DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
T•• T••••••• O••••••••• F••• I• L•
Gross asset value
$234M
as of Apr 25, 2024; not a fund size
Peak GAV
$234M
highest filing
Owners
177
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
7%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
4%
Reported
6 filings
Mar 28, 2022 to Apr 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$234M as of Apr 25, 2024
Mar 28, 2022$185M then
Owners177 as of Apr 25, 2024
Mar 28, 2022174 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 25% of the adviser's clients investedreported
- Form D file number
- 021-316018reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan Asset ManagementKansas City, Missouri
- First Republic Bank, A Part Of Jpmorgan ChaseNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- The Colorado Bank & Trust CompanyLa Junta, Colorado
Across DFX
shared identifiers only
- T•• T••••••• O••••••••• F••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 7.0%reportedadviser and related persons