DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
3l Capital Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Jun 24, 2020 · 13 filings
SEC status approved since Jul 24, 2020
RAUM
$932M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$932M as of Mar 31, 2026
Mar 31, 2021$505M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20210 then
Employees (5.A)4 as of Mar 31, 2026
Mar 31, 202111 then
Private funds10 as of Mar 31, 2026
Mar 31, 20217 then
RAUM +9.6% over the last fiscal year-0.4% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $93.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $932M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$932M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $932M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 3l Capital II, LP | Venture Capital Fund | $299M | 127 | Mar 31, 2021 |
| 3l Capital I, LP | Venture Capital Fund | $257M | 77 | Nov 16, 2018 |
| 3l Capital I Aiv A, LLC | Venture Capital Fund | $149M | 77 | Mar 29, 2019 |
| 3l Capital Ro, LLC | Venture Capital Fund | $27.4M | 5 | Mar 29, 2019 |
| 3l Capital I Aiv B, LLC | Venture Capital Fund | $13.6M | 77 | Mar 29, 2019 |
| 3l Opportunities I - Avt, LLC | Venture Capital Fund | $12.2M | 1 | Mar 31, 2022 |
| 3l Opportunities I - R, LLC | Venture Capital Fund | $9.1M | 8 | Mar 31, 2022 |
| 3l Gigem, LP | Venture Capital Fund | $5.0M | 1 | Mar 31, 2022 |
| 3l Opportunities I - Dnz, LLC | Venture Capital Fund | $297,338 | 1 | Mar 31, 2022 |
| 3l Capital Sdc, LLCno longer reported | Venture Capital Fund | $55,061 | 2 | Nov 16, 2018 |
| 3l Capital I Aiv C, LLC | Venture Capital Fund | $0 | 77 | Nov 16, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Shawn Colo · Managercontrolsince 10/2017 · owns less than 5%
- Tadgh Jacob Kotzubei · Managercontrolsince 10/2017 · owns less than 5%
- Thomas David Leyrer · Managercontrolsince 10/2017 · owns less than 5%
- Evan Philip Norment · Managercontrolsince 10/2017 · owns less than 5%
- Joseph Shawn Colo · Trusteecontrolsince 09/2008 · owns F of Colo & O'Neil Revocable Trust Dated Sep 2008
- Joseph Shawn Colo · Managercontrolsince 09/2017 · owns F of 3l Founders Mc, LLC
- C. Holly Gores · Trusteecontrolsince 01/1999 · owns F of Gores Trust Dated January 26, 1999, As Amended
- Tom T. Gores · Trusteecontrolsince 01/1999 · owns F of Gores Trust Dated January 26, 1999, As Amended
- Tom T. Gores · Managercontrolsince 10/2003 · owns F of Platinum Equity Investment Holdings, LLC
- Tom T. Gores · Managercontrolsince 12/1997 · owns F of Platinum Equity, LLC
- Thomas David Leyrer · Trusteecontrolsince 06/2008 · owns F of Blue Parrot Trust Dated June 13, 2008
- Thomas David Leyrer · Managercontrolsince 09/2017 · owns F of 3l Founders Mc, LLC
- Ann Deirdre O'Neil · Trusteecontrolsince 09/2008 · owns F of Colo & O'Neil Revocable Trust Dated Sep 2008
- Ann Mary Sigler · Managercontrolsince 07/2017 · owns F of 3lh 360, LLC
- Ann Mary Sigler · Managercontrolsince 11/2017 · owns F of Platinum Equity Investment Holdings Ic (Cayman), LLC
- Ann Mary Sigler · Managercontrolsince 01/2019 · owns F of Platinum Investco (Cayman), LLC
- Michele Alicia Tranen · Trusteecontrolsince 06/2008 · owns F of Blue Parrot Trust Dated June 13, 2008
- Nmn Edip Terbiyeli · Chief Financial Officer / Chief Compliance Officersince 06/2020 · owns less than 5%
Entity owners
- 3l Founders Mc, LLC · Memberdirect · owns 50% to 75%
- 3lh 360, LLC · Memberdirect · owns 50% to 75%
- Blue Parrot Trust Dated June 13, 2008 · Memberindirect · owns 50% to 75% of 3l Founders Mc, LLC
- Colo & O'Neil Revocable Trust Dated Sep 2008 · Memberindirect · owns 50% to 75% of 3l Founders Mc, LLC
- Gores Trust Dated January 26, 1999, As Amended · Memberindirect · owns 75% or more of Platinum Equity, LLC
- Platinum Equity Investco, L.P. · Memberindirect · owns 25% to 50% of 3lh 360, LLC
- Platinum Equity Investment Holdings Ic (Cayman), LLC · General Partnerindirect · owns F of Platinum Equity Investco, L.P.
