DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

H•••• I••••••••• M••••••••• L••

Former SEC-registered adviserHouston, TexasCRD 161442SEC 801-74008IAPD
Latest filing Mar 31, 2015
First filing on the tape Feb 14, 2012 · 6 filings
RAUM
$3.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
14 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
2
$3.5B gross assets
History
6 filings and snapshots on the tape
RAUM$3.5B as of Mar 31, 2015
Apr 1, 2013$7.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2015
Apr 1, 20130 then
Employees (5.A)15 as of Mar 31, 2015
Apr 1, 201315 then
Private funds2 as of Mar 31, 2015
Apr 1, 20133 then
RAUM -30% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.7BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-30%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H•••• U• C••• O••••• F••• L•Real Estate Fund$2.6B23Feb 14, 2012
      H•••• E••••••• D••••••••• F•••• L•Real Estate Fund$862M6Feb 14, 2012
      H•••• E••••••• D••••••••• F••• I•• L•Real Estate Fund$837M12Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••• S••••• G•••••• · Chief Compliance Officercontrol
        since 01/2012 · owns less than 5%
      • S•••••••• C••••• P••• · Chief Executive Officecontrol
        since 08/2012 · owns less than 5%
      • H••••• G•••••• D•••••• · Trusteecontrol
        since 12/1989 · owns F of The H•••• Holdings Inc. 2007 M•••. Trust
      • H••••• J••••••• C•••••••• · L•••••• Partnercontrol
        since 07/1980 · owns 75% or more of H•••• I••••••••• H••••••• L•••••• P•••••••••
      • H••••• J••••••• C•••••••• · Trusteecontrol
        since 12/2014 · owns F of J•• 2••• M••••••••• T••••
      • H••••• J••••••• C•••••••• · Shareholdercontrol
        since 07/1980 · owns 75% or more of J•• I••••••••• I•••
      Entity owners
      • H•••• E•• A••••••••• L•••••• P••••••••• · L•••••• Partner Of H•••• Edf Gp L•••••• P•••••••••
        direct · owns 75% or more
      • H•••• E•• I• M••••••••• L•• · General Partner Of H•••• Edf II Gp L•••••• P•••••••••
        direct · owns less than 5%
      • H•••• E•• M••••••••• L•• · General Partner Of H•••• Edf Gp L•••••• P•••••••••
        direct · owns less than 5%
      • H•••• I•••••••• L•••••• P••••••••• · Member Of H•••• Investment Management LLC
        direct · owns 75% or more
      • H•••• E•• E••••• A••••••••• L•• · L•••••• Partner
        indirect · owns 25% to 50% of H•••• E•• P••••• A••••••••• L•••••• P•••••••••
      • H•••• E•• I••••••••• A••••••••• L•••••• P••••••••• · L•••••• Partner
        indirect · owns 25% to 50% of H•••• E•• A••••••••• L•••••• P•••••••••
      • H•••• E•• P••••• A••••••••• L•••••• P••••••••• · L•••••• Partner
        indirect · owns 50% to 75% of H•••• E•• A••••••••• L•••••• P•••••••••
      • H•••• H•••••••• I••• · General Partner
        indirect · owns F of H•••• I•••••••• L•••••• P•••••••••
      • H•••• I••••••••• R••• E••••• H••••••• L•••••• P••••••••• · General Partner
        indirect · owns F of H•••• E•• P••••• A••••••••• L•••••• P•••••••••
      • H•••• I••••••••• R••• E••••• H••••••• L•••••• P••••••••• · General Partner
        indirect · owns F of H•••• E•• I••••••••• A••••••••• L•••••• P•••••••••
      • H•••• I••••••••• R••• E••••• H••••••• L•••••• P••••••••• · Managing Member
        indirect · owns F of H•••• E•• E••••• A••••••••• L••
      • H•••• I••••••••• R••• E••••• H••••••• L•••••• P••••••••• · General Partner
        indirect · owns F of H•••• E•• A••••••••• L•••••• P•••••••••
      • H•••• I••••••••• H••••••• L•••••• P••••••••• · L•••••• Partner
        indirect · owns 75% or more of H•••• I••••••••• R••• E••••• H••••••• L•••••• P•••••••••
      • H•••• I••••••••• H••••••• L•••••• P••••••••• · L•••••• Partner
        indirect · owns 75% or more of H•••• R••• E••••• H••••••• L•••••• P•••••••••
      • H•••• R••• E••••• H••••••• L•••••• P••••••••• · L•••••• Partner
        indirect · owns 75% or more of H•••• I•••••••• L•••••• P•••••••••
      • H•••• R••• E••••• H••••••• L•••••• P••••••••• · Non-Managing Member
        indirect · owns 25% to 50% of H•••• E•• E••••• A••••••••• L••
      • J•• 2••• M••••••••• T•••• · Shareholder
        indirect · owns 25% to 50% of H•••• H•••••••• I•••
      • J•• I••••••••• I••• · Member
        indirect · owns 75% or more of H•••• E•• M••••••••• L••
      • J•• I••••••••• I••• · General Partner
        indirect · owns F of H•••• I••••••••• R••• E••••• H••••••• L•••••• P•••••••••
      • J•• I••••••••• I••• · General Partner
        indirect · owns F of H•••• I••••••••• H••••••• L•••••• P•••••••••
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 2
        May 14, 2014 to Mar 31, 2015
      • Advisory employees · 19 to 14
        May 14, 2014 to Mar 31, 2015
      • Employees · 20 to 15
        May 14, 2014 to Mar 31, 2015
      • Private funds · 3 to 2
        May 14, 2014 to Mar 31, 2015
      • Discretionary RAUM · $4.9B to $3.5B
        May 14, 2014 to Mar 31, 2015
      • RAUM · $4.9B to $3.5B
        May 14, 2014 to Mar 31, 2015
      • Discretionary RAUM · $4.9B to $4.9B
        Mar 31, 2014 to May 14, 2014
      • RAUM · $4.9B to $4.9B
        Mar 31, 2014 to May 14, 2014
      • Advisory employees · 14 to 19
        Apr 1, 2013 to Mar 31, 2014
      • Employees · 15 to 20
        Apr 1, 2013 to Mar 31, 2014
      • Discretionary RAUM · $7.9B to $4.9B
        Apr 1, 2013 to Mar 31, 2014
      • RAUM · $7.9B to $4.9B
        Apr 1, 2013 to Mar 31, 2014
      • Advisory employees · unset to 14.0
        Aug 7, 2012 to Apr 1, 2013
      • BD registered reps · unset to 3.0
        Aug 7, 2012 to Apr 1, 2013
      • Employees · unset to 15.0
        Aug 7, 2012 to Apr 1, 2013
      • State-registered IARs · unset to 0.0
        Aug 7, 2012 to Apr 1, 2013
      • Discretionary RAUM · $7.7B to $7.9B
        Aug 7, 2012 to Apr 1, 2013
      • RAUM · $7.7B to $7.9B
        Aug 7, 2012 to Apr 1, 2013
      • Related adviser · false to true
        Feb 14, 2012 to Aug 7, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      H•••• I••••••••• M••••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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