DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Platinum Equity Advisors, LLC
Latest filing May 15, 2026
First filing on the tape Feb 14, 2012 · 32 filings
SEC status approved since Mar 30, 2012
RAUM
$48B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
253
181 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
149
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$48B as of May 15, 2026
Mar 28, 2013$5.9B then
HNW client RAUM$0 as of May 15, 2026
Mar 27, 2024$0 then
State-registered IARs (5.B.3)0 as of May 15, 2026
Mar 28, 20130 then
Employees (5.A)253 as of May 15, 2026
Mar 28, 2013143 then
Private funds149 as of May 15, 2026
Mar 28, 201366 then
RAUM -4.0% over the last fiscal year+0.1% a year over threeIARs 0 to 0offices 3 to 4
Practice profile
derived from the filing of May 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $318MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$48B100%
- Other investment advisers$161M0.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 150reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
189 reported on Schedule D 7.B.(1)
All funds of Platinum Equity Advisors, LLC
Owners and control persons
Schedule A and B, latest filing
- Tom Tewfic Gores · Chairman / Ceocontrolsince 10/2003 · owns less than 5%
- Gerald John Holland · General Counsel And Secretarycontrolsince 04/2020 · owns less than 5%
- Ann Mary Sigler · Evp / Cfo / Treasurer / Chief Compliance Officercontrolsince 09/2006 · owns less than 5%
- C. Holly Gores · Trusteecontrolsince 01/1999 · owns F of Gores Trust Dated January 26, 1999, As Amended
- Tom Tewfic Gores · Grantorcontrolsince 11/2003 · owns F of Gores 2003 Investment Trust
- Tom Tewfic Gores · Trusteecontrolsince 01/1999 · owns F of Gores Trust Dated January 26, 1999, As Amended
- Tom Tewfic Gores · Managercontrolsince 10/2003 · owns F of Platinum Equity Investment Holdings, LLC
- Tom Tewfic Gores · Managercontrolsince 12/1997 · owns F of Platinum Equity, LLC
- Jackson Richard Locklin · Trusteecontrolsince 12/2010 · owns F of Gores 2003 Investment Trust
- Ann Mary Sigler · Managercontrolsince 12/2017 · owns F of Platinum Equity Advisors Holdings, LLC
Entity owners
- Platinum Equity Advisors Holdings, LLC · Memberdirect · owns 50% to 75%
- Blue Owl Capital Carry LP · Memberindirect · owns 75% or more of Blue Owl Gp Stakes Gp Holdings LLC
- Blue Owl Capital Gp Holdings LLC · Managing Memberindirect · owns 75% or more of Blue Owl Capital Gp LLC
- Blue Owl Capital Gp LLC · General Partnerindirect · owns F of Blue Owl Capital Carry LP
- Blue Owl Capital Inc. · Managing Memberindirect · owns 75% or more of Blue Owl Capital Gp Holdings LLC · public reporting company
- Blue Owl Gp Stakes Associates III LP · General Partnerindirect · owns F of Blue Owl Gp Stakes III (A) LP
- Blue Owl Gp Stakes Associates III LP · Managing Memberindirect · owns F of Dyal U.S. III LLC
- Blue Owl Gp Stakes Associates III LP · General Partnerindirect · owns F of Blue Owl Gp Stakes III Offshore Investors LP
- Blue Owl Gp Stakes Associates III LP · General Partnerindirect · owns F of Blue Owl Gp Stakes III US Investors LP
- Blue Owl Gp Stakes Gp Holdings LLC · General Partnerindirect · owns F of Dyal Capital Partners Post Advisor (De) Aggregator LP
- Blue Owl Gp Stakes Gp Holdings LLC · Memberindirect · owns 75% or more of Dyal LP Holdings LLC
- Blue Owl Gp Stakes Gp Holdings LLC · General Partnerindirect · owns F of Blue Owl Gp Stakes Associates III LP
- Blue Owl Gp Stakes Gp Holdings LLC · General Partnerindirect · owns F of Dyal Capital Partners III Holdings (A) LP
