.8B, up 126% from $1.2B (2019-11-04 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Walleye Capital Llc reported RAUM $1.2B, up 290% from $312.8M (2018-10-04 to 2019-03-31)Mar 31, 2019 · RAUM change · derived
- Walleye Trading Advisors, Llc filed its initial SEC registration (Form ADV)Jun 28, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Walleye Capital LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/walleyecapitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WALLEYECAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 952-345-5200reportedpublic record, Form ADV, Apr 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026