- Platinum Equity Investment Holdings, LLC · Memberindirect · owns 75% or more of Platinum Equity Investment Holdings Ic (Cayman), LLC
- Platinum Equity, LLC · Memberindirect · owns 25% to 50% of Platinum Investco (Cayman), LLC
- Platinum Equity, LLC · Memberindirect · owns 75% or more of Platinum Equity Investment Holdings, LLC
- Platinum Equity, LLC · Memberindirect · owns 50% to 75% of 3lh 360, LLC
- Platinum Investco (Cayman), LLC · Limited Partnerindirect · owns 25% to 50% of Platinum Equity Investco, L.P.
Related persons
Schedule D 7.A
- 3l Capital Gp, LLCpooled vehicle sponsorn
- 3l Capital II Gp, LLCpooled vehicle sponsorn
- 3l Capital Ro Manager, LLCpooled vehicle sponsorn
- 3l Gigem Gp, LLCpooled vehicle sponsorn
- 3l Opportunities I - Avt Manager, LLCpooled vehicle sponsorn
- 3l Opportunities I - Dnz Manager, LLCpooled vehicle sponsorn
- 3l Opportunities I - R Manager, LLCpooled vehicle sponsorn
- Platinum Equity Advisors, LLCinvestment adviserbankpooled vehicle sponsornRAUM $48B
Advisers that list 3l Capital Management, LLC as a related person
- 161491 n
Offices
Schedule D 1.F, the 25 largest
- New York, NY4 employees
What changed
consecutive filings, newest first
- Accounts · 12 to 10Oct 2, 2025 to Mar 31, 2026
- Pooled vehicle clients · 12 to 10Oct 2, 2025 to Mar 31, 2026
- Assets in custody · $851M to $932MOct 2, 2025 to Mar 31, 2026
- Other offices · 1 to 0Oct 2, 2025 to Mar 31, 2026
- Private funds · 11 to 10Oct 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $851M to $932MOct 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $851M to $932MOct 2, 2025 to Mar 31, 2026
- RAUM · $851M to $932MOct 2, 2025 to Mar 31, 2026
- Accounts · 11 to 12Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 9 to 3Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 12Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $810M to $851MMar 29, 2024 to Mar 31, 2025
- Employees · 11 to 4Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 10 to 11Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $810M to $851MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $810M to $851MMar 29, 2024 to Mar 31, 2025
- RAUM · $810M to $851MMar 29, 2024 to Mar 31, 2025
- Accounts · 10 to 11May 16, 2023 to Mar 29, 2024
- Advisory employees · 7 to 9May 16, 2023 to Mar 29, 2024
- Pooled vehicle clients · 10 to 11May 16, 2023 to Mar 29, 2024
- Assets in custody · $942M to $810MMay 16, 2023 to Mar 29, 2024
- Employees · 9 to 11May 16, 2023 to Mar 29, 2024
- Discretionary RAUM · $942M to $810MMay 16, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $942M to $810MMay 16, 2023 to Mar 29, 2024
- RAUM · $942M to $810MMay 16, 2023 to Mar 29, 2024
- Assets in custody · $1.1B to $942MNov 3, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.1B to $942MNov 3, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.1B to $942MNov 3, 2022 to Mar 31, 2023
- RAUM · $1.1B to $942MNov 3, 2022 to Mar 31, 2023
- Accounts · 7 to 10Apr 30, 2021 to Mar 31, 2022
- Advisory employees · 9 to 7Apr 30, 2021 to Mar 31, 2022
- Pooled vehicle clients · 7 to 10Apr 30, 2021 to Mar 31, 2022
- Assets in custody · $434M to $1.1BApr 30, 2021 to Mar 31, 2022
- Employees · 11 to 9Apr 30, 2021 to Mar 31, 2022
- Private funds · 7 to 10Apr 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $505M to $1.1BApr 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $505M to $1.1BApr 30, 2021 to Mar 31, 2022
- RAUM · $505M to $1.1BApr 30, 2021 to Mar 31, 2022
- Related bank · false to trueApr 30, 2021 to Mar 31, 2022
Signals
3 dated events
- 3L Capital Management, Llc reported RAUM $1.1B, up 121% from $504.8M (2021-04-30 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- 3L Capital Management, Llc reported RAUM $504.8M, up 79% from $281.6M (2020-08-17 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- 3L Capital Management, Llc filed its initial SEC registration (Form ADV)Jun 24, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- 3l Capital Management, LLC · Independent Sponsorsshared crd · capital_provider
- 3l Capital Management, LLC · Private Equityshared crd · organization
- 3l Capital Management, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/3L-CAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- 3LCAP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (424) 208 - 3379reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026