DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
W•••••• O••••••••• M••••• F••• L••
Gross asset value
$14B
as of Oct 18, 2024; not a fund size
Peak GAV
$14B
highest filing
Owners
618
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
27%
fund-of-funds interests
Non-US owners
13%
Reported
21 filings
Oct 4, 2018 to Oct 18, 2024
Reporting history
one row per Form ADV filing
Gross asset value$14B as of Oct 18, 2024
Oct 4, 2018$131M then
Owners618 as of Oct 18, 2024
Oct 4, 2018117 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Goldman Sachs & Co. LLCNew York, New York
- Goldman Sachs InternationalLondon, United Kingdom
- J.P. Morgan Securities LLCNew York, New York
- Jpmorgan Chase Bank, N.A.New York, New York
- Merrill Lynch InternationalNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Services LLCNew York, New York
- Nomura Global Financial Products, Inc.New York, New York
- Northern Trust CompanyChicago, Illinois
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons