DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

T•••• C•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Rye Brook, New YorkCRD 161416SEC 801-74074website IAPD

Latest filing Apr 28, 2026

First filing on the tape Feb 14, 2012 · 23 filings

SEC status approved since Mar 30, 2012

RAUM

$538M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

6 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

23 filings and snapshots on the tape

RAUM$538M as of Apr 28, 2026

Mar 27, 2013$294M then

HNW client RAUM: $149,949

State-registered IARs (5.B.3)0 as of Apr 28, 2026

Mar 27, 20130 then

Employees (5.A)8 as of Apr 28, 2026

Mar 27, 201311 then

Private funds5 as of Apr 28, 2026

Mar 27, 20136 then

RAUM +4.8% over the last fiscal year+16% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Apr 28, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $89.7MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +4.8%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$509M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 6reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=0.95 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

13 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
T•• E•••• F••• L•no longer reported	Hedge Fund	$1.3B	2	Jun 10, 2014
T•• T••••••• O••••••••• F••• I• L•	Private Equity Fund	$234M	177	Mar 28, 2022
C••••••••• S••••• F••• L•	Private Equity Fund	$62.2M	165	Mar 27, 2018
T•• M•• L•• S•• • P••••••• S••••••••• P••••••••no longer reported	Hedge Fund	$43.0M	14	Feb 14, 2012
T•• M•• S••••• F••• L• • C•••••••• S•••••no longer reported	Hedge Fund	$19.8M	21	Feb 14, 2012
T•• M•• S••••• F••• L• • L•••••• S•••••no longer reported	Hedge Fund	$17.5M	2	Mar 27, 2013
R• H••••••• F•••••• L••	Private Equity Fund	$6.9M	13	Mar 29, 2021
C••••••••• S•••• C••••• F••• L•• S•• • A•••• I• S••••••••• P••••••••no longer reported	Hedge Fund	$6.2M	0	Mar 27, 2013
T•• M•• L•• S•• • O••• S••••••••• P••••••••no longer reported	Hedge Fund	$6.0M	1	Feb 14, 2012
D•••••• H•••••• H••••••• F•••••• L••no longer reported	Private Equity Fund	$5.6M	9	Mar 29, 2021
T•• S••••••• F••• L•no longer reported	Hedge Fund	$1.0M	7	Feb 14, 2012
T•• M•• S••••• F••• L• • P••••••• S•••••no longer reported	Hedge Fund	$79,200	20	Feb 14, 2012
T•• S•••• C•••••• F••• L•no longer reported	Hedge Fund	$17,986	3	Dec 12, 2014

Owners and control persons

Schedule A and B, latest filing

M••••••••• V••••••• J••• · Chief Financial Officer And Chief Compliance Officercontrol
since 09/2013 · owns less than 5%
T••••• D••••••• M•••••• · Managing Membercontrol
since 02/2002 · owns less than 5%
T••••• P••••• J••••• · Managing Membercontrol
since 02/2002 · owns less than 5%
T••••• D••••••• M•••••• · Trustee Of D•••••• M• T•••• 2••• F••••• T••••control
since 01/2012 · owns F of D•••••• M• T•••• 2••• F••••• T••••
T••••• D••••••• M•••••• · Trustee Of P•••• J• T•••• 2••• F••••• T••••control
since 01/2012 · owns F of P•••• J• T•••• 2••• F••••• T••••
T••••• P••••• J••••• · Trustee Of P•••• J• T•••• 2••• F••••• T••••control
since 01/2012 · owns F of P•••• J• T•••• 2••• F••••• T••••
T••••• P••••• J••••• · Trustee Of D•••••• M• T•••• 2••• F••••• T••••control
since 01/2012 · owns F of D•••••• M• T•••• 2••• F••••• T••••

Entity owners

D•••••• M• T•••• 2••• F••••• T•••• · Family Trust
direct · owns 50% to 75%
P•••• J• T•••• 2••• F••••• T•••• · Family Trust
direct · owns 50% to 75%