- Blue Owl Gp Stakes III (A) LP · Limited Partnerindirect · owns 75% or more of Dyal Capital Partners III Holdings (A) LP
- Blue Owl Gp Stakes III Offshore Investors LP · Memberindirect · owns 75% or more of Dyal U.S. III LLC
- Blue Owl Gp Stakes III US Investors LP · Limited Partnerindirect · owns 25% to 50% of Blue Owl Gp Stakes III (A) LP
- Dyal Capital Partners III Holdings (A) LP · Limited Partnerindirect · owns 50% to 75% of Dyal Capital Partners Post Advisor (De) Aggregator LP
- Dyal LP Holdings LLC · Limited Partnerindirect · owns 75% or more of Blue Owl Gp Stakes Associates III LP
- Dyal U.S. III LLC · Limited Partnerindirect · owns 50% to 75% of Blue Owl Gp Stakes III (A) LP
- Gores Trust Dated January 26, 1999, As Amended · Memberindirect · owns 75% or more of Platinum Equity, LLC
Related persons
Schedule D 7.A
- 3l Capital Management, LLCinvestment adviserpooled vehicle sponsornRAUM $932M
- Avatar Growth Capital Management Limitedinvestment adviserpooled vehicle sponsorn
- Platinum Credit Opportunities Partners, L.P.pooled vehicle sponsorn
- Platinum Credit Opportunities, LLCpooled vehicle sponsorn
- Platinum Equity Advisors International (Australia) Pty Ltdinvestment advisern
- Platinum Equity Advisors International (Hong Kong) Limitedinvestment advisern
- Platinum Equity Continuation Partners, L.P.pooled vehicle sponsorn
- Platinum Equity Investment Holdings (Cayman), LLCpooled vehicle sponsorn
- Platinum Equity Investment Holdings II, L.P.pooled vehicle sponsorn
- Platinum Equity Investment Holdings II, LLCpooled vehicle sponsorn
- Platinum Equity Investment Holdings III (Cayman), LLCpooled vehicle sponsorn
- Platinum Equity Investment Holdings III, LLCpooled vehicle sponsorn
- Platinum Equity Investment Holdings IV (Cayman), LLCpooled vehicle sponsorn
- Platinum Equity Investment Holdings IV, LLCpooled vehicle sponsorn
- Platinum Equity Investment Holdings V (Cayman), LLCpooled vehicle sponsorn
- Platinum Equity Investment Holdings V, LLCpooled vehicle sponsorn
- Platinum Equity Investment Holdings Vi (Cayman), LLCpooled vehicle sponsorn
- Platinum Equity Investment Holdings Vi, LLCpooled vehicle sponsorn
- Platinum Equity Investment Holdings, LLCpooled vehicle sponsory
- Platinum Equity Partners (Cayman), L.P.pooled vehicle sponsorn
- Platinum Equity Partners II, LLCpooled vehicle sponsorn
- Platinum Equity Partners III, LLCpooled vehicle sponsorn
- Platinum Equity Partners International III (Cayman), L.P.pooled vehicle sponsorn
- Platinum Equity Partners International IV (Cayman), L.P.pooled vehicle sponsorn
- Platinum Equity Partners International V (Cayman), L.P.pooled vehicle sponsorn
- Platinum Equity Partners International Vi (Cayman), L.P.pooled vehicle sponsorn
- Platinum Equity Partners International, L.P.pooled vehicle sponsorn
- Platinum Equity Partners IV, L.P.pooled vehicle sponsorn
- Platinum Equity Partners V, L.P.pooled vehicle sponsorn
- Platinum Equity Partners Vi, L.P.pooled vehicle sponsorn
Advisers that list Platinum Equity Advisors, LLC as a related person
- 294003 n
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT12 employees
- New York, NY10 employees
- Dedham, MA4 employees
What changed
consecutive filings, newest first
- Accounts · 146 to 150Sep 11, 2025 to Mar 27, 2026
- Advisory employees · 187 to 181Sep 11, 2025 to Mar 27, 2026
- Pooled vehicle clients · 145 to 149Sep 11, 2025 to Mar 27, 2026
- Employees · 257 to 253Sep 11, 2025 to Mar 27, 2026
- Other offices · 3 to 4Sep 11, 2025 to Mar 27, 2026
- Private funds · 145 to 149Sep 11, 2025 to Mar 27, 2026
