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Former SEC-registered adviser

H•• A•••••• L•

FORMER SEC A••••••Houston, TexasCRD 164061SEC 801-76585IAPD
Latest filing Mar 30, 2020
First filing on the tape Apr 17, 2012 · 14 filings
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.1B as of Mar 30, 2020
Mar 27, 2013$21.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2020
Mar 27, 20130 then
Employees (5.A)22 as of Mar 30, 2020
Mar 27, 20137 then
Private funds: no history
RAUM -7.1% over the last fiscal year+1.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.1BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-7.1%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••••• D••••• M•••••• · Chief Financial Officer Of H•• A•••••• G• L••, The General Partner Of The A••••••control
        since 06/2019 · owns less than 5%
      • H••••• J••••••• C•••••••• · Manager Of H•• A•••••• G• L••, The General Partner Of The A••••••control
        since 04/2012 · owns less than 5%
      • M••••••• J••••• P•••••• · Chief Compliance Officer; General Counsel And Corporate Secretarycontrol
        since 08/2015 · owns less than 5%
      • S•••••••• S•••••• W••• · Chief Executive Officer And Manager Of H•• A•••••• G• L••, The General Partner Of The A••••••control
        since 04/2012 · owns less than 5%
      • H••••• G•••••• D•••••• · Trusteecontrol
        since 12/1989 · owns F of T•• H•••• H••••••• I••• 2••• M•••• T••••
      • H••••• J••••••• C•••••••• · Trusteecontrol
        since 11/2012 · owns F of J•• 2••• T••••
      • H••••• J••••••• C•••••••• · Trusteecontrol
        since 12/2014 · owns F of J•• 2••• M••••••••• T••••
      Entity owners
      • H•••• I•••••••• L•••••• P••••••••• · L•••••• Partner
        direct · owns 75% or more
      • H•• A•••••• G• L•• · General Partner
        direct · owns less than 5%
      • H•••• H•••••••• I••• · General Partner
        indirect · owns F of H•••• I•••••••• L•••••• P•••••••••
      • H•••• I•••••••• L•••••• P••••••••• · Sole Member
        indirect · owns 75% or more of H•• A•••••• G• L••
      • H•••• I••••••••• H••••••• L•••••• P••••••••• · L•••••• Partner
        indirect · owns 75% or more of H•••• R••• E••••• H••••••• L•••••• P•••••••••
      • H•••• R••• E••••• H••••••• L•••••• P••••••••• · L•••••• Partner
        indirect · owns 75% or more of H•••• I•••••••• L•••••• P•••••••••
      • J•• 2••• T•••• · Shareholder
        indirect · owns 75% or more of H•••• I••••••••• H••••••• L•••••• P•••••••••
      • J•• 2••• M••••••••• T•••• · Shareholder
        indirect · owns 25% to 50% of H•••• H•••••••• I•••
      • J•• 2••• M••••••••• T•••• · Shareholder
        indirect · owns F of J•• I••••••••• I•••
      • J•• I••••••••• I••• · General Partner
        indirect · owns F of H•••• I••••••••• H••••••• L•••••• P•••••••••
      • J•• I••••••••• I••• · General Partner
        indirect · owns F of H•••• R••• E••••• H••••••• L•••••• P•••••••••
      • T•• H•••• H••••••• I••• 2••• M•••• T•••• · Shareholder
        indirect · owns 50% to 75% of H•••• H•••••••• I•••
      Related persons
      Schedule D 7.A
      Advisers that list H•• A•••••• L• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 8
        Jul 3, 2019 to Mar 30, 2020
      • Employees · 19 to 22
        Jul 3, 2019 to Mar 30, 2020
      • Discretionary RAUM · $1.1B to $1.1B