Related persons

Schedule D 7.A

C••••••••• T••••••• O••••••••• G•• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Discretionary RAUM · $513M to $538M
Apr 30, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $487M to $509M
Apr 30, 2025 to Mar 27, 2026
RAUM · $513M to $538M
Apr 30, 2025 to Mar 27, 2026
Accounts · 4 to 6
Apr 25, 2024 to Apr 30, 2025
Pooled vehicle clients · 3 to 5
Apr 25, 2024 to Apr 30, 2025
Financial planning clients · unset to
Apr 25, 2024 to Apr 30, 2025
Private funds · 3 to 5
Apr 25, 2024 to Apr 30, 2025
Discretionary RAUM · $362M to $513M
Apr 25, 2024 to Apr 30, 2025
Pooled vehicle RAUM · $303M to $487M
Apr 25, 2024 to Apr 30, 2025
RAUM · $362M to $513M
Apr 25, 2024 to Apr 30, 2025
HQ city · WHITE PLAINS to RYE BROOK
Mar 28, 2024 to Apr 25, 2024
Assets in custody · 206925052.0 to unset
Jun 13, 2023 to Mar 28, 2024
Custody of client assets · true to false
Jun 13, 2023 to Mar 28, 2024
Discretionary RAUM · $342M to $362M
Jun 13, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $283M to $303M
Jun 13, 2023 to Mar 28, 2024
RAUM · $342M to $362M
Jun 13, 2023 to Mar 28, 2024
Assets in custody · $146M to $207M
Apr 26, 2022 to Mar 28, 2023
Discretionary RAUM · $333M to $342M
Apr 26, 2022 to Mar 28, 2023
Pooled vehicle RAUM · $272M to $283M
Apr 26, 2022 to Mar 28, 2023
RAUM · $333M to $342M
Apr 26, 2022 to Mar 28, 2023
Assets in custody · $117M to $146M
Mar 29, 2021 to Mar 28, 2022
Discretionary RAUM · $172M to $333M
Mar 29, 2021 to Mar 28, 2022
Pooled vehicle RAUM · $121M to $272M
Mar 29, 2021 to Mar 28, 2022
RAUM · $172M to $333M
Mar 29, 2021 to Mar 28, 2022
Assets in custody · $154M to $117M
Apr 28, 2020 to Mar 29, 2021
Employees · 9 to 8
Apr 28, 2020 to Mar 29, 2021
Discretionary RAUM · $154M to $172M
Apr 28, 2020 to Mar 29, 2021
Pooled vehicle RAUM · $108M to $121M
Apr 28, 2020 to Mar 29, 2021
RAUM · $154M to $172M
Apr 28, 2020 to Mar 29, 2021
Assets in custody · $437M to $154M
Mar 28, 2019 to Mar 27, 2020
Employees · 10 to 9
Mar 28, 2019 to Mar 27, 2020
Discretionary RAUM · $452M to $154M
Mar 28, 2019 to Mar 27, 2020
Pooled vehicle RAUM · $419M to $108M
Mar 28, 2019 to Mar 27, 2020
RAUM · $452M to $154M
Mar 28, 2019 to Mar 27, 2020
Related adviser · true to false
Mar 28, 2019 to Mar 27, 2020
Accounts · 3 to 4
Mar 27, 2018 to Mar 28, 2019
Advisory activities · 1 to 2
Mar 27, 2018 to Mar 28, 2019
HNW clients · 1.0 to unset
Mar 27, 2018 to Mar 28, 2019
Pooled vehicle clients · 2 to 3
Mar 27, 2018 to Mar 28, 2019
Assets in custody · $399M to $437M
Mar 27, 2018 to Mar 28, 2019

Signals

5 dated events

T•••• C•••••• M••••••••• L•• reported RAUM $513.1M, up 42% from $362.2M (2024-04-25 to 2025-04-30)
Apr 30, 2025 · RAUM change · derived
T•••• C•••••• M••••••••• L•• reported RAUM $332.6M, up 93% from $172.4M (2021-03-29 to 2022-03-28)
Mar 28, 2022 · RAUM change · derived
Edward Carlton Thompson (Chief Compliance Officer) no longer on Schedule A of T•••• C•••••• M••••••••• L•• (listed 2020-04-28, absent 2021-03-29)
Mar 29, 2021 · Control person left · inference
T•••• C•••••• M••••••••• L•• reported RAUM $154.5M, down 66% from $452.2M (2019-03-28 to 2020-03-27)
Mar 27, 2020 · RAUM change · derived
T•••• C•••••• M••••••••• L•• reported RAUM $399.4M, down 37% from $634.7M (2017-03-31 to 2018-03-27)
Mar 27, 2018 · RAUM change · derived

Across DFX

shared identifiers only, never a name match

T•••• C•••••• M••••••••• L•• · Family Offices
shared crd · office
T•••• C•••••• M••••••••• L•• · Independent Sponsors
shared crd · capital_provider
T•••• C•••••• M••••••••• L•• · Private Equity
shared crd · organization

How to reach

public business contact points only, each with its source

Website: T••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 914 694 5777reportedpublic record, Form ADV, Apr 28, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026