- Discretionary RAUM · $50B to $48BSep 11, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $88.1M to $161MSep 11, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $50B to $48BSep 11, 2025 to Mar 27, 2026
- RAUM · $50B to $48BSep 11, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 29, 2025
- Accounts · 132 to 146May 21, 2024 to Mar 27, 2025
- Advisory employees · 178 to 187May 21, 2024 to Mar 27, 2025
- Advisory activities · 1 to 2May 21, 2024 to Mar 27, 2025
- Pooled vehicle clients · 132 to 145May 21, 2024 to Mar 27, 2025
- Employees · 253 to 257May 21, 2024 to Mar 27, 2025
- Private funds · 131 to 145May 21, 2024 to Mar 27, 2025
- Discretionary RAUM · $0 to $50BMay 21, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $48B to $88.1MMay 21, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $48B to $50BMay 21, 2024 to Mar 27, 2025
- RAUM · $48B to $50BMay 21, 2024 to Mar 27, 2025
- Private funds · 132 to 131Mar 27, 2024 to May 21, 2024
- Accounts · 124 to 132May 26, 2023 to Mar 27, 2024
- Advisory employees · 153 to 178May 26, 2023 to Mar 27, 2024
- Pooled vehicle clients · 124 to 132May 26, 2023 to Mar 27, 2024
- Employees · 219 to 253May 26, 2023 to Mar 27, 2024
- Private funds · 124 to 132May 26, 2023 to Mar 27, 2024
- Discretionary RAUM · $48B to $0May 26, 2023 to Mar 27, 2024
- HNW RAUM · unset to 0.0May 26, 2023 to Mar 27, 2024
- Individual RAUM · unset to 0.0May 26, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $0 to $48BMay 26, 2023 to Mar 27, 2024
- Pension RAUM · unset to 0.0May 26, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $48B to $48BMay 26, 2023 to Mar 27, 2024
- RAUM · $48B to $48BMay 26, 2023 to Mar 27, 2024
- Accounts · 120 to 124Jul 22, 2022 to Mar 29, 2023
- Advisory employees · 179 to 153Jul 22, 2022 to Mar 29, 2023
- Pooled vehicle clients · 120 to 124Jul 22, 2022 to Mar 29, 2023
- Employees · 231 to 219Jul 22, 2022 to Mar 29, 2023
- Private funds · 120 to 124Jul 22, 2022 to Mar 29, 2023
- Discretionary RAUM · $36B to $48BJul 22, 2022 to Mar 29, 2023
Signals
7 dated events
- Platinum Equity Advisors, Llc reported RAUM $47.6B, up 32% from $36.2B (2022-07-22 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Platinum Equity Advisors, Llc reported RAUM $36.2B, up 41% from $25.6B (2021-06-18 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- John Holland (General Counsel And Secretary) appeared on Schedule A of Platinum Equity Advisors, LlcMar 29, 2022 · Control person joined · fact
- Platinum Equity Advisors, Llc reported RAUM $22.9B, up 98% from $11.5B (2019-09-05 to 2020-03-29)Mar 29, 2020 · RAUM change · derived
- Krishna Suneet Agarwal (General Counsel And Secretary) no longer on Schedule A of Platinum Equity Advisors, Llc (listed 2019-09-05, absent 2020-03-29)Mar 29, 2020 · Control person left · inference
- Monica Eva Kalawski (Evp / Special Counsel / Asst. Secretary) no longer on Schedule A of Platinum Equity Advisors, Llc (listed 2018-10-22, absent 2019-03-31)Mar 31, 2019 · Control person left · inference
- Krishna Suneet Agarwal (General Counsel And Secretary) appeared on Schedule A of Platinum Equity Advisors, LlcMar 31, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- Platinum Equity Advisors, LLC · Independent Sponsorsshared crd · capital_provider
- Platinum Equity Advisors, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/platinum-equityreportedpublic record, Form ADV, Sep 17, 2026
- Website
- PLATINUMEQUITY.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 310-712-1850reportedpublic record, Form ADV, May 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Platinum Equity Advisors, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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