        Jul 3, 2019 to Mar 30, 2020
      • RAUM · $1.1B to $1.1B
        Jul 3, 2019 to Mar 30, 2020
      • Advisory employees · 6 to 7
        Mar 28, 2019 to Jul 3, 2019
      • Advisory employees · 5 to 6
        Mar 19, 2018 to Mar 28, 2019
      • Employees · 17 to 19
        Mar 19, 2018 to Mar 28, 2019
      • Discretionary RAUM · $1.1B to $1.1B
        Mar 19, 2018 to Mar 28, 2019
      • RAUM · $1.1B to $1.1B
        Mar 19, 2018 to Mar 28, 2019
      • Employees · 16 to 17
        Jul 21, 2017 to Mar 19, 2018
      • Other offices · unset to 0.0
        Jul 21, 2017 to Mar 19, 2018
      • Discretionary RAUM · $1.0B to $1.1B
        Jul 21, 2017 to Mar 19, 2018
      • RAUM · $1.0B to $1.1B
        Jul 21, 2017 to Mar 19, 2018
      • Advisory employees · 3 to 5
        Mar 30, 2016 to Mar 28, 2017
      • BD registered reps · 1 to 2
        Mar 30, 2016 to Mar 28, 2017
      • Discretionary RAUM · $893M to $1.0B
        Mar 30, 2016 to Mar 28, 2017
      • RAUM · $893M to $1.0B
        Mar 30, 2016 to Mar 28, 2017
      • Employees · 11 to 16
        Aug 28, 2015 to Mar 30, 2016
      • Discretionary RAUM · $506M to $893M
        Aug 28, 2015 to Mar 30, 2016
      • RAUM · $506M to $893M
        Aug 28, 2015 to Mar 30, 2016
      • Related adviser · true to false
        Aug 28, 2015 to Mar 30, 2016
      • BD registered reps · 2 to 1
        Mar 31, 2015 to Aug 28, 2015
      • Employees · 9 to 11
        Mar 31, 2015 to Aug 28, 2015
      • Advisory employees · 4 to 3
        Mar 31, 2014 to Mar 31, 2015
      • Employees · 8 to 9
        Mar 31, 2014 to Mar 31, 2015
      • Discretionary RAUM · $77.6M to $506M
        Mar 31, 2014 to Mar 31, 2015
      • RAUM · $77.6M to $506M
        Mar 31, 2014 to Mar 31, 2015
      • Employees · 7 to 8
        Sep 13, 2013 to Mar 31, 2014
      • Discretionary RAUM · $21.8M to $77.6M
        Sep 13, 2013 to Mar 31, 2014
      • RAUM · $21.8M to $77.6M
        Sep 13, 2013 to Mar 31, 2014
      • Advisory employees · unset to 4.0
        Jul 31, 2012 to Mar 27, 2013
      • BD registered reps · unset to 2.0
        Jul 31, 2012 to Mar 27, 2013
      • Employees · unset to 7.0
        Jul 31, 2012 to Mar 27, 2013
      • State-registered IARs · unset to 0.0
        Jul 31, 2012 to Mar 27, 2013
      • Discretionary RAUM · $19,027 to $21.8M
        Jul 31, 2012 to Mar 27, 2013
      • RAUM · $19,027 to $21.8M
        Jul 31, 2012 to Mar 27, 2013
      • Accounts · unset to 1.0
        Apr 17, 2012 to Jul 31, 2012
      • Discretionary RAUM · unset to 19027.0
        Apr 17, 2012 to Jul 31, 2012
      • Non-discretionary RAUM · unset to 0.0
        Apr 17, 2012 to Jul 31, 2012
      • RAUM · unset to 19027.0
        Apr 17, 2012 to Jul 31, 2012
      Signals
      2 dated events
      • Matthew David Covington (Chief Financial Officer Of H•• A•••••• G• L••, The General Partner Of The Adviser) appeared on Schedule A of H•• A•••••• L•
        Jul 3, 2019 · Control person joined · fact
      • Thomas Ryan Sims (Secretary And Chief Financial Officer Of H•• A•••••• G• L••, The General Partner Of The Adviser) no longer on Schedule A of H•• A•••••• L• (listed 2019-03-28, absent 2019-07-03)
        Jul 3, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      FORMER SEC A••••••